Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUDIOEYE INCAEYE · Entity 6844 | Chief Financial Officer | May 20, 2020 | August 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUDIOEYE INC
Report date May 20, 2020 · Filed August 25, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 134,834 |
Reported balance
After 2020-05-20 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-05-20 · Grant · Acquired 53,934 · Balance 134,834 F1: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020). F2: 26,967 RSUs will vest in 30 days following the grant date, subject to the filing person's continuous service with AudioEye, Inc. 26,967 RSUs vest on satisfaction of service-based and performance-based conditions. The Compensation Committee will certify the extent to with the RSUs have vested within 30 days after May 20, 2021, subject to the filing person's continuous service with AudioEye, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020).
F2: 26,967 RSUs will vest in 30 days following the grant date, subject to the filing person's continuous service with AudioEye, Inc. 26,967 RSUs vest on satisfaction of service-based and performance-based conditions. The Compensation Committee will certify the extent to with the RSUs have vested within 30 days after May 20, 2021, subject to the filing person's continuous service with AudioEye, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2020 Filed May 22, 2020 18:55 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 26,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-065507 · tm2020814-5_4.xml · nonDerivative · entry 1 Barot Sachin · CIK 0001777675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,867 F1 · kind: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020). Read SEC document |
| May 20, 2020 Filed Aug 25, 2020 20:08 UTC Amendment | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 53,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-098470 · tm2029351d1_4a.xml · nonDerivative · entry 1 Barot Sachin · CIK 0001777675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,834 F1 · kind: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020). F2 · shares: 26,967 RSUs will vest in 30 days following the grant date, subject to the filing person's continuous service with AudioEye, Inc. 26,967 RSUs vest on satisfaction of service-based and performance-based conditions. The Compensation Committee will certify the extent to with the RSUs have vested within 30 days after May 20, 2021, subject to the filing person's continuous service with AudioEye, Inc. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:27 UTC | AUDIOEYE INC AEYE · Entity 6844 | GrantCommon Stock | 80,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-029924 · tv523125_4.xml · nonDerivative · entry 1 Barot Sachin · CIK 0001777675 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,900 F1 · kind: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan, which RSUs will vest in installments of 26,967 RSUs on the first anniversary of the Grant Date (i.e. on June 3, 2020), 26,967 RSUs on the second anniversary of the Grant Date (i.e. on June 3, 2021) and 26,966 RSUs on the third anniversary of the Grant Date (i.e. on June 3, 2022), subject to the Reporting Person's continuous service with the Company on each vesting date. Such RSUs will be settled promptly following the vesting dates, and in any event no later than March 15 of the calendar year following the calendar year in which such vesting occurs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.