Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Report date May 31, 2020 · Filed August 24, 2020
Section 16 reporting ended · disclosed 2020-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 400 |
Reported balance
Holding disclosure · report date 2020-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 400 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Report date May 31, 2020 · Filed August 24, 2020
Section 16 reporting ended · disclosed 2020-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 428 |
Reported balance
Holding disclosure · report date 2020-05-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 428 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2019 Filed Oct 15, 2019 13:31 UTC | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND FIV · Entity 133788 | PurchaseCommon Shares | 400 | $8.78 | $3,512.00 |
DisclosureSEC source: 0001445546-19-004296 · fries_fiv4.xml · nonDerivative · entry 1 FRIES SCOTT D · CIK 0001501081 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 18:28 UTC | FIRST TRUST SENIOR FLOATING RATE INCOME FUND II FCT · Entity 8902 | PurchaseCommon Shares | 428 | $11.69 | $5,003.32 |
DisclosureSEC source: 0001445546-19-003787 · fries_fct4.xml · nonDerivative · entry 1 FRIES SCOTT D · CIK 0001501081 · Officer of Advisor, Port. Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.