Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Midland States Bancorp, Inc.MSBI · Entity 5253 | Director | September 30, 2020 | October 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Midland States Bancorp, Inc.
Report date September 30, 2020 · Filed October 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Share EquivalentSEC Table II · derivative / convertible security | Direct | 69,642.0008 |
Reported balance
After 2020-09-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-09-30 · Grant · Acquired 869.4747 · Balance 69,642.0008 F3: Each common stock equivalent is the economic equivalent of one share of common stock. F4: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director. |
| Common Share EquivalentSEC Table II · derivative / convertible security | Direct | 71,142.4227 |
Reported balance
After 2020-09-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-09-30 · Grant · Acquired 1,500.4219 · Balance 71,142.4227 F3: Each common stock equivalent is the economic equivalent of one share of common stock. F5: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director. |
| Common StockSEC Table I · non-derivative | Direct | 288,426 |
Reported balance
Holding disclosure · report date 2020-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 288,426 F1: Includes holdings through a self-directed IRA or revocable grantor trust |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 2,750 |
Reported balance
Holding disclosure · report date 2020-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,750 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose |
| Common StockSEC Table I · non-derivative | IndirectAgracel, Inc. | 42,554 |
Reported balance
Holding disclosure · report date 2020-09-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 42,554 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose |
| Common StockSEC Table I · non-derivative | IndirectJNJ, LLC | 69,903 |
Reported balance
Holding disclosure · report date 2020-09-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 69,903 F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,303 |
Reported balance
Holding disclosure · report date 2020-09-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 3,303 F3: Each common stock equivalent is the economic equivalent of one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes holdings through a self-directed IRA or revocable grantor trust
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F3: Each common stock equivalent is the economic equivalent of one share of common stock.
F4: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.
F5: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2018 Filed Apr 3, 2018 21:47 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 481.2262 | $31.56 | $15,187.50 |
DisclosureSEC source: 0001593968-18-000638 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,646.7479 Underlying: Common Stock · 481.2262 shares Expires not disclosed F4 · derivative.exercise_price: No exercise price for this type of award F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:23 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $31.81 | $63,629.00 |
DisclosureSEC source: 0001593968-18-000576 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,426 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 16:49 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $31.78 | $31,780.10 |
DisclosureSEC source: 0001593968-18-000441 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 76,903 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 16:49 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $31.78 | $31,780.10 |
DisclosureSEC source: 0001593968-18-000441 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,426 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| February 15, 2018 Filed Feb 15, 2018 22:24 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $30.03 | $60,055.80 |
DisclosureSEC source: 0001593968-18-000351 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.0201 -$30.1350 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:43 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.13 | $32,130.10 |
DisclosureSEC source: 0001593968-18-000250 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 77,903 F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:43 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.14 | $32,140.10 |
DisclosureSEC source: 0001593968-18-000250 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.1301 - 32.215 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 14:49 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 2,000 | $33.85 | $67,700.20 |
DisclosureSEC source: 0001593968-18-000149 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,426 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.66 - 34.011858 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.61 | $32,610.00 |
DisclosureSEC source: 0001593968-18-000061 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 78,903 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.61 | $32,610.00 |
DisclosureSEC source: 0001593968-18-000061 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,426 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 340.1532 | $32.48 | $11,048.18 |
DisclosureSEC source: 0001593968-18-000061 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,165.5217 Underlying: Common Stock · 340.1532 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 116.8987 | $32.48 | $3,796.87 |
DisclosureSEC source: 0001593968-18-000061 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,825.3685 Underlying: Common Stock · 116.8987 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:20 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 467.5954 | $32.48 | $15,187.50 |
DisclosureSEC source: 0001593968-18-000061 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,708.4698 Underlying: Common Stock · 467.5954 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 22:50 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GiftCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-001328 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,426 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 20:27 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.94 | $32,942.00 |
DisclosureSEC source: 0001593968-17-001295 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 79,903 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.87 - $32.95 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 20:27 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.86 | $32,860.10 |
DisclosureSEC source: 0001593968-17-001295 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,026 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| November 01, 2017 Filed Nov 1, 2017 19:05 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.19 | $32,193.00 |
DisclosureSEC source: 0001593968-17-001160 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 80,903 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.18 - $32.20 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| November 01, 2017 Filed Nov 1, 2017 19:05 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $32.24 | $32,240.10 |
DisclosureSEC source: 0001593968-17-001160 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,026 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 15:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $31.76 | $31,760.00 |
DisclosureSEC source: 0001593968-17-001090 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 81,903 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 15:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $31.76 | $31,760.00 |
DisclosureSEC source: 0001593968-17-001090 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,026 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 342.7956 | $31.68 | $10,859.76 |
DisclosureSEC source: 0001593968-17-001090 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,240.8744 Underlying: Common Stock · 342.7956 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 119.8507 | $31.68 | $3,796.87 |
DisclosureSEC source: 0001593968-17-001090 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,898.0788 Underlying: Common Stock · 119.8507 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 15:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 479.4034 | $31.68 | $15,187.50 |
DisclosureSEC source: 0001593968-17-001090 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,778.2281 Underlying: Common Stock · 479.4034 shares Expires not disclosed F3 · derivative.exercise_price: No exercise price for this type of award F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 18:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $30.69 | $30,686.60 |
DisclosureSEC source: 0001593968-17-001023 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 82,903 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 - $30.70 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 18:48 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $30.67 | $30,666.00 |
DisclosureSEC source: 0001593968-17-001023 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.66 - $30.72 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 19:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $31.76 | $31,760.10 |
DisclosureSEC source: 0001593968-17-000945 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 83,903 F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 19:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $31.77 | $31,765.00 |
DisclosureSEC source: 0001593968-17-000945 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.76 - 31.77 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 14:04 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $33.58 | $33,581.00 |
DisclosureSEC source: 0001593968-17-000863 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 84,903 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.52 - 33.7101 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 14:04 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $33.52 | $33,517.00 |
DisclosureSEC source: 0001593968-17-000863 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.5101 - 33.53 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:04 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 317.4258 | $33.52 | $10,640.11 |
DisclosureSEC source: 0001593968-17-000863 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,298.8247 Underlying: Common Stock · 317.4258 shares Expires not disclosed F5 · derivative.exercise_price: No exercise price for this type of award F9 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:04 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 156.1569 | $33.52 | $5,234.38 |
DisclosureSEC source: 0001593968-17-000863 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,981.3989 Underlying: Common Stock · 156.1569 shares Expires not disclosed F5 · derivative.exercise_price: No exercise price for this type of award F8 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 14:04 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 624.6271 | $33.52 | $20,937.50 |
DisclosureSEC source: 0001593968-17-000863 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,825.242 Underlying: Common Stock · 624.6271 shares Expires not disclosed F5 · derivative.exercise_price: No exercise price for this type of award F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:12 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $34.41 | $34,410.00 |
DisclosureSEC source: 0001593968-17-000759 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 85,903 F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 21:12 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $34.50 | $34,499.80 |
DisclosureSEC source: 0001593968-17-000759 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.42 - 34.6001 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| May 01, 2017 Filed May 2, 2017 15:40 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $34.30 | $34,296.80 |
DisclosureSEC source: 0001593968-17-000630 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 86,903 F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| May 01, 2017 Filed May 2, 2017 15:40 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $34.30 | $34,296.80 |
DisclosureSEC source: 0001593968-17-000630 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,026 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 15:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $34.01 | $34,013.10 |
DisclosureSEC source: 0001593968-17-000561 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 87,903 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.0001 - $34.13 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 15:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $34.00 | $34,000.10 |
DisclosureSEC source: 0001593968-17-000561 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,026 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 304.5592 | $34.39 | $10,473.79 |
DisclosureSEC source: 0001593968-17-000561 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,200.6149 Underlying: Common Stock · 304.5592 shares Expires not disclosed F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 105.4085 | $34.39 | $3,625.00 |
DisclosureSEC source: 0001593968-17-000561 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,896.0557 Underlying: Common Stock · 105.4085 shares Expires not disclosed F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 15:11 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 421.6342 | $34.39 | $14,500.00 |
DisclosureSEC source: 0001593968-17-000561 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,790.6472 Underlying: Common Stock · 421.6342 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:59 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $35.75 | $35,751.20 |
DisclosureSEC source: 0001593968-17-000388 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 88,903 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 - $37.76 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:59 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $35.75 | $35,750.00 |
DisclosureSEC source: 0001593968-17-000388 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,026 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 17:46 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $33.61 | $33,611.40 |
DisclosureSEC source: 0001593968-17-000184 · primary_01.xml · nonDerivative · entry 2 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JNJ, LLC Disclosed balance after: 89,903 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6101 - $33.62 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 17:46 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | SaleCommon Stock | 1,000 | $33.61 | $33,611.40 |
DisclosureSEC source: 0001593968-17-000184 · primary_01.xml · nonDerivative · entry 1 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,026 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.6101 - $33.62 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 237.3524 | $36.18 | $8,587.41 |
DisclosureSEC source: 0001593968-17-000032 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,369.013 Underlying: Common Stock · 237.3524 shares Expires not disclosed F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 19.4201 shares that were overstated in last Form 4 filed for the reporting person. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 100.1935 | $36.18 | $3,625.00 |
DisclosureSEC source: 0001593968-17-000032 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,131.6606 Underlying: Common Stock · 100.1935 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:55 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 400.7739 | $36.18 | $14,500.00 |
DisclosureSEC source: 0001593968-17-000032 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,031.4671 Underlying: Common Stock · 400.7739 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:14 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 378.4046 | $25.34 | $9,588.77 |
DisclosureSEC source: 0001593968-16-001096 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,630.6932 Underlying: Common Stock · 378.4046 shares Expires not disclosed F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:14 UTC | Midland States Bancorp, Inc. MSBI · Entity 5253 | GrantCommon Share Equivalent · Derivative | 143.0545 | $25.34 | $3,625.00 |
DisclosureSEC source: 0001593968-16-001096 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,252.2886 Underlying: Common Stock · 143.0545 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.