Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTRAL GARDEN & PET COCENT · Entity 4307 | Director | August 05, 2020 | August 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTRAL GARDEN & PET CO
Report date August 05, 2020 · Filed August 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,288 |
Ending reported balance
After 2020-08-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-08-05 · Exercise / conversion · Acquired 6,298 · Balance 7,721 Row 2 · 2020-08-05 · Tax withholding · Disposed 5,433 · Balance 2,288 F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.76 · Expires 2020-08-09 | Direct | 0 |
Reported balance
After 2020-08-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-05 · Exercise / conversion · Disposed 6,298 · Balance 0 F3: Options were granted on February 14, 2017, and all shares are vested and have been exercised. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy John Balousek Family L.P. | 14,546 |
Reported balance
Holding disclosure · report date 2020-08-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 14,546 F2: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy John Balousek Family L.P. | 2,760 |
Reported balance
Holding disclosure · report date 2020-08-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,760 F2: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: Options were granted on February 14, 2017, and all shares are vested and have been exercised.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2020 Filed Aug 8, 2020 00:52 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,298 | $0.00 Strike: $31.76 | $0.00 |
DisclosureSEC source: 0001209191-20-045794 · doc4.xml · derivative · entry 5 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,298 shares Expires 2020-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options were granted on February 14, 2017, and all shares are vested and have been exercised. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:52 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Tax withholdingClass A Common Stock | 5,433 | $36.82 | $200,043.06 |
DisclosureSEC source: 0001209191-20-045794 · doc4.xml · nonDerivative · entry 2 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,288 F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:52 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Exercise / conversionClass A Common Stock | 6,298 | $31.76 | $200,024.48 |
DisclosureSEC source: 0001209191-20-045794 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:12 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | SaleClass A Common Stock | 2,627 | $33.18 | $87,164.65 |
DisclosureSEC source: 0001209191-20-029720 · doc4.xml · nonDerivative · entry 2 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Balousek Family L.P. Disclosed balance after: 14,546 F2 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:12 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | SaleCommon Stock | 2,000 | $35.42 | $70,848.80 |
DisclosureSEC source: 0001209191-20-029720 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Balousek Family L.P. Disclosed balance after: 2,760 F1 · price: The range of prices for the shares of Common Stock is from $35.29 to $35.56. The Reporting Person undertakes that the Reporting Person will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2020 Filed Apr 7, 2020 20:13 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GiftCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023758 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Balousek Family L.P. Disclosed balance after: 4,760 F1 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:15 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantStock Option (Right to Buy) · Derivative | 7,043 | $0.00 Strike: $28.40 | $0.00 |
DisclosureSEC source: 0001209191-20-009167 · doc4.xml · derivative · entry 3 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,043 Underlying: Class A Common Stock · 7,043 shares Expires 2026-02-11 F3 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 11, 2020, the date of the grant. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:15 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantClass A Common Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009167 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 F1 · shares: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended. Read SEC document |
| February 11, 2020 Filed Apr 7, 2020 20:19 UTC Amendment | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantStock Option (Right to Buy) · Derivative | 7,043 | $0.00 Strike: $28.40 | $0.00 |
DisclosureSEC source: 0001209191-20-023762 · doc4a.xml · derivative · entry 4 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,043 Underlying: Class A Common Stock · 7,043 shares Expires 2026-02-11 F6 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 11, 2020, the date of the grant. Read SEC document |
| February 11, 2020 Filed Apr 7, 2020 20:19 UTC Amendment | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantClass A Common Stock | 705 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023762 · doc4a.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,423 F1 · shares: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended. F2 · balance_after: The purpose of this amendment to the Form 4 filed on February 12, 2020 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Balousek following the Reported Transaction. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 22:37 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,546 | $0.00 Strike: $13.75 | $0.00 |
DisclosureSEC source: 0001209191-19-042514 · doc4.xml · derivative · entry 4 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,546 shares Expires 2019-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were granted on February 9, 2016, and all shares have vested and been exercised. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 22:37 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Exercise / conversionClass A Common Stock | 14,546 | $13.75 | $200,007.50 |
DisclosureSEC source: 0001209191-19-042514 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Balousek Family L.P. Disclosed balance after: 16,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 20:27 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantStock Option (Right to Buy) · Derivative | 7,174 | $0.00 Strike: $27.88 | $0.00 |
DisclosureSEC source: 0001209191-19-010074 · doc4.xml · derivative · entry 4 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,174 Underlying: Class A Common Stock · 7,174 shares Expires 2025-02-12 F3 · shares: Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended. F4 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 12, 2019, the date of the grant. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 20:27 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantClass A Common Stock | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-010074 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,890 F1 · shares: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:18 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | SaleClass A Common Stock | 5,010 | $37.81 | $189,411.57 |
DisclosureSEC source: 0001209191-18-012964 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Balousek Family L.P. Disclosed balance after: 1,455 F1 · price: The range of prices for the shares of Common Stock is from $37.66 to $38.20. Mr. Balousek undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:12 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantStock Option (Right to Buy) · Derivative | 5,415 | $0.00 Strike: $36.94 | $0.00 |
DisclosureSEC source: 0001209191-18-010365 · doc4.xml · derivative · entry 4 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,415 Underlying: Class A Common Stock · 5,415 shares Expires 2021-08-13 F3 · shares: Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended. F4 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2018, the date of the grant. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:12 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantClass A Common Stock | 542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010365 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,182 F1 · shares: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:04 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Exercise / conversionStock Option (right to buy) · Derivative | 6,762 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001209191-18-009160 · doc4.xml · derivative · entry 5 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,762 shares Expires 2018-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:04 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Tax withholdingClass A Common Stock | 1,752 | $38.06 | $66,681.12 |
DisclosureSEC source: 0001209191-18-009160 · doc4.xml · nonDerivative · entry 2 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,640 F1 · kind: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 21:04 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | Exercise / conversionClass A Common Stock | 6,762 | $9.86 | $66,673.32 |
DisclosureSEC source: 0001209191-18-009160 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 21:07 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | SaleCommon Stock | 13,000 | $39.15 | $508,931.80 |
DisclosureSEC source: 0001209191-17-065660 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Balousek Family L.P. Disclosed balance after: 5,160 F1 · price: The range of prices for the shares of Common Stock is from $38.87 to $39.47. Mr. Balousek undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F2 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the junior partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 02:00 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | SaleCommon Stock | 12,000 | $35.50 | $426,028.80 |
DisclosureSEC source: 0001209191-17-013001 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 18,160 F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. F2 · price: The range of prices for the shares of Common Stock is from $35.28 to $35.6450. Mr. Balousek undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F3 · ownership.nature: By Balousek Family L.P. Mr. Balousek is the general partner of Balousek Family L.P. Mr. Balousek disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:32 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantStock Option (Right to Buy) · Derivative | 6,298 | $0.00 Strike: $31.76 | $0.00 |
DisclosureSEC source: 0001209191-17-011286 · doc4.xml · derivative · entry 3 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,298 Underlying: Class A Common Stock · 6,298 shares Expires 2020-08-09 F2 · shares: Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended. F3 · derivative.exercise_date: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 00:32 UTC | CENTRAL GARDEN & PET CO CENT · Entity 4307 | GrantClass A Common Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011286 · doc4.xml · nonDerivative · entry 1 BALOUSEK JOHN · CIK 0001168586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085 F1 · shares: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.