Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DROPBOX, INC.DBX · Entity 1121 | Chief Financial Officer | August 27, 2020 | August 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DROPBOX, INC.
Report date August 27, 2020 · Filed August 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 461,607 |
Reported balance
After 2020-08-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-27 · Sale · Disposed 20,750 · Balance 461,607 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2: This transaction was executed in multiple trades at prices ranging from $20.15 to $20.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2: This transaction was executed in multiple trades at prices ranging from $20.15 to $20.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2020 Filed Aug 31, 2020 17:02 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 20,750 | $20.35 | $422,301.93 |
DisclosureSEC source: 0001562180-20-005710 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,607 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $20.15 to $20.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 18:03 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 25,440 | $19.50 | $496,080.00 |
DisclosureSEC source: 0001562180-20-005544 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,357 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units and restricted stock awards previously reported. F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:30 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,750 | $21.16 | $290,988.50 |
DisclosureSEC source: 0001562180-20-005228 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,797 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.07 to $21.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 19:55 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,750 | $21.68 | $298,135.75 |
DisclosureSEC source: 0001562180-20-004728 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,547 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.49 to $22.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| May 26, 2020 Filed May 28, 2020 17:16 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,750 | $22.60 | $310,788.50 |
DisclosureSEC source: 0001562180-20-003963 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,297 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.26 to $22.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:36 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 25,442 | $21.50 | $547,003.00 |
DisclosureSEC source: 0001562180-20-003765 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,047 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 18:07 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 41,250 | $21.08 | $869,624.25 |
DisclosureSEC source: 0001562180-20-003233 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,489 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.01 to $21.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:09 UTC | DROPBOX, INC. DBX · Entity 1121 | GrantClass A Common Stock | 228,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002913 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,739 F1 · shares: These securities are restricted stock awards. Each restricted stock award represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock awards vest as to 1/16th of the shares on May 15, 2020 and each three-month anniversary thereafter through February 15, 2024. F2 · balance_after: Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2024. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 17:13 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 41,250 | $22.26 | $918,109.50 |
DisclosureSEC source: 0001562180-20-001690 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,081 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.99 to $22.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 19:10 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stpck | 12,996 | $18.53 | $240,815.88 |
DisclosureSEC source: 0001562180-20-001419 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,331 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:51 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 78,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005585 · primarydocument.xml · derivative · entry 3 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,641 Underlying: Class A Common Stock · 78,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 78,742 shares of Class B Common Stock were converted into 78,742 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F1 · derivative.exercise_date: 78,742 shares of Class B Common Stock were converted into 78,742 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F1 · derivative.expiration_date: 78,742 shares of Class B Common Stock were converted into 78,742 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:51 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stpck | 27,737 | $18.84 | $522,565.08 |
DisclosureSEC source: 0001562180-19-005585 · primarydocument.xml · nonDerivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,327 F2 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:51 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 78,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005585 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 78,742 shares of Class B Common Stock were converted into 78,742 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:16 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 27,500 | $21.03 | $578,410.25 |
DisclosureSEC source: 0001562180-19-005474 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,322 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.01 to $21.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 17:47 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,750 | $21.02 | $288,983.75 |
DisclosureSEC source: 0001562180-19-004930 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,822 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.01 to $21.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:28 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 27,738 | $17.57 | $487,356.66 |
DisclosureSEC source: 0001562180-19-004381 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,572 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:07 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $25.00 | $343,331.30 |
DisclosureSEC source: 0001562180-19-003647 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,310 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $24.72 to $25.35 The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| May 24, 2019 Filed May 29, 2019 17:06 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $22.62 | $310,565.01 |
DisclosureSEC source: 0001562180-19-003165 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,041 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.43 to $22.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| May 15, 2019 Filed May 17, 2019 17:18 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 27,737 | $22.19 | $615,484.03 |
DisclosureSEC source: 0001562180-19-002976 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,772 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| April 15, 2019 Filed Apr 24, 2019 19:57 UTC Amendment | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $22.25 | $305,469.44 |
DisclosureSEC source: 0001562180-19-002334 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,509 F1 · date: The original Form 4 incorrectly reported the transaction date as March 25, 2019. F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $22.11 to $22.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:33 UTC | DROPBOX, INC. DBX · Entity 1121 | GrantClass A Common Stock | 182,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002206 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,240 F1 · shares: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest as to 1/16th of the shares on May 15, 2019 and each three-month anniversary thereafter through February 15, 2023. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 17:02 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $21.60 | $296,651.39 |
DisclosureSEC source: 0001562180-19-002040 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,403 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.39 to $21.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| March 25, 2019 Filed Apr 17, 2019 17:24 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $22.25 | $305,469.44 |
DisclosureSEC source: 0001562180-19-002300 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,509 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.11 to $22.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2023. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 20:07 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $23.62 | $324,274.04 |
DisclosureSEC source: 0001562180-19-001491 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,134 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $23.45 to $23.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:29 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 2,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001142 · primarydocument.xml · derivative · entry 4 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,383 Underlying: Class A Common Stock · 2,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 2,856 shares of Class B Common Stock were converted into 2,856 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F3 · derivative.exercise_date: 2,856 shares of Class B Common Stock were converted into 2,856 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F3 · derivative.expiration_date: 2,856 shares of Class B Common Stock were converted into 2,856 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F5 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:29 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass B Common Stock · Derivative | 2,810 | $25.78 | $72,441.80 |
DisclosureSEC source: 0001562180-19-001142 · primarydocument.xml · derivative · entry 3 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,239 Underlying: Class A Common Stock · 2,810 shares Expires not disclosed F4 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F4 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:29 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 2,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001142 · primarydocument.xml · nonDerivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 2,856 shares of Class B Common Stock were converted into 2,856 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 18:29 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 16,394 | $25.78 | $422,637.32 |
DisclosureSEC source: 0001562180-19-001142 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,009 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 19:32 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $23.32 | $320,252.23 |
DisclosureSEC source: 0001562180-19-000549 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,403 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $23.07 to $23.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:44 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $21.00 | $288,404.55 |
DisclosureSEC source: 0001562180-19-000099 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,134 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $21.00 to $21.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 18:01 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 1,387 | $23.62 | $32,764.41 |
DisclosureSEC source: 0001562180-18-004738 · primarydocument.xml · nonDerivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,865 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $23.6050 to $23.6350. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 18:01 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 12,344 | $23.10 | $285,110.60 |
DisclosureSEC source: 0001562180-18-004738 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,252 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.60 to $23.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 19:24 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 4,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004698 · primarydocument.xml · derivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,049 Underlying: Class A Common Stock · 4,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F1 · derivative.exercise_date: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F1 · derivative.expiration_date: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 19:24 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 4,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004698 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 19:54 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass B Common Stock · Derivative | 4,215 | $23.56 | $99,305.40 |
DisclosureSEC source: 0001562180-18-004624 · primarydocument.xml · derivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,332 Underlying: Class A Common Stock · 4,215 shares Expires not disclosed F3 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F3 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F3 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 19:54 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 3,306 | $23.56 | $77,889.36 |
DisclosureSEC source: 0001562180-18-004624 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,313 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 17:06 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 2,109 | $23.14 | $48,792.35 |
DisclosureSEC source: 0001562180-18-004299 · primarydocument.xml · nonDerivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,619 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $23.04 to $23.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 17:06 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 11,622 | $22.71 | $263,982.11 |
DisclosureSEC source: 0001562180-18-004299 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,728 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $22.04 to $23.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 19:37 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,731 | $26.10 | $358,321.43 |
DisclosureSEC source: 0001209191-18-052370 · doc4.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,350 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $25.60 to $26.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 17:02 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 200 | $27.90 | $5,579.00 |
DisclosureSEC source: 0001209191-18-048698 · doc4.xml · nonDerivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,081 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $27.85 to $27.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 17:02 UTC | DROPBOX, INC. DBX · Entity 1121 | SaleClass A Common Stock | 13,531 | $27.22 | $368,370.65 |
DisclosureSEC source: 0001209191-18-048698 · doc4.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,281 F1 · kind: The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: This transaction was executed in multiple trades at prices ranging from $26.82 to $27.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected F3 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:45 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 90,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003699 · primarydocument.xml · derivative · entry 6 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,547 Underlying: Class A Common Stock · 90,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: 90,682 shares of Class B Common Stock were converted into 90,682 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F4 · derivative.exercise_date: 90,682 shares of Class B Common Stock were converted into 90,682 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F4 · derivative.expiration_date: 90,682 shares of Class B Common Stock were converted into 90,682 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F6 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:45 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass B Common Stock · Derivative | 4,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003699 · primarydocument.xml · derivative · entry 5 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,229 Underlying: Class A Common Stock · 4,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F3 · derivative.exercise_date: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F3 · derivative.expiration_date: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. F6 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:45 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass B Common Stock · Derivative | 4,215 | $28.97 | $122,108.55 |
DisclosureSEC source: 0001562180-18-003699 · primarydocument.xml · derivative · entry 4 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,512 Underlying: Class A Common Stock · 4,215 shares Expires not disclosed F5 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F5 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F5 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F6 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:45 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 90,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003699 · primarydocument.xml · nonDerivative · entry 3 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: 90,682 shares of Class B Common Stock were converted into 90,682 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:45 UTC | DROPBOX, INC. DBX · Entity 1121 | ConversionClass A Common Stock | 4,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003699 · primarydocument.xml · nonDerivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: 4,283 shares of Class B Common Stock were converted into 4,283 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 18:45 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 3,306 | $28.97 | $95,774.82 |
DisclosureSEC source: 0001562180-18-003699 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,847 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:42 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass B Common Stock · Derivative | 36,858 | $29.96 | $1,104,265.68 |
DisclosureSEC source: 0001562180-18-002556 · primarydocument.xml · derivative · entry 2 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,727 Underlying: Class A Common Stock · 36,858 shares Expires not disclosed F3 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F4 · derivative.exercise_date: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. F3 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class B Common Stock, subject to the applicable vesting schedule through February 15, 2019. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:42 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass A Common Stock | 3,306 | $29.96 | $99,047.76 |
DisclosureSEC source: 0001562180-18-002556 · primarydocument.xml · nonDerivative · entry 1 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,153 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through November 15, 2021. In the event the Reporting Person ceases to be a Service Provider, any then unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 17:07 UTC | DROPBOX, INC. DBX · Entity 1121 | Tax withholdingClass B Common Stock · Derivative | 15,991 | $21.00 | $335,811.00 |
DisclosureSEC source: 0000899243-18-008616 · doc4.xml · derivative · entry 3 Vashee Ajay · CIK 0001734428 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,474 Underlying: Class A Common Stock · 15,991 shares Expires not disclosed F2 · derivative.exercise_price: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. F2 · derivative.exercise_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F2 · derivative.expiration_date: The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. F4 · ownership.nature: These shares are held by the Reporting Person's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.