person · Reporting owner

HOLMES NICHOLAS SCOTT

Disclosed activity across 3 companies

Tapewire entity: 146548
SEC CIK: 0001645689

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897	Vice President	September 17, 2020	September 18, 2020
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494	President	May 20, 2019	May 20, 2019
Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716	Vice President	September 17, 2020	September 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TORTOISE ENERGY INFRASTRUCTURE CORP

Report date September 17, 2020 · Filed September 18, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2020-09-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-09-17 · Sale · Disposed 437 · Balance 0 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 1,313 less common shares.

Filing footnotes · ownership attribution and instrument terms

F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 1,313 less common shares.

TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND

Report date May 20, 2019 · Filed May 20, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2019-05-20 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Tortoise Midstream Energy Fund, Inc.

Report date September 17, 2020 · Filed September 18, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2020-09-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-09-17 · Sale · Disposed 250 · Balance 0 F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 2,250 less common shares.

Filing footnotes · ownership attribution and instrument terms

F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 2,250 less common shares.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 17, 2020 Filed Sep 18, 2020 09:17 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	SaleCommon Shares	250	$15.83	$3,957.50	Disclosure SEC source: 0001567619-20-016860 · doc1.xml · nonDerivative · entry 1 HOLMES NICHOLAS SCOTT · CIK 0001645689 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 2,250 less common shares. Read SEC document
September 17, 2020 Filed Sep 18, 2020 13:14 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	SaleCommon Shares	437	$15.91	$6,952.67	Disclosure SEC source: 0001567619-20-016858 · doc1.xml · nonDerivative · entry 1 HOLMES NICHOLAS SCOTT · CIK 0001645689 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 1,313 less common shares. Read SEC document
December 20, 2018 Filed Dec 20, 2018 15:17 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	PurchaseCommon Shares	1,500	$11.80	$17,700.00	Disclosure SEC source: 0001567619-18-008432 · doc1.xml · nonDerivative · entry 1 HOLMES NICHOLAS SCOTT · CIK 0001645689 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document
November 29, 2018 Filed Nov 29, 2018 12:55 UTC	Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716	PurchaseCommon Shares	1,000	$13.62	$13,620.00	Disclosure SEC source: 0001567619-18-007102 · doc1.xml · nonDerivative · entry 1 HOLMES NICHOLAS SCOTT · CIK 0001645689 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document
November 29, 2018 Filed Nov 29, 2018 17:52 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	PurchaseCommon Shares	200	$22.47	$4,494.00	Disclosure SEC source: 0001567619-18-007100 · doc1.xml · nonDerivative · entry 1 HOLMES NICHOLAS SCOTT · CIK 0001645689 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Read SEC document
November 30, 2017 Filed Dec 4, 2017 18:48 UTC	TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897	PurchaseCommon Shares	800	$25.86	$20,688.00	Disclosure SEC source: 0001140361-17-044759 · doc1.xml · nonDerivative · entry 1 HOLMES NICHOLAS SCOTT · CIK 0001645689 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.