Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TWIN DISC INCTWIN · Entity 5867 | VP-Sales & Applied Technology | August 13, 2020 | August 17, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TWIN DISC INC
Report date August 13, 2020 · Filed August 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,248 |
Reported balance
After 2020-08-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-13 · Grant · Acquired 2,786 · Balance 65,248 F1: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. |
| Common StockSEC Table I · non-derivative | Direct | 63,050 |
Reported balance
After 2020-08-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-13 · Tax withholding · Disposed 2,198 · Balance 63,050 F2: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 2,533.5791 |
Reported balance
Holding disclosure · report date 2020-08-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,533.5791 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.
F2: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2020 Filed Aug 17, 2020 20:21 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 2,198 | $6.59 | $14,473.83 |
DisclosureSEC source: 0001127602-20-023688 · form4.xml · nonDerivative · entry 2 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,050 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:21 UTC | TWIN DISC INC TWIN · Entity 5867 | GrantCommon Stock | 2,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023688 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,248 F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 20:03 UTC | TWIN DISC INC TWIN · Entity 5867 | GrantCommon Stock | 13,865 | $5.77 | $80,001.05 |
DisclosureSEC source: 0001127602-20-023229 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,462 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:12 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 3,308 | $5.85 | $19,335.26 |
DisclosureSEC source: 0001127602-20-022860 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,597 F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:12 UTC | TWIN DISC INC TWIN · Entity 5867 | GrantCommon Stock | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0001127602-19-026012 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,905 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:15 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 4,731 | $12.43 | $58,806.33 |
DisclosureSEC source: 0001127602-19-025770 · form4.xml · nonDerivative · entry 2 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,266 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:15 UTC | TWIN DISC INC TWIN · Entity 5867 | GrantCommon Stock | 10,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025770 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,997 F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:23 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 6,032 | $12.69 | $76,515.92 |
DisclosureSEC source: 0001127602-19-025526 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,876 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted 7/28/16. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:12 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 688 | $25.58 | $17,595.60 |
DisclosureSEC source: 0001127602-18-024471 · form4.xml · nonDerivative · entry 3 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,908 F3 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 21:12 UTC | TWIN DISC INC TWIN · Entity 5867 | GrantCommon Stock | 1,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024471 · form4.xml · nonDerivative · entry 2 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,596 F2 · security: Represents shares of common stock acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:12 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 3,623 | $26.19 | $94,886.37 |
DisclosureSEC source: 0001127602-18-024471 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,074 F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted on 7/31/15. Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 20:36 UTC | TWIN DISC INC TWIN · Entity 5867 | GrantCommon Stock | 7,379 | $16.94 | $125,000.26 |
DisclosureSEC source: 0001127602-17-025016 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,697 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/2/2020. Read SEC document |
| July 30, 2017 Filed Aug 1, 2017 21:03 UTC | TWIN DISC INC TWIN · Entity 5867 | Tax withholdingCommon Stock | 1,911 | $17.05 | $32,576.82 |
DisclosureSEC source: 0001127602-17-024552 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,318 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/30/14. Read SEC document |
| May 12, 2017 Filed May 12, 2017 20:39 UTC | TWIN DISC INC TWIN · Entity 5867 | SaleCommon Stock | 5,000 | $19.72 | $98,600.00 |
DisclosureSEC source: 0001127602-17-017931 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,229 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. 2,000 will vest on August 4, 2016, 2,000 will vest on August 4, 2017 and 3,310 will vest on July 31, 2018. F2 · security: Award of Restricted Stock pursuant to Twin Disc, Incorporated 1998 Stock Incentive Plan. Stock Grant will be 50% vested after two years and 100% vested after four years. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.