Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | Sr. VP and CIO | February 24, 2017 | March 01, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date February 24, 2017 · Filed March 01, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,056 |
Ending reported balance
After 2017-02-24 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-02-24 · Grant · Acquired 7,036 · Balance 90,396 F1: This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Row 2 · 2017-02-24 · Tax withholding · Disposed 2,329 · Balance 88,067 F2: Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014. Row 3 · 2017-02-24 · Grant · Acquired 10,989 · Balance 99,056 F3: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 9,961 |
Reported balance
Holding disclosure · report date 2017-02-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,961 F4: Since the last Form 4 filing on February 23, 2017, the reporting person acquired no additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock.
F2: Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014.
F3: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
F4: Since the last Form 4 filing on February 23, 2017, the reporting person acquired no additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FORESCOUT TECHNOLOGIES, INC
Report date August 17, 2020 · Filed August 17, 2020
Section 16 reporting ended · disclosed 2020-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 1
1 source rowRow 1 · 2020-08-17 · Disposition to issuer · Disposed 13,833 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. F2: These securities were restricted stock units ("RSUs") and represented the Reporting Person's right to receive Common Stock shares of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.
F2: These securities were restricted stock units ("RSUs") and represented the Reporting Person's right to receive Common Stock shares of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2020 Filed Aug 17, 2020 20:59 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Disposition to issuerCommon Stock | 13,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047057 · doc4.xml · nonDerivative · entry 1 HACKENSON ELIZABETH · CIK 0001286143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. F2 · price: These securities were restricted stock units ("RSUs") and represented the Reporting Person's right to receive Common Stock shares of the Issuer. Read SEC document |
| May 29, 2019 Filed Jun 3, 2019 16:26 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | GrantCommon Stock | 13,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033923 · doc4.xml · nonDerivative · entry 1 HACKENSON ELIZABETH · CIK 0001286143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,833 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in three equal annual installments beginning on May 29, 2020. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:37 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 10,989 | $11.93 | $131,098.77 |
DisclosureSEC source: 0001127602-17-009030 · form4.xml · nonDerivative · entry 3 HACKENSON ELIZABETH · CIK 0001286143 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,056 F3 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 24, 2018, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:37 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,329 | $11.93 | $27,784.97 |
DisclosureSEC source: 0001127602-17-009030 · form4.xml · nonDerivative · entry 2 HACKENSON ELIZABETH · CIK 0001286143 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,067 F2 · shares: Reflects tax withholding in connection with the vesting and settlement of earned PSUs granted in February 2014. Read SEC document |
| February 24, 2017 Filed Mar 1, 2017 01:37 UTC | AES CORP AES · Entity 3505 | GrantCommon Stock | 7,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009030 · form4.xml · nonDerivative · entry 1 HACKENSON ELIZABETH · CIK 0001286143 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,396 F1 · price: This Performance Stock Unit ("PSU") was granted on February 21, 2014 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant. Each earned PSU entitles the holder to one share of AES Common Stock. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 00:11 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 863 | $11.78 | $10,166.14 |
DisclosureSEC source: 0001127602-17-008050 · form4.xml · nonDerivative · entry 1 HACKENSON ELIZABETH · CIK 0001286143 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,360 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:31 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,767 | $11.46 | $20,249.82 |
DisclosureSEC source: 0001127602-17-007883 · form4.xml · nonDerivative · entry 2 HACKENSON ELIZABETH · CIK 0001286143 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,223 F2 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:31 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,244 | $11.46 | $14,256.24 |
DisclosureSEC source: 0001127602-17-007883 · form4.xml · nonDerivative · entry 1 HACKENSON ELIZABETH · CIK 0001286143 · Sr. VP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,990 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.