Schultz John M

SEC source: 0001593968-20-001968 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,142.4227

Underlying: Common Stock · 1,500.4219 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-001968 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,642.0008

Underlying: Common Stock · 869.4747 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-001557 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303

Underlying: Common Stock · 2,118 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · derivative.exercise_price: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2021 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F6 · shares: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2021 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · derivative.exercise_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2021 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · derivative.expiration_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2021 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

SEC source: 0001593968-20-001557 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,772.5261

Underlying: Common Stock · 1,213.3085 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-001557 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,559.2176

Underlying: Common Stock · 935.5017 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-001057 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.46 - 15.67 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-20-000933 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,623.7159

Underlying: Common Stock · 1,011.8587 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-000933 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,611.8572

Underlying: Common Stock · 638.8079 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-000041 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,973.0493

Underlying: Common Stock · 546.1823 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-20-000041 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,426.867

Underlying: Common Stock · 385.7994 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001959 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,041.0676

Underlying: Common Stock · 597.6393 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001959 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,443.4283

Underlying: Common Stock · 428.8964 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

SEC source: 0001593968-19-001554 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

Underlying: Common Stock · 1,185 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F6 · derivative.exercise_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F6 · derivative.expiration_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

SEC source: 0001593968-19-001554 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,014.5319

Underlying: Common Stock · 561.81 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · derivative.exercise_date: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · derivative.expiration_date: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

SEC source: 0001593968-19-001554 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,452.7219

Underlying: Common Stock · 523.6359 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.exercise_date: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

SEC source: 0001593968-19-000881 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,929.086

Underlying: Common Stock · 610.3488 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-19-000881 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,318.7372

Underlying: Common Stock · 147.4181 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-19-000881 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,171.3191

Underlying: Common Stock · 589.6717 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-19-000019 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,581.6474

Underlying: Common Stock · 583.0371 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-19-000019 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,998.6103

Underlying: Common Stock · 158.7679 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-19-000019 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,839.8424

Underlying: Common Stock · 635.0716 shares

Expires not disclosed

F3 · derivative.exercise_price: No exercise price for this type of award

F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.

F5 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F5 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-001331 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 - $29.15 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-001282 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 69,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.9001 - $31.9250 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-001282 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-001282 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,204.7708

Underlying: Common Stock · 399.2421 shares

Expires not disclosed

F4 · derivative.exercise_price: No exercise price for this type of award

F8 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-001282 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,805.5287

Underlying: Common Stock · 110.4984 shares

Expires not disclosed

F4 · derivative.exercise_price: No exercise price for this type of award

F7 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-001282 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,695.0303

Underlying: Common Stock · 441.9782 shares

Expires not disclosed

F4 · derivative.exercise_price: No exercise price for this type of award

F5 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-001218 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.57 - $33.7129 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-001143 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 70,903

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-001143 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-001118 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-001083 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 71,903

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-001083 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-001060 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.6500 - $34.6901 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000998 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 72,903

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.1801 - $34.2100 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F4 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-000998 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.1900 - $34.2301 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000998 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,253.0521

Underlying: Common Stock · 367.0428 shares

Expires not disclosed

F5 · derivative.exercise_price: No exercise price for this type of award

F9 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-000998 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,886.0093

Underlying: Common Stock · 145.4867 shares

Expires not disclosed

F5 · derivative.exercise_price: No exercise price for this type of award

F8 · price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-000998 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,740.5226

Underlying: Common Stock · 581.9469 shares

Expires not disclosed

F5 · derivative.exercise_price: No exercise price for this type of award

F6 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F7 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F7 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-000915 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000834 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 73,903

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-000834 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.8801 - 32.91 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000770 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.9701 - $31.986 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000707 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 74,903

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-000707 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000677 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000638 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,426

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

SEC source: 0001593968-18-000638 · primary_01.xml · nonDerivative · entry 2

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · JNJ, LLC

Disclosed balance after: 75,903

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 - $31.08 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

SEC source: 0001593968-18-000638 · primary_01.xml · derivative · entry 7

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,158.5757

Underlying: Common Stock · 391.5214 shares

Expires not disclosed

F4 · derivative.exercise_price: No exercise price for this type of award

F8 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.

F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

SEC source: 0001593968-18-000638 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,767.0543

Underlying: Common Stock · 120.3064 shares

Expires not disclosed

F4 · derivative.exercise_price: No exercise price for this type of award

F7 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates.

F6 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.

F6 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.