Carroll John

SEC source: 0001104659-20-109887 · tm2031961d2_4.xml · nonDerivative · entry 2

Carroll John · CIK 0001425518 · 10% owner · Former CEO and Director

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: On September 25, 2020, Act II Global LLC (the "Sponsor") dissolved and transferred an aggregate of 4,500,000 shares previously held by the Sponsor to the Sponsor's individual members, of which 156,000 shares were transferred to John Carroll.

F2 · ownership.nature: The securities were held by the Sponsor and indirectly by Mr. Carroll, who was the managing member of the Sponsor prior to the Sponsor's dissolution. Mr. Carroll disclaimed beneficial ownership of such securities except to the extent of his pecuniary interest therein.

SEC source: 0001104659-20-109887 · tm2031961d2_4.xml · nonDerivative · entry 1

Carroll John · CIK 0001425518 · 10% owner · Former CEO and Director

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,000

F1 · kind: On September 25, 2020, Act II Global LLC (the "Sponsor") dissolved and transferred an aggregate of 4,500,000 shares previously held by the Sponsor to the Sponsor's individual members, of which 156,000 shares were transferred to John Carroll.

SEC source: 0001104659-20-077501 · tm2023464d2_4.xml · derivative · entry 4

Carroll John · CIK 0001425518 · 10% owner · Former CEO and Director

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: In connection with the consummation of the Business Combination, all of the Sponsor's private placement warrants were forfeited by the reporting persons to the issuer for no consideration.

F6 · price: In connection with the consummation of the Business Combination, all of the Sponsor's private placement warrants were forfeited by the reporting persons to the issuer for no consideration.

F6 · derivative.exercise_date: In connection with the consummation of the Business Combination, all of the Sponsor's private placement warrants were forfeited by the reporting persons to the issuer for no consideration.

F6 · derivative.expiration_date: In connection with the consummation of the Business Combination, all of the Sponsor's private placement warrants were forfeited by the reporting persons to the issuer for no consideration.

F2 · ownership.nature: These securities are held by Act II Global LLC (the "Sponsor"). John Carroll is the managing member of the Sponsor. Mr. Carroll has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Carroll disclaims beneficial ownership of the ordinary shares held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0001104659-20-077501 · tm2023464d2_4.xml · nonDerivative · entry 2

Carroll John · CIK 0001425518 · 10% owner · Former CEO and Director

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,500,000

F3 · price: In connection with the consummation of the Business Combination, 3,000,000 of the Founder Shares were forfeited by the reporting persons to the issuer for no consideration.

F4 · balance_after: Includes 3,000,000 shares of common stock held in an escrow account, subject to vesting and forfeiture based on certain stock price thresholds for the common stock.

F2 · ownership.nature: These securities are held by Act II Global LLC (the "Sponsor"). John Carroll is the managing member of the Sponsor. Mr. Carroll has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Carroll disclaims beneficial ownership of the ordinary shares held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0001104659-20-077501 · tm2023464d2_4.xml · derivative · entry 3

Carroll John · CIK 0001425518 · 10% owner · Former CEO and Director

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,500,000

Underlying: Class A Ordinary Shares · 7,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Prior to the consummation of the issuer's initial business combination on June 25, 2020 (the "Business Combination"), the issuer changed its corporate structure and domicile by way of continuation from an exempted company incorporated under the laws of the Cayman Islands to a corporation incorporated under the laws of the State of Delaware (the "Domestication"). Pursuant to the Domestication, each outstanding Class B ordinary share of the issuer (the "Founder Shares") was converted into one share of the issuer's common stock (the "common stock"). The reporting persons held 7,500,000 Founder Shares prior to the Business Combination, which were converted into 7,500,000 shares of common stock upon the Domestication.

F1 · price: Prior to the consummation of the issuer's initial business combination on June 25, 2020 (the "Business Combination"), the issuer changed its corporate structure and domicile by way of continuation from an exempted company incorporated under the laws of the Cayman Islands to a corporation incorporated under the laws of the State of Delaware (the "Domestication"). Pursuant to the Domestication, each outstanding Class B ordinary share of the issuer (the "Founder Shares") was converted into one share of the issuer's common stock (the "common stock"). The reporting persons held 7,500,000 Founder Shares prior to the Business Combination, which were converted into 7,500,000 shares of common stock upon the Domestication.

F5 · derivative.exercise_date: The Founder Shares were initially convertible into Class A ordinary shares of the issuer at the time of the issuer's initial business combination as described under the heading "Description of Securities-Founder shares" in the issuer's registration statement on Form S-1 (File No. 333-230756) and had no expiration date.

F5 · derivative.expiration_date: The Founder Shares were initially convertible into Class A ordinary shares of the issuer at the time of the issuer's initial business combination as described under the heading "Description of Securities-Founder shares" in the issuer's registration statement on Form S-1 (File No. 333-230756) and had no expiration date.

F2 · ownership.nature: These securities are held by Act II Global LLC (the "Sponsor"). John Carroll is the managing member of the Sponsor. Mr. Carroll has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Carroll disclaims beneficial ownership of the ordinary shares held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0001104659-20-077501 · tm2023464d2_4.xml · nonDerivative · entry 1

Carroll John · CIK 0001425518 · 10% owner · Former CEO and Director

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Prior to the consummation of the issuer's initial business combination on June 25, 2020 (the "Business Combination"), the issuer changed its corporate structure and domicile by way of continuation from an exempted company incorporated under the laws of the Cayman Islands to a corporation incorporated under the laws of the State of Delaware (the "Domestication"). Pursuant to the Domestication, each outstanding Class B ordinary share of the issuer (the "Founder Shares") was converted into one share of the issuer's common stock (the "common stock"). The reporting persons held 7,500,000 Founder Shares prior to the Business Combination, which were converted into 7,500,000 shares of common stock upon the Domestication.

F2 · ownership.nature: These securities are held by Act II Global LLC (the "Sponsor"). John Carroll is the managing member of the Sponsor. Mr. Carroll has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Carroll disclaims beneficial ownership of the ordinary shares held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0001213900-19-007722 · ownership.xml · derivative · entry 1

Carroll John · CIK 0001425518 · Director · Chief Executive Officer · 10% owner

Act II Global LLC · CIK 0001753650 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 3

Disclosed balance after: 7,500,000

Underlying: Class A Ordinary Shares · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the issuer's registration statements on Form S-1 (File No. 333-230756) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and has no expiration date.

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 3,750 Class B ordinary shares of the issuer were returned by Act II Global LLC (the "Sponsor") to the issuer for no consideration and cancelled because the underwriter's over-allotment option was not exercised in full.

F1 · derivative.exercise_date: As described in the issuer's registration statements on Form S-1 (File No. 333-230756) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and has no expiration date.

F1 · derivative.expiration_date: As described in the issuer's registration statements on Form S-1 (File No. 333-230756) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and has no expiration date.

F3 · ownership.direct: These shares represent Class B ordinary shares acquired by the Sponsor pursuant to a subscription agreement dated as of February 14, 2019 by and between the Sponsor and the registrant. John Carroll, the Chief Executive Officer of the issuer, is the managing member of the Sponsor. Mr. Carroll has sole voting and dispositive control over the shares held by the Sponsor and may be deemed the beneficial owner of such shares. Mr. Carroll disclaims beneficial ownership of the ordinary shares held by the Sponsor other than to the extent of his pecuniary interest in such shares.

SEC source: 0000910406-16-000151 · wf-form4_147986061059501.xml · nonDerivative · entry 1

Carroll John · CIK 0001425518 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,787

F1 · security: On November 20, 2016, 2,720 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Carroll (the "Agreement"). The Company retained 1,402 shares to satisfy the tax withholding obligations of Mr. Carroll in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.