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Stevenson Sharon

Disclosed activity across 1 company

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146551
SEC CIK
0001683904

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Vyome Holdings, IncOBLN · Entity 1824DirectorSeptember 16, 2020September 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vyome Holdings, Inc

Report date September 16, 2020 · Filed September 18, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Expires 2030-09-16Direct27,250 Reported balance After 2020-09-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-09-16 · Grant · Acquired 27,250 · Balance 27,250

F1: Each share of Common Stock underlying the cash-settled Option represents the right to a cash payment equal to the excess, if any, of (i) the Fair Market Value of each such share on the date of exercise over (ii) the exercise price per share set forth in the Notice of Stock Option Grant ($0.77), and such Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date. This Option may not be exercised for shares of the Company's Common Stock.

F2: The Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.77 · Expires 2030-09-16Direct27,250 Reported balance After 2020-09-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-09-16 · Grant · Acquired 27,250 · Balance 27,250

F2: The Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Common Stock underlying the cash-settled Option represents the right to a cash payment equal to the excess, if any, of (i) the Fair Market Value of each such share on the date of exercise over (ii) the exercise price per share set forth in the Notice of Stock Option Grant ($0.77), and such Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date. This Option may not be exercised for shares of the Company's Common Stock.

F2: The Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2020 Filed Sep 18, 2020 19:47 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (Right to Buy) · Derivative 27,250 $0.00 Strike: $0.77 $0.00
Disclosure

SEC source: 0001214659-20-007969 · marketforms-49705.xml · derivative · entry 2

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2030-09-16

F2 · derivative.exercise_date: The Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 19:47 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option · Derivative 27,250 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-007969 · marketforms-49705.xml · derivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,250

Underlying: Common Stock · 27,250 shares

Expires 2030-09-16

F1 · derivative.exercise_price: Each share of Common Stock underlying the cash-settled Option represents the right to a cash payment equal to the excess, if any, of (i) the Fair Market Value of each such share on the date of exercise over (ii) the exercise price per share set forth in the Notice of Stock Option Grant ($0.77), and such Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date. This Option may not be exercised for shares of the Company's Common Stock.

F2 · derivative.exercise_date: The Option shall vest as to 1/36th of the shares of Common Stock underlying the Option on each monthly anniversary of the grant date, subject to the Grantee's continued service with the Company through the applicable vesting date.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 14:25 UTC Vyome Holdings, Inc OBLN · Entity 1824 PurchaseWarrants (Right to Buy) · Derivative 5,625 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001214659-19-005085 · marketforms-45434.xml · derivative · entry 4

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

Underlying: Common Stock · 5,625 shares

Expires 2024-08-06

Read SEC document
August 06, 2019 Filed Aug 8, 2019 14:25 UTC Vyome Holdings, Inc OBLN · Entity 1824 PurchaseCommon Stock 7,500 $4.00 $30,000.00
Disclosure

SEC source: 0001214659-19-005085 · marketforms-45434.xml · nonDerivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,061

F1 · price: Reflects price paid to underwriters in Issuer's registered offering.

F2 · balance_after: Includes Restricted Shares that are subject to vesting.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:30 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock (Restricted Stock Units) 78,125 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004755 · marketforms-45357.xml · nonDerivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,597

F1 · shares: This award will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the date of the annual meeting of the Issuer's stockholders immediately following the grant date.

F2 · balance_after: Share amounts do not reflect the impact of a 1-for-10 reverse stock split that became effective after the grant date for the options referenced herein.

Read SEC document
August 23, 2018 Filed Aug 27, 2018 21:34 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantCommon Stock 27,472 $1.82 $49,999.04
Disclosure

SEC source: 0001214659-18-005743 · marketforms-42796.xml · nonDerivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,472

F1 · shares: The reporting person purchased these shares directly from the issuer in a private placement.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 19:53 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (Right to Buy) · Derivative 81,774 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001214659-18-004469 · marketforms-42280.xml · derivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,774

Underlying: Common Stock · 81,774 shares

Expires 2028-06-13

F1 · derivative.exercise_date: This Option becomes exercisable with respect to 100% of the Shares subject to this Option on the earlier of (i) the one-year anniversary of the Date of Grant or (ii) the date of the annual meeting of the Company's stockholders immediately following the Date of Grant.

Read SEC document
June 06, 2017 Filed Jun 16, 2017 21:25 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (Right to Buy) · Derivative 36,554 $0.00 Strike: $9.81 $0.00
Disclosure

SEC source: 0001214659-17-004069 · marketforms-39089.xml · derivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,554

Underlying: Common Stock · 36,554 shares

Expires 2027-06-06

F1 · derivative.exercise_date: The option vests as to 100% of the total shares on June 6, 2018, subject to the reporting person's provision of service to the issuer on the vest date.

Read SEC document
May 09, 2017 Filed May 9, 2017 20:59 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $11.56 $0.00
Disclosure

SEC source: 0001214659-17-003152 · marketforms-38796.xml · derivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 21,000 shares

Expires 2027-05-09

F1 · derivative.exercise_date: The option vests as to 2.777% of the total shares monthly, commencing on June 9, 2017, with 100% of the total shares vested on May 9, 2020, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:43 UTC Vyome Holdings, Inc OBLN · Entity 1824 GrantStock Option (right to buy) · Derivative 46,500 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001209191-16-149828 · doc4.xml · derivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 46,500 shares

Expires 2026-11-09

F1 · derivative.exercise_date: The option vests as to 2.777% of the total shares monthly, commencing on December 9, 2016, with 100% of the total shares vested on November 9, 2019, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock Warrant (right to buy) · Derivative 4,037 $0.00 Strike: $6.19 $0.00
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 16

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 4,037

Underlying: Common Stock · 4,037 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The warrant is exercisable at any time at the holder's election.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries C Preferred Stock Warrant (right to buy) · Derivative 4,037 $0.00 Strike: $6.19 $0.00
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 15

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 4,037 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The warrant is exercisable at any time at the holder's election on a one-for-one basis. If not exercised prior to the closing of the IPO, the warrant will convert into a warrant to purchase shares of the issuer's Common Stock on a one-for-one basis.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries E Preferred Stock · Derivative 60,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 14

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 60,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F7 · price: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F7 · derivative.exercise_date: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F7 · derivative.expiration_date: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F5 · ownership.nature: These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries E Preferred Stock · Derivative 47,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 13

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 47,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F7 · price: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F7 · derivative.exercise_date: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F7 · derivative.expiration_date: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries D Preferred Stock · Derivative 119,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 12

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 119,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F6 · price: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F6 · derivative.exercise_date: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F6 · derivative.expiration_date: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F5 · ownership.nature: These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries C Preferred Stock · Derivative 161,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 11

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures II, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 161,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F5 · ownership.nature: These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries C Preferred Stock · Derivative 40,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 10

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 40,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F4 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries B Preferred Stock · Derivative 266,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 9

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 266,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F3 · price: Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F3 · derivative.exercise_date: Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F3 · derivative.expiration_date: Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

Read SEC document
October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionSeries A Preferred Stock · Derivative 143,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · derivative · entry 8

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 190,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the issuer's Series A Preferred Stock automatically converted into 1.327844907 shares of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-213551) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F1 · price: Each share of the issuer's Series A Preferred Stock automatically converted into 1.327844907 shares of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-213551) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F1 · derivative.exercise_date: Each share of the issuer's Series A Preferred Stock automatically converted into 1.327844907 shares of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-213551) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F1 · derivative.expiration_date: Each share of the issuer's Series A Preferred Stock automatically converted into 1.327844907 shares of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-213551) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 60,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 7

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures II, L.P.

Disclosed balance after: 341,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F5 · ownership.nature: These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 47,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 6

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 546,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 119,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 5

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures II, L.P.

Disclosed balance after: 280,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F5 · ownership.nature: These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 161,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 4

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures II, L.P.

Disclosed balance after: 161,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F5 · ownership.nature: These securities are held of record by Okapi Ventures II, L.P. ("OVII"). Okapi Venture Partners II, LLC ("OVIILLC") is the general partner of OVII. The reporting person is a managing director of OVIILLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 40,995 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 3

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 498,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 266,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 2

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 457,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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October 12, 2016 Filed Oct 12, 2016 17:38 UTC Vyome Holdings, Inc OBLN · Entity 1824 ConversionCommon Stock 190,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-145725 · doc4.xml · nonDerivative · entry 1

Stevenson Sharon · CIK 0001683904 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Okapi Ventures, L.P.

Disclosed balance after: 190,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the issuer's Series A Preferred Stock automatically converted into 1.327844907 shares of the issuer's Common Stock on October 12, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-213551) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.

F2 · ownership.nature: These securities are held of record by Okapi Ventures, L.P. ("OV"). Okapi Venture Partners, LLC ("OVLLC") is the general partner of OV. The reporting person is a managing director of OVLLC, and shares voting and investment power over the securities. The reporting person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of her pecuniary interest therein, if any. This report shall not be deemed an admission that the reporting person is a beneficial owner of these securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.