TapewireFind a company

organization · Reporting owner

Arix Bioscience Holdings Ltd

Disclosed activity across 3 companies

Tapewire entity
146165
SEC CIK
0001756884

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Harpoon Therapeutics, Inc.HARP · Entity 1142410% ownerMay 27, 2020May 29, 2020
LogicBio Therapeutics, Inc.LOGC · Entity 12229210% ownerJuly 16, 2020October 05, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Harpoon Therapeutics, Inc.

Report date May 27, 2020 · Filed May 29, 2020

Jointly reported with Arix Bioscience plc

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeIndirectSee Footnote2,193,704 Last balance in matching sequence After 2020-05-28 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-05-27 · Sale · Disposed 12,064 · Balance 2,560,295

F1: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.00 to $24.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Row 2 · 2020-05-28 · Sale · Disposed 366,591 · Balance 2,193,704

F3: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.25 to $22.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.00 to $24.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

F3: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.25 to $22.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

LogicBio Therapeutics, Inc.

Report date July 16, 2020 · Filed October 05, 2020

Jointly reported with Arix Bioscience plc

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeIndirectSee footnote2,381,436 Last balance in matching sequence After 2020-09-28 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
10 source rows

Row 1 · 2020-07-16 · Sale · Disposed 16,332 · Balance 2,962,691

F1: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.685 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 2 · 2020-07-17 · Sale · Disposed 31,101 · Balance 2,931,590

F3: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.415 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 3 · 2020-07-20 · Sale · Disposed 36,983 · Balance 2,894,607

F4: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.84 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 4 · 2020-07-22 · Sale · Disposed 22,651 · Balance 2,871,956

F5: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.05 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 5 · 2020-07-29 · Sale · Disposed 2,709 · Balance 2,869,247

F6: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.84 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 6 · 2020-08-12 · Sale · Disposed 1,335 · Balance 2,867,912

F7: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.91 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 7 · 2020-08-13 · Sale · Disposed 159 · Balance 2,867,753

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 8 · 2020-09-24 · Sale · Disposed 38,514 · Balance 2,829,239

F8: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.35 to $7.70 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 9 · 2020-09-25 · Sale · Disposed 174,219 · Balance 2,655,020

F9: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.00 to $8.15 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Row 10 · 2020-09-28 · Sale · Disposed 273,584 · Balance 2,381,436

F10: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.75 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.685 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

F3: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.415 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F4: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.84 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F5: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.05 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F6: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.84 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F7: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.91 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F8: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.35 to $7.70 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F9: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.00 to $8.15 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F10: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.75 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Enliven Therapeutics, Inc.

Report date March 16, 2020 · Filed March 16, 2020

Jointly reported with Arix Bioscience plc

Section 16 reporting ended · disclosed 2020-03-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy entities affiliated with Arix Bioscience plc1,554,558 Last balance in matching sequence After 2020-03-16 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-03-16 · Conversion · Acquired 1,367,058 · Balance 1,367,058

F1: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Row 2 · 2020-03-16 · Purchase · Acquired 187,500 · Balance 1,554,558

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Series B Preferred StockSEC Table II · derivative / convertible securityIndirectBy entities affiliated with Arix Bioscience plc0 Reported balance After 2020-03-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-16 · Conversion · Disposed 8,611,110 · Balance 0

F1: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 273,584 $7.54 $2,061,865.82
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 10

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,381,436

F10 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.40 to $7.75 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
September 25, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 174,219 $7.08 $1,232,947.86
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 9

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,655,020

F9 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.00 to $8.15 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
September 24, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 38,514 $7.63 $293,823.31
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 8

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,829,239

F8 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.35 to $7.70 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
August 13, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 159 $8.75 $1,391.25
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 7

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,867,753

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
August 12, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 1,335 $8.79 $11,734.65
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 6

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,867,912

F7 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.91 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
July 29, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 2,709 $8.78 $23,787.73
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 5

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,869,247

F6 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.84 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
July 22, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 22,651 $9.00 $203,949.60
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 4

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,871,956

F5 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.05 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
July 20, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 36,983 $9.25 $342,055.77
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 3

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,894,607

F4 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.84 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
July 17, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 31,101 $9.24 $287,373.24
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,931,590

F3 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.415 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
July 16, 2020 Filed Oct 5, 2020 17:00 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 SaleCommon stock 16,332 $8.56 $139,785.59
Disclosure

SEC source: 0000899243-20-027297 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,962,691

F1 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.685 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. At the time of each reported transaction, the Reporting Person(s) owned greater than 10.0% of LogicBio Therapeutics, Inc.'s (the "Issuer") issued and outstanding common stock; however at the time of the filing of this Form 4 the Reporting Person(s) no longer hold 10.0% or more of the Issuer's issued and outstanding common stock.

Read SEC document
May 28, 2020 Filed May 29, 2020 16:32 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 366,591 $21.33 $7,820,925.71
Disclosure

SEC source: 0000899243-20-014559 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,193,704

F3 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.25 to $22.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
May 27, 2020 Filed May 29, 2020 16:32 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 12,064 $22.39 $270,144.33
Disclosure

SEC source: 0000899243-20-014559 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,560,295

F1 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.00 to $24.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 17:04 UTC Enliven Therapeutics, Inc. IMRA · Entity 4024 ConversionSeries B Preferred Stock · Derivative 8,611,110 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008474 · doc4.xml · derivative · entry 3

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities affiliated with Arix Bioscience plc

Disclosed balance after: 0

Underlying: Common Stock · 1,367,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 17:04 UTC Enliven Therapeutics, Inc. IMRA · Entity 4024 PurchaseCommon Stock 187,500 $16.00 $3,000,000.00
Disclosure

SEC source: 0000899243-20-008474 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities affiliated with Arix Bioscience plc

Disclosed balance after: 1,554,558

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 17:04 UTC Enliven Therapeutics, Inc. IMRA · Entity 4024 ConversionCommon Stock 1,367,058 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-008474 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entities affiliated with Arix Bioscience plc

Disclosed balance after: 1,367,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 16, 2020, the Issuer's Series B Preferred Stock converted into Common Stock on a 6.299-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 17, 2019 Filed Dec 17, 2019 19:20 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 12,476 $16.83 $209,968.58
Disclosure

SEC source: 0000899243-19-029473 · doc4.xml · nonDerivative · entry 3

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,572,359

F4 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $16.80 to $17.00 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 19:20 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 13,080 $17.02 $222,680.46
Disclosure

SEC source: 0000899243-19-029473 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,584,835

F3 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.28 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the SEC, the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 19:20 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 11,002 $17.21 $189,341.12
Disclosure

SEC source: 0000899243-19-029473 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,597,915

F1 · price: Represents the weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.68 per share, inclusive. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission (the "SEC"), the Issuer, or a security holder of the Issuer.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 10, 2019 Filed Dec 10, 2019 19:27 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 131,696 $16.91 $2,227,018.87
Disclosure

SEC source: 0000899243-19-028848 · doc4.xml · nonDerivative · entry 4

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,608,917

F1 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:27 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 77,316 $18.12 $1,400,664.39
Disclosure

SEC source: 0000899243-19-028848 · doc4.xml · nonDerivative · entry 3

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,740,613

F1 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 19:27 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 26,438 $18.30 $483,781.03
Disclosure

SEC source: 0000899243-19-028848 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,817,929

F1 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 19:27 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 SaleCommon stock 47,752 $19.15 $914,221.59
Disclosure

SEC source: 0000899243-19-028848 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,844,367

F1 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:01 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 ConversionSeries C Convertible Preferred Stock · Derivative 742,850 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003683 · doc4.xml · derivative · entry 4

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 742,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:01 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 ConversionSeries B Convertible Preferred Stock · Derivative 1,720,698 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-003683 · doc4.xml · derivative · entry 3

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,720,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:01 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 PurchaseCommon stock 428,571 $14.00 $5,999,994.00
Disclosure

SEC source: 0000899243-19-003683 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,892,119

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 18:01 UTC Harpoon Therapeutics, Inc. HARP · Entity 11424 ConversionCommon stock 2,463,548 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-003683 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,463,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock and the Series C Convertible Preferred Stock converted into Harpoon Therapeutics, Inc. (the "Issuer") common stock, on a one-for-one basis, effective upon closing of the Issuer's initial public offering.

F2 · balance_after: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 09:29 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 ConversionSeries B Preferred Stock · Derivative 4,352,775 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-027509 · doc4.xml · derivative · entry 3

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,279,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock converted into LogicBio Therapeutics, Inc. (the "Issuer") common stock effective upon closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: The Series B Preferred Stock converted into LogicBio Therapeutics, Inc. (the "Issuer") common stock effective upon closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: The Series B Preferred Stock converted into LogicBio Therapeutics, Inc. (the "Issuer") common stock effective upon closing of the Issuer's initial public offering.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 09:29 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 PurchaseCommon stock 700,000 $10.00 $7,000,000.00
Disclosure

SEC source: 0000899243-18-027509 · doc4.xml · nonDerivative · entry 2

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,979,023

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document
October 23, 2018 Filed Oct 26, 2018 09:29 UTC LogicBio Therapeutics, Inc. LOGC · Entity 122292 ConversionCommon stock 2,279,023 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-027509 · doc4.xml · nonDerivative · entry 1

Arix Bioscience plc · CIK 0001700449 · 10% owner

Arix Bioscience Holdings Ltd · CIK 0001756884 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,279,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Preferred Stock converted into LogicBio Therapeutics, Inc. (the "Issuer") common stock effective upon closing of the Issuer's initial public offering.

F2 · balance_after: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

F2 · ownership.nature: These shares are owned directly by Arix Bioscience Holdings Limited, which is a wholly owned subsidiary of Arix Bioscience Plc. Arix Bioscience Plc is an indirect beneficial owner of the reported securities and disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.