Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRAN TIERRA ENERGY INC.GTE · Entity 5740 | Chief Operating Officer | August 18, 2020 | August 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRAN TIERRA ENERGY INC.
Report date August 18, 2020 · Filed August 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,665 |
Reported balance
After 2020-08-18 transaction · row 1
1 source rowRow 1 · 2020-08-18 · Grant · Acquired 3,270 · Balance 60,665 F1: These shares were acquired on August 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired on August 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2: Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2020 Filed Aug 18, 2020 20:23 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 3,270 | $0.31 | $1,013.70 |
DisclosureSEC source: 0001104659-20-096543 · tm2028929d4_form4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,665 F1 · kind: These shares were acquired on August 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| August 05, 2020 Filed Aug 5, 2020 20:01 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 3,463 | $0.29 | $1,004.27 |
DisclosureSEC source: 0001104659-20-090816 · tm2026740-1_4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,395 F1 · kind: These shares were acquired on August 5, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| July 17, 2020 Filed Jul 17, 2020 20:11 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 2,795 | $0.35 | $978.25 |
DisclosureSEC source: 0001104659-20-084516 · tm2025084-5_4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,932 F1 · kind: These shares were acquired on July 17, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 20:02 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 2,837 | $0.35 | $992.95 |
DisclosureSEC source: 0001104659-20-081699 · tm2024286-1_4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,137 F1 · kind: These shares were acquired on July 6, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 20:21 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 2,260 | $0.43 | $971.80 |
DisclosureSEC source: 0001104659-20-074665 · tm2022930-5_4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,300 F1 · kind: These shares were acquired on June 18, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| June 03, 2020 Filed Jun 3, 2020 20:03 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantCommon Stock | 4,040 | $0.24 | $969.60 |
DisclosureSEC source: 0001104659-20-069417 · tm2021731-1_4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,040 F1 · kind: These shares were acquired on June 3, 2020 through the Gran Tierra Inc. Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: Purchase price of security was transacted in Canadian currency and converted to U.S. currency. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:50 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantStock Option (Right to Buy) · Derivative | 586,047 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001104659-20-028612 · tm2011615d1_4.xml · derivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,047 Underlying: Common Stock · 586,047 shares Expires 2025-02-28 F1 · derivative.exercise_date: One-third of the stock options will vest on February 28, 2021, an additional one-third of the stock options will vest on February 28, 2022 and the remaining one-third of the stock options will vest on February 28, 2023. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 11:31 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | GrantStock Option (Right to Buy) · Derivative | 376,119 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001104659-19-061977 · tm1922554-1_4.xml · derivative · entry 2 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,119 Underlying: Common Stock · 376,119 shares Expires 2024-11-08 F1 · derivative.exercise_date: One-third of the stock options will vest on November 8, 2020, an additional one-third of the stock options will vest on November 8, 2021 and the remaining one-third of the stock options will vest on November 8, 2022. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 11:31 UTC | GRAN TIERRA ENERGY INC. GTE · Entity 5740 | PurchaseCommon Stock | 42,000 | $1.07 | $44,940.00 |
DisclosureSEC source: 0001104659-19-061977 · tm1922554-1_4.xml · nonDerivative · entry 1 Berthelet Remi Anthony · CIK 0001792028 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.