Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMPCO PITTSBURGH CORPAP · Entity 6411 | V.P. Fin & Chief Acctg Officer | September 22, 2020 | September 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMPCO PITTSBURGH CORP
Report date September 22, 2020 · Filed September 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,064 |
Reported balance
After 2020-09-22 transaction · row 1
1 source rowRow 1 · 2020-09-22 · Other · Acquired 2,232 · Balance 17,064 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.56 · Expires 2020-09-18 | Direct | 0 |
Reported balance
After 2020-09-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-22 · Other · Disposed 5,000 · Balance 0 F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. |
| Series A Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.57 · Expires 2025-08-01 | Direct | 5,000 |
Reported balance
After 2020-09-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-09-22 · Other · Acquired 5,000 · Balance 5,000 F2: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
F2: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2020 Filed Sep 24, 2020 12:02 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSeries A Warrant (right to buy) · Derivative | 5,000 | Not disclosed Strike: $2.57 | Not disclosed |
DisclosureSEC source: 0001209191-20-051759 · doc4.xml · derivative · entry 3 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,232 shares Expires 2025-08-01 F2 · security: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F2 · derivative.exercise_price: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F2 · shares: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock. F1 · price: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 12:02 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherSubscription Rights (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001209191-20-051759 · doc4.xml · derivative · entry 2 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units consisting of Common Stock and Series A Warrants · Not disclosed shares Expires 2020-09-18 F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F1 · derivative.underlying: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. F1 · derivative.underlying_shares: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| September 22, 2020 Filed Sep 24, 2020 12:02 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | OtherCommon Stock | 2,232 | $3.50 | $7,812.00 |
DisclosureSEC source: 0001209191-20-051759 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,064 F1 · kind: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| May 09, 2020 Filed May 11, 2020 15:43 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Tax withholdingCommon Stock | 419 | $3.05 | $1,277.95 |
DisclosureSEC source: 0001209191-20-028185 · doc4.xml · nonDerivative · entry 3 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,832 Read SEC document |
| May 09, 2020 Filed May 11, 2020 15:43 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Tax withholdingCommon Stock | 302 | $3.05 | $921.10 |
DisclosureSEC source: 0001209191-20-028185 · doc4.xml · nonDerivative · entry 2 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,251 Read SEC document |
| May 07, 2020 Filed May 11, 2020 15:43 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028185 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,553 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 03, 2020 Filed May 4, 2020 16:01 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Tax withholdingCommon Stock | 210 | $3.31 | $695.10 |
DisclosureSEC source: 0001209191-20-026705 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,838 Read SEC document |
| May 09, 2019 Filed May 10, 2019 19:07 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 3,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028809 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,048 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 09, 2018 Filed May 10, 2018 18:30 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 2,681 | $9.70 | $26,005.70 |
DisclosureSEC source: 0001209191-18-029146 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 05, 2018 Filed May 7, 2018 16:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionRestricted Stock Units · Derivative | 636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028233 · doc4.xml · derivative · entry 5 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock. F2 · price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock. F3 · derivative.exercise_date: The reporting person received a grant of 1,907 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The final 1/3 of the restricted stock units vested on May 5, 2018 and is reported on table I of this form 4. F3 · derivative.expiration_date: The reporting person received a grant of 1,907 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The final 1/3 of the restricted stock units vested on May 5, 2018 and is reported on table I of this form 4. Read SEC document |
| May 05, 2018 Filed May 7, 2018 16:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Tax withholdingCommon Stock | 246 | $9.35 | $2,300.10 |
DisclosureSEC source: 0001209191-18-028233 · doc4.xml · nonDerivative · entry 4 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,652 Read SEC document |
| May 05, 2018 Filed May 7, 2018 16:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Tax withholdingCommon Stock | 176 | $9.35 | $1,645.60 |
DisclosureSEC source: 0001209191-18-028233 · doc4.xml · nonDerivative · entry 3 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,898 Read SEC document |
| May 05, 2018 Filed May 7, 2018 16:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionCommon Stock | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028233 · doc4.xml · nonDerivative · entry 2 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the portion of restricted stock units granted on May 5, 2015, vested on May 5, 2018 and previously reported on Table II of Form 4 filed May 7, 2015. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:20 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Tax withholdingCommon Stock | 171 | $9.20 | $1,573.20 |
DisclosureSEC source: 0001209191-18-028233 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,438 Read SEC document |
| May 05, 2017 Filed May 10, 2017 20:29 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionRestricted Stock Units · Derivative | 636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-031276 · doc4.xml · derivative · entry 3 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 Underlying: Common Stock · 636 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock. F3 · price: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock. F4 · derivative.exercise_date: The reporting person received a grant of 1,907 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017 and is reported on Table I of this Form 4. The remainder will continue to vest in one installment through the remainder of the term. F4 · derivative.expiration_date: The reporting person received a grant of 1,907 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017 and is reported on Table I of this Form 4. The remainder will continue to vest in one installment through the remainder of the term. Read SEC document |
| May 05, 2017 Filed May 10, 2017 20:29 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | Exercise / conversionCommon Stock | 636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031276 · doc4.xml · nonDerivative · entry 2 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the vested portion of restricted stock units granted on May 5, 2015 and previously reported on Table II of Form 4 filed May 7, 2015. Read SEC document |
| May 03, 2017 Filed May 10, 2017 20:29 UTC | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 1,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031276 · doc4.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,973 F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 05, 2016 Filed May 10, 2017 20:28 UTC Amendment | AMPCO PITTSBURGH CORP AP · Entity 6411 | GrantCommon Stock | 2,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031273 · doc4a.xml · nonDerivative · entry 1 JOHNSON MARLISS · CIK 0001190962 · V.P. Fin & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,115 F1 · shares: The grant of these shares was inadvertently omitted from the Form 4 filed by the reporting person on May 9, 2016. F2 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.