Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HNI CORPHNI · Entity 4148 | President, Allsteel Inc. | August 10, 2020 | August 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HNI CORP
Report date August 10, 2020 · Filed August 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,519.314 |
Reported balance
After 2020-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-10 · Exercise / conversion · Acquired 2,322 · Balance 11,519.314 F1: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. The first installment of the Restricted Stock Units vested on August 7, 2019, and were reported on Table I on August 9, 2019. The remainder vested on August 7, 2020, which are being reported now in this Table I. |
| Common StockSEC Table I · non-derivative | Direct | 10,844.311 |
Reported balance
After 2020-08-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-10 · Tax withholding · Disposed 705 · Balance 10,844.311 F2: The reporting person is reporting the withholding by the Issuer of an aggregate of 705 shares of Common Stock that vested on August 7, 2020 pursuant to the 2018 Grant, but were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted Common Stock to the reporting person as of August 7, 2020. F3: The total in column 5 includes reinvested dividends of 29.997 shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-08-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-10 · Exercise / conversion · Disposed 2,322 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F1: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. The first installment of the Restricted Stock Units vested on August 7, 2019, and were reported on Table I on August 9, 2019. The remainder vested on August 7, 2020, which are being reported now in this Table I. F5: On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units, vesting in equal installments on each of the first two anniversaries of the grant date of the 2018 Grant. The first installment converted on August 7, 2019, and was reported on Table I on August 9, 2019. The second installment into which such vested Restricted Units converted on August 7, 2020, is reported on Table I of this Form 4. The 2018 Grant is now completely vested and converted. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. The first installment of the Restricted Stock Units vested on August 7, 2019, and were reported on Table I on August 9, 2019. The remainder vested on August 7, 2020, which are being reported now in this Table I.
F2: The reporting person is reporting the withholding by the Issuer of an aggregate of 705 shares of Common Stock that vested on August 7, 2020 pursuant to the 2018 Grant, but were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted Common Stock to the reporting person as of August 7, 2020.
F3: The total in column 5 includes reinvested dividends of 29.997 shares.
F4: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
F5: On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units, vesting in equal installments on each of the first two anniversaries of the grant date of the 2018 Grant. The first installment converted on August 7, 2019, and was reported on Table I on August 9, 2019. The second installment into which such vested Restricted Units converted on August 7, 2020, is reported on Table I of this Form 4. The 2018 Grant is now completely vested and converted.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2020 Filed Aug 12, 2020 13:52 UTC | HNI CORP HNI · Entity 4148 | Exercise / conversionRestricted Stock Units · Derivative | 2,322 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000128 · wf-form4_159724035567126.xml · derivative · entry 3 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,322 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. The first installment of the Restricted Stock Units vested on August 7, 2019, and were reported on Table I on August 9, 2019. The remainder vested on August 7, 2020, which are being reported now in this Table I. F5 · derivative.exercise_date: On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units, vesting in equal installments on each of the first two anniversaries of the grant date of the 2018 Grant. The first installment converted on August 7, 2019, and was reported on Table I on August 9, 2019. The second installment into which such vested Restricted Units converted on August 7, 2020, is reported on Table I of this Form 4. The 2018 Grant is now completely vested and converted. F5 · derivative.expiration_date: On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units, vesting in equal installments on each of the first two anniversaries of the grant date of the 2018 Grant. The first installment converted on August 7, 2019, and was reported on Table I on August 9, 2019. The second installment into which such vested Restricted Units converted on August 7, 2020, is reported on Table I of this Form 4. The 2018 Grant is now completely vested and converted. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 13:52 UTC | HNI CORP HNI · Entity 4148 | Tax withholdingCommon Stock | 705 | $30.96 | $21,826.80 |
DisclosureSEC source: 0000048287-20-000128 · wf-form4_159724035567126.xml · nonDerivative · entry 2 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,844.311 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 705 shares of Common Stock that vested on August 7, 2020 pursuant to the 2018 Grant, but were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted Common Stock to the reporting person as of August 7, 2020. F3 · balance_after: The total in column 5 includes reinvested dividends of 29.997 shares. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 13:52 UTC | HNI CORP HNI · Entity 4148 | Exercise / conversionCommon Stock | 2,322 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000128 · wf-form4_159724035567126.xml · nonDerivative · entry 1 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,519.314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. The first installment of the Restricted Stock Units vested on August 7, 2019, and were reported on Table I on August 9, 2019. The remainder vested on August 7, 2020, which are being reported now in this Table I. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 18:07 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 118 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000058 · wf-form4_158274040801045.xml · nonDerivative · entry 1 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,197.314 F1 · shares: These shares were acquired under the HNI Corporation Supplemental Income Plan. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:07 UTC | HNI CORP HNI · Entity 4148 | GrantCommon Stock | 4,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000048287-20-000035 · wf-form4_158171442866754.xml · nonDerivative · entry 1 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,079.314 F1 · shares: Reflects shares of Common Stock of Issuer underlying Restricted Stock Units granted under the Issuer's 2017 Stock-Based Compensation Plan convertible to such Common Stock subject to 3-year ratable vesting. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 16:44 UTC | HNI CORP HNI · Entity 4148 | Exercise / conversionRestricted Stock Units · Derivative | 2,323 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001781928-19-000001 · wf-form4_156536903249212.xml · derivative · entry 4 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,322 Underlying: Common Stock · 2,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. F5 · derivative.exercise_date: On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units, vesting in equal installments on each of the first two anniversaries of the grant date of the 2018 Grant. The Common Stock into which such vested Restricted Stock Units converted on August 7, 2019, is reported on Table I of this Form 4. The remaining unvested Restricted Stock Units granted to the reporting person will vest on the second anniversary of the grant date of the 2018 Grant. F5 · derivative.expiration_date: On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units, vesting in equal installments on each of the first two anniversaries of the grant date of the 2018 Grant. The Common Stock into which such vested Restricted Stock Units converted on August 7, 2019, is reported on Table I of this Form 4. The remaining unvested Restricted Stock Units granted to the reporting person will vest on the second anniversary of the grant date of the 2018 Grant. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 16:44 UTC | HNI CORP HNI · Entity 4148 | Tax withholdingCommon Stock | 829 | $31.93 | $26,469.97 |
DisclosureSEC source: 0001781928-19-000001 · wf-form4_156536903249212.xml · nonDerivative · entry 2 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,483.29 F2 · kind: The reporting person is reporting the withholding by the Issuer of an aggregate of 829 shares of Common Stock that vested on August 7, 2018 pursuant to the 2018 Grant, but that were not issued in order to satisfy the reporting person's tax withholding obligations in connection with the delivery of the converted Common Stock to the reporting person as of August 7, 2019. F3 · balance_after: The total in column 5 includes reinvested dividends of .012 shares. Read SEC document |
| August 07, 2019 Filed Aug 9, 2019 16:44 UTC | HNI CORP HNI · Entity 4148 | Exercise / conversionCommon Stock | 2,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001781928-19-000001 · wf-form4_156536903249212.xml · nonDerivative · entry 1 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,312.279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. On August 7, 2018, the reporting person was granted 4,645 Restricted Stock Units ("2018 Grant") that were previously reported on Table II of Form 3, which form was filed with the SEC on July 10, 2019. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 22:37 UTC | HNI CORP HNI · Entity 4148 | GrantNon-qualifying employee stock option (right to buy) · Derivative | 8,702 | $0.00 Strike: $32.01 | $0.00 |
DisclosureSEC source: 0000048287-19-000128 · wf-form4_156530384090708.xml · derivative · entry 1 Yates Kristin L · CIK 0001781928 · President, Allsteel Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,702 Underlying: Common Stock · 8,702 shares Expires 2029-08-06 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.