Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Director | May 08, 2026 | May 12, 2026 |
| CIENA CORPCIEN · Entity 1071 | Chief Operating Officer | March 21, 2017 | March 23, 2017 |
| F5, INC.FFIV · Entity 839 | Director · President, CEO & Director | August 05, 2026 | August 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,802 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 1,294 · Balance 14,802 F1: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F2: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units which vest in their entirety and settle in shares of the Company's common stock on May 8, 2027. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement.
F2: Includes shares representing dividends accrued on shares that were issued upon vesting of restricted stock units since the last reported transaction.
CIENA CORP
Report date March 21, 2017 · Filed March 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 282,568 |
Last balance in matching sequence
After 2017-03-21 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2017-03-21 · Sale · Disposed 669 · Balance 285,015 F1: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 2 · 2017-03-21 · Sale · Disposed 847 · Balance 284,168 F3: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 3 · 2017-03-21 · Sale · Disposed 643 · Balance 283,525 F4: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Row 4 · 2017-03-21 · Sale · Disposed 957 · Balance 282,568 F5: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.
F2: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
F3: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016.
F4: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
F5: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
F5, INC.
Report date August 05, 2026 · Filed August 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,989 |
Ending reported balance
After 2026-08-05 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2026-08-05 · Sale · Disposed 200 · Balance 150,571 F1: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $409.12 to $410.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 2 · 2026-08-05 · Sale · Disposed 1,100 · Balance 149,471 F2: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $410.44 to $411.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 3 · 2026-08-05 · Sale · Disposed 642 · Balance 148,829 F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $411.45 to $412.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 4 · 2026-08-05 · Sale · Disposed 996 · Balance 147,833 F4: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $412.47 to $413.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 5 · 2026-08-05 · Sale · Disposed 320 · Balance 147,513 F5: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $413.57 to $414.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 6 · 2026-08-05 · Sale · Disposed 284 · Balance 147,229 F6: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $414.63 to $415.57. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 7 · 2026-08-05 · Sale · Disposed 200 · Balance 147,029 F7: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $415.71 to $416.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Row 8 · 2026-08-05 · Sale · Disposed 40 · Balance 146,989 F8: This transaction was executed pursuant to a Rule 10b5-1 trading plan dated 12/03/2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $409.12 to $410.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $410.44 to $411.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $411.45 to $412.37. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $412.47 to $413.45. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $413.57 to $414.39. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F6: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $414.63 to $415.57. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F7: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $415.71 to $416.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F8: This transaction was executed pursuant to a Rule 10b5-1 trading plan dated 12/03/2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2018 Filed May 3, 2018 20:56 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 8,439 | $162.59 | $1,372,071.69 |
DisclosureSEC source: 0001209191-18-027681 · doc4.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,703 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan, in multiple trades at prices ranging from $162.58 to $163.55. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:56 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027681 · doc4.xml · derivative · entry 6 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,190 Underlying: Common Stock · 1,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F8 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning August 1, 2017. F5 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:56 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,962 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027681 · doc4.xml · derivative · entry 5 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,888 Underlying: Common Stock · 1,962 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F7 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests twenty five percent (25%) on May 1, 2018 and the remaining seventy five percent (75%) vests in twelve equal quarterly increments beginning August 1, 2018. F5 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:56 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 15,056 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027681 · doc4.xml · derivative · entry 4 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,156 Underlying: Common Stock · 15,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F6 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests thirty-three and one third percent (33 1/3%) on May 1, 2018 and the remaining sixty-six and two thirds percent (66 2/3%) vests in eight equal quarterly increments beginning August 1, 2018. F5 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:56 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027681 · doc4.xml · derivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,953 Underlying: Common Stock · 1,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F4 · derivative.exercise_date: This November 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2018. F5 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:56 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 19,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027681 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of the May 1, 2017 and November 1, 2017 awards of service-based Restricted Stock Units. Read SEC document |
| April 27, 2018 Filed May 1, 2018 20:42 UTC | F5, INC. FFIV · Entity 839 | GrantCommon Stock | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027121 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,350 F1 · shares: Shares acquired based on performance targets for the May 1, 2017 awards of Restricted Stock Units. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 23:51 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 1,675 | $142.85 | $239,280.95 |
DisclosureSEC source: 0001209191-18-007991 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan, in multiple trades at prices ranging from $142.853516 to $142.855847. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 18:11 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007348 · doc4.xml · derivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,539 Underlying: Common Stock · 1,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F5 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning August 1, 2017. F4 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 18:11 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,425 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007348 · doc4.xml · derivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,378 Underlying: Common Stock · 1,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3 · derivative.exercise_date: The November 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2018. F4 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 18:11 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 2,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007348 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of the May 1, 2017 and November 1, 2017 awards of service-based Restricted Stock Units. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:13 UTC | F5, INC. FFIV · Entity 839 | GrantCommon Stock | 1,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005973 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,885 F1 · shares: Shares acquired based on performance targets for the May 1, 2017 awards of Restricted Stock Units. Read SEC document |
| November 03, 2017 Filed Nov 6, 2017 18:47 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 600 | $120.51 | $72,306.00 |
DisclosureSEC source: 0001209191-17-059375 · doc4.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 18:47 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 1,114 | $119.52 | $133,148.18 |
DisclosureSEC source: 0001209191-17-059375 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan, in multiple trades at prices ranging from $119.52 to $120.2334. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:29 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059090 · doc4.xml · derivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,888 Underlying: Common Stock · 1,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F6 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning August 1, 2017. F5 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:29 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Unit · Derivative | 22,803 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059090 · doc4.xml · derivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,803 Underlying: Common Stock · 22,803 shares Expires not disclosed F2 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F3 · security: Concurrent with the award of 22,803 service-based Restricted Stock Units, the Company granted the reporting person additional Restricted Stock Units that vest based on performance targets ("Performance RSUs"). If the performance targets are achieved at 100%, the reporting person will receive 22,803 Performance RSUs over the vesting period; the actual number of Performance RSUs received may be more or less depending on whether and to the extent that performance is greater than or less than targets.The Performance RSUs vests over a four-year period in four equal annual installments. Performance RSUs are not reported in Table II; the underlying shares of Performance RSUs will be reported in Table I if and when the Compensation Committee of the Board of Directors determines that the performance targets have been achieved. F4 · derivative.exercise_date: This November 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning February 1, 2018. F5 · derivative.expiration_date: If the reporting person continues to provide services to the Company through the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:29 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-059090 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of the May 1, 2017 award of service-based Restricted Stock Units. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 18:24 UTC | F5, INC. FFIV · Entity 839 | GrantCommon Stock | 1,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058411 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,884 F1 · shares: Shares acquired based on performance targets for the May 1, 2017 award of Restricted Stock Units. Read SEC document |
| August 03, 2017 Filed Aug 3, 2017 22:10 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 911 | $119.04 | $108,445.44 |
DisclosureSEC source: 0001209191-17-047491 · doc4.xml · nonDerivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607 F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 22:10 UTC | F5, INC. FFIV · Entity 839 | SaleCommon Stock | 1,118 | $120.07 | $134,236.36 |
DisclosureSEC source: 0001209191-17-047491 · doc4.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,518 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan, in multiple trades at prices ranging from $119.5484 to $120.07. The reported price is the weighted average sale price. The reporting person undertakes to provide to the Company, any security holder of the Company, or Securities and Exchange Commission staff, upon request, complete information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:10 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionRestricted Stock Unit · Derivative | 1,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047491 · doc4.xml · derivative · entry 4 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,237 Underlying: Common Stock · 1,349 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F5 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning August 1, 2017. F6 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:10 UTC | F5, INC. FFIV · Entity 839 | Exercise / conversionCommon Stock | 1,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047491 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of the May 1, 2017 award of service-based Restricted Stock Units. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 19:04 UTC | F5, INC. FFIV · Entity 839 | GrantCommon Stock | 1,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046893 · doc4.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,287 F1 · shares: Shares acquired based on performance targets for the May 1, 2017 award of Restricted Stock Units. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:40 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Units · Derivative | 7,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029581 · doc4.xml · derivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,850 Underlying: Common Stock · 7,850 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F6 · derivative.exercise_date: Twenty five percent (25%) of this May 1, 2017 award of service-based Restricted Stock Units vests on May 1, 2018 and the remaining seventy five percent (75%) vests in twelve equal quarterly increments beginning August 1, 2018. F4 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:40 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Units · Derivative | 45,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029581 · doc4.xml · derivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,212 Underlying: Common Stock · 45,212 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F5 · derivative.exercise_date: Thirty-three and one third percent (33 1/3%) of this May 1, 2017 award of service-based Restricted Stock Units vests on May 1, 2018 and the remaining sixty-six and two thirds percent (66 2/3%) vests in eight equal quarterly increments beginning August 1, 2018. F4 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:40 UTC | F5, INC. FFIV · Entity 839 | GrantRestricted Stock Units · Derivative | 21,586 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029581 · doc4.xml · derivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,586 Underlying: Common Stock · 21,586 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of F5 Networks, Inc. Common Stock on the vest date. F2 · shares: Concurrent with the award of service-based Restricted Stock Units, the Company granted the reporting person additional Restricted Stock Units that vest based on performance targets ("Performance RSUs"). If the performance targets are achieved at 100%, the reporting person will receive 21,586 Performance RSUs over the vesting period; the actual number of Performance RSUs received may be more or less depending on whether and to the extent that performance is greater than or less than targets. Performance RSUs are not reported in Table II; the underlying shares of Performance RSUs will be reported in Table I if and when the Compensation Committee of the Board of Directors determines that the performance targets have been achieved. F3 · derivative.exercise_date: This May 1, 2017 award of service-based Restricted Stock Units vests in sixteen equal quarterly increments beginning August 1, 2017. F4 · derivative.expiration_date: If the reporting person continues to serve as an officer of the Company on the vest date, the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 957 | $23.95 | $22,920.15 |
DisclosureSEC source: 0001177261-17-000007 · edgardoc.xml · nonDerivative · entry 4 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,568 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 643 | $23.95 | $15,399.85 |
DisclosureSEC source: 0001177261-17-000007 · edgardoc.xml · nonDerivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,525 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 847 | $23.95 | $20,285.65 |
DisclosureSEC source: 0001177261-17-000007 · edgardoc.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,168 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2016. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 00:00 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 669 | $23.95 | $16,022.55 |
DisclosureSEC source: 0001177261-17-000007 · edgardoc.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,015 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 14:55 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 12,000 | $24.65 | $295,825.20 |
DisclosureSEC source: 0001526624-17-000002 · edgardoc.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,684 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/16. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $24.32 to $24.97. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 940 | $24.67 | $23,189.80 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 10 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,684 F8 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,489 | $24.67 | $86,073.63 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 9 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,624 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 2,099 | $24.67 | $51,782.33 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 8 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,113 F7 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,344 | $24.67 | $33,156.48 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 7 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,212 F6 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,027 | $24.67 | $74,676.09 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 6 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,556 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 9,601 | $24.67 | $236,856.67 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 5 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,583 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 774 | $24.67 | $19,094.58 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 4 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,184 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 3,385 | $24.67 | $83,507.95 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,958 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 1,132 | $24.67 | $27,926.44 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,343 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 16:45 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 952 | $24.67 | $23,485.84 |
DisclosureSEC source: 0001177269-16-000015 · edgardoc.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,475 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:04 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 32,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000004 · edgardoc.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,427 F3 · shares: Reflects the number of stock units earned pursuant to the terms of a performance stock unit award granted on 12/15/2015 reflecting the achievement of the related performance conditions. These shares vest in equal 1/3 amounts on each December 20, 2016, 2017, and 2018. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:04 UTC | CIENA CORP CIEN · Entity 1071 | GrantCommon Stock | 37,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001301541-16-000004 · edgardoc.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,764 F1 · shares: Reflects Restricted Stock Units (RSUs) that vest over four years, with one-sixteenth of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year, commencing on March 20, 2017. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 669 | $21.45 | $14,350.05 |
DisclosureSEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 4 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,664 F5 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 957 | $21.45 | $20,527.65 |
DisclosureSEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 3 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,333 F4 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 643 | $21.45 | $13,792.35 |
DisclosureSEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 2 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,290 F3 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 14:38 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 950 | $21.45 | $20,377.50 |
DisclosureSEC source: 0001177261-16-000178 · edgardoc.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,933 F1 · shares: Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012. F2 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 00:49 UTC | CIENA CORP CIEN · Entity 1071 | SaleCommon Stock | 13,202 | $21.08 | $278,257.23 |
DisclosureSEC source: 0001526624-16-000009 · edgardoc.xml · nonDerivative · entry 1 Locoh-Donou Francois · CIK 0001526624 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,883 F1 · shares: Sales were effected pursuant to Rule 10b5-1 trading plan dated 6/24/16. F2 · price: Reflects the weighted average sales price with transactions in a range of sales from $21.00 to $21.14. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided. F3 · balance_after: Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.