Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATRIOT NATIONAL BANCORP INCPNBK · Entity 6625 | Director · President & CEO | September 23, 2020 | September 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATRIOT NATIONAL BANCORP INC
Report date September 23, 2020 · Filed September 23, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIRA FBO Robert Russell Pershing, LLC as Custodian | 2,500 |
Reported balance
Holding disclosure · report date 2020-09-23 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 2,500 |
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
Holding disclosure · report date 2020-09-23 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 2,500 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MSB FINANCIAL CORP
Report date July 10, 2020 · Filed July 13, 2020
Section 16 reporting ended · disclosed 2020-07-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-07-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-07-10 · Tax withholding · Disposed 1,361 · Balance 9,805 F1: Tax withholding of shares associated with the accelerated vesting of prior restricted stock awards upon a change in control. Row 2 · 2020-07-10 · Other · Disposed 9,805 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 0 |
Reported balance
After 2020-07-10 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-07-10 · Other · Disposed 5,000 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. |
| Common StockSEC Table I · non-derivative | Indirect401k plan | 0 |
Reported balance
After 2020-07-10 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-07-10 · Other · Disposed 4,187 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. |
| Common StockSEC Table I · non-derivative | IndirectESOP | 0 |
Reported balance
After 2020-07-10 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2020-07-10 · Other · Disposed 2,645 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. |
| Option- Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $13.04 · Expires 2026-06-06 | Direct | 0 |
Reported balance
After 2020-07-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-07-10 · Disposition to issuer · Disposed 20,000 · Balance 0 F3: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. and MSB Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.00 per share minus the applicable exercise price of such stock option multiplied by each stock option held. |
Filing footnotes · ownership attribution and instrument terms
F1: Tax withholding of shares associated with the accelerated vesting of prior restricted stock awards upon a change in control.
F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock.
F3: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. and MSB Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.00 per share minus the applicable exercise price of such stock option multiplied by each stock option held.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2020 Filed Sep 1, 2020 17:46 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | PurchaseCommon Stock | 2,500 | $6.26 | $15,641.00 |
DisclosureSEC source: 0001437749-20-019104 · rdgdoc.xml · nonDerivative · entry 2 RUSSELL ROBERT GLENN · CIK 0001629952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: On September 1, 2020, the Reporting Person purchased on the open market 2,500 shares of the Issuer's common stock at a price of $5.8714 per share through his IRA account, and another 2,500 shares of common stock at a price of $6.2564 per share. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 17:46 UTC | PATRIOT NATIONAL BANCORP INC PNBK · Entity 6625 | PurchaseCommon Stock | 2,500 | $5.87 | $14,678.50 |
DisclosureSEC source: 0001437749-20-019104 · rdgdoc.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · IRA FBO Robert Russell Pershing, LLC as Custodian Disclosed balance after: 2,500 F1 · shares: On September 1, 2020, the Reporting Person purchased on the open market 2,500 shares of the Issuer's common stock at a price of $5.8714 per share through his IRA account, and another 2,500 shares of common stock at a price of $6.2564 per share. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:00 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | Disposition to issuerOption- Right to Buy · Derivative | 20,000 | $0.00 Strike: $13.04 | $0.00 |
DisclosureSEC source: 0000899243-20-018995 · doc4.xml · derivative · entry 6 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 20,000 shares Expires 2026-06-06 F3 · price: At the Effective Time, pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. and MSB Bancorp Inc., all stock options were cancelled and the reporting person received a cash payment equal to $18.00 per share minus the applicable exercise price of such stock option multiplied by each stock option held. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:00 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | OtherCommon Stock | 2,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018995 · doc4.xml · nonDerivative · entry 5 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:00 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | OtherCommon Stock | 4,187 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018995 · doc4.xml · nonDerivative · entry 4 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401k plan Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:00 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | OtherCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018995 · doc4.xml · nonDerivative · entry 3 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:00 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | OtherCommon Stock | 9,805 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-018995 · doc4.xml · nonDerivative · entry 2 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 18, 2019, by and among Kearny Financial Corp. ("KRNY") and MSB Bancorp Inc. ("MSBF"). At the effective time of the Merger on July 10, 2020 (the "Effective Time"), each share of MSBF common stock issued and outstanding immediately prior to such time was converted into the right to receive either $18.00 per share in cash or 1.3 shares of KRNY common stock, subject to an election and allocation procedure whereby a maximum of 10% of such MSBF shares will be exchanged for cash and the balance will be exchanged for KRNY common stock. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:00 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | Tax withholdingCommon Stock | 1,361 | $10.19 | $13,868.59 |
DisclosureSEC source: 0000899243-20-018995 · doc4.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805 F1 · kind: Tax withholding of shares associated with the accelerated vesting of prior restricted stock awards upon a change in control. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 14:29 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | Tax withholdingCommon Stock | 956 | $13.37 | $12,781.72 |
DisclosureSEC source: 0000899243-20-016125 · doc4.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,166 Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 17:58 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | Tax withholdingCommon Stock | 958 | $14.40 | $13,795.20 |
DisclosureSEC source: 0001635261-19-000024 · wf-form4_156020390006996.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · Executive Vice President / COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,124 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 13:47 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | Tax withholdingCommon Stock | 914 | $20.35 | $18,599.90 |
DisclosureSEC source: 0001140361-18-028196 · doc1.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · Executive Vice President / COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,082 Read SEC document |
| December 31, 2017 Filed Jan 17, 2018 16:52 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | OtherCommon Stock | 1,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-002207 · doc1.xml · nonDerivative · entry 4 RUSSELL ROBERT GLENN · CIK 0001629952 · Senior Vice President / COO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 1,851 F1 · price: Purchases are at varying prices and amounts during the year. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 17:03 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | Tax withholdingCommon Stock | 1,004 | $17.67 | $17,740.68 |
DisclosureSEC source: 0001140361-17-024709 · doc1.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,996 Read SEC document |
| September 20, 2016 Filed Sep 20, 2016 14:01 UTC | MSB FINANCIAL CORP MSBF · Entity 147833 | PurchaseCommon Stock | 1,250 | $13.86 | $17,322.50 |
DisclosureSEC source: 0001140361-16-080269 · doc1.xml · nonDerivative · entry 1 RUSSELL ROBERT GLENN · CIK 0001629952 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.