Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LivaNova PLCLIVN · Entity 507 | CFO | March 11, 2017 | March 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LivaNova PLC
Report date March 11, 2017 · Filed March 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,761 |
Ending reported balance
After 2017-03-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-11 · Exercise / conversion · Acquired 5,209 · Balance 5,209 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. Row 2 · 2017-03-11 · Tax withholding · Disposed 2,448 · Balance 2,761 F3: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 11, 2017 vesting of 5,209 RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,832 |
Reported balance
After 2017-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-11 · Exercise / conversion · Disposed 5,209 · Balance 20,832 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. F2: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value.
F2: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan.
F3: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 11, 2017 vesting of 5,209 RSUs.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Delphi Technologies PLC
Report date October 01, 2020 · Filed October 06, 2020
Section 16 reporting ended · disclosed 2020-10-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 1
1 source rowRow 1 · 2020-10-01 · Disposition to issuer · Disposed 14,120 · Balance 0 F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-10-01 · Disposition to issuer · Disposed 54,817 · Balance 0 F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-10-01 · Disposition to issuer · Disposed 160,806 · Balance 0 F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock.
F2: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement.
F3: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2020 Filed Oct 6, 2020 06:06 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Disposition to issuerRestricted Share Units · Derivative | 160,806 | $16.60 | $2,669,379.60 |
DisclosureSEC source: 0000899243-20-027487 · doc4.xml · derivative · entry 3 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 160,806 shares Expires not disclosed F3 · derivative.exercise_price: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). F3 · price: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). F3 · derivative.exercise_date: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). F3 · derivative.expiration_date: Reflects the disposition of performance-based restricted share units awards as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each performance-based restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement (which were calculated based on the target number of ordinary shares of Issuer subject to such performance-based restricted share unit award). Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 06:06 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Disposition to issuerRestricted Share Units · Derivative | 54,817 | $16.60 | $909,962.20 |
DisclosureSEC source: 0000899243-20-027487 · doc4.xml · derivative · entry 2 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 54,817 shares Expires not disclosed F2 · derivative.exercise_price: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement. F2 · price: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement. F2 · derivative.exercise_date: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement. F2 · derivative.expiration_date: Reflects the disposition of restricted share unit awards of the Issuer as contemplated by the Transaction Agreement. In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each restricted share unit award was cancelled and converted into the right to receive an amount of cash determined in accordance with the formula set forth in the Transaction Agreement. Read SEC document |
| October 01, 2020 Filed Oct 6, 2020 06:06 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Disposition to issuerOrdinary Shares | 14,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-027487 · doc4.xml · nonDerivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reflects the disposition of ordinary shares of the Issuer as contemplated by the Transaction Agreement, dated as of January 28, 2020, as amended (the "Transaction Agreement") between the Issuer and BorgWarner Inc. ("BorgWarner"), pursuant to which BorgWarner acquired the Issuer pursuant to a scheme of arrangement (the "Scheme") under Part 18A of the Companies (Jersey) Law 1991, as amended (the "Transaction"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each ordinary share was exchanged for 0.4307 of a newly issued share of BorgWarner common stock, par value $0.01 per share, and cash in lieu of any fractional share of BorgWarner common stock. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantRestricted Share Units · Derivative | 33,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · derivative · entry 11 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,788 Underlying: Ordinary Shares · 33,788 shares Expires not disclosed F9 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. F9 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. F9 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2021, February 28, 2022 and February 28, 2023. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 8,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · derivative · entry 10 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,296 Underlying: Ordinary Shares · 8,148 shares Expires not disclosed F8 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022. F8 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022. F8 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on February 28, 2021 and February 28, 2022. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 2,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · derivative · entry 9 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,491 Underlying: Ordinary Shares · 2,491 shares Expires not disclosed F7 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F7 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F7 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 2,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · derivative · entry 8 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,159 Underlying: Ordinary Shares · 2,159 shares Expires not disclosed F6 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F6 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. F6 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests on February 28, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherDividend Equivalent Rights · Derivative | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · derivative · entry 7 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76.23 Underlying: Ordinary Shares · 112 shares Expires not disclosed F5 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Tax withholdingOrdinary Shares | 10,202 | $14.12 | $144,052.24 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · nonDerivative · entry 6 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,768 F4 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantOrdinary Shares | 7,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · nonDerivative · entry 5 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,970 F3 · kind: Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the Issuer achieving certain operating and financial performance targets over the 2017 through 2019 fiscal year period. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 8,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · nonDerivative · entry 4 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,835 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 2,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · nonDerivative · entry 3 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,687 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 2,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · nonDerivative · entry 2 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,528 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015866 · doc4.xml · nonDerivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,037 F1 · kind: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantRestricted Share Units · Derivative | 24,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · derivative · entry 8 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,444 Underlying: Ordinary Shares · 24,444 shares Expires not disclosed F8 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022. F8 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022. F8 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2020, February 28, 2021 and February 28, 2022. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · derivative · entry 7 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,299 Underlying: Ordinary Shares · 2,490 shares Expires not disclosed F7 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021. F7 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021. F7 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as an annual grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherRestricted Share Units · Derivative | 2,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · derivative · entry 6 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,789 Underlying: Ordinary Shares · 2,158 shares Expires not disclosed F6 · derivative.exercise_price: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021. F6 · derivative.exercise_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021. F6 · derivative.expiration_date: Reflects settlement of a portion of restricted share units awarded to the reporting person as a one-time special grant pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The remaining award vests in two equal installments on each of February 28, 2020 and February 28, 2021. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherDividend Equivalent Rights · Derivative | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · derivative · entry 5 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188.23 Underlying: Ordinary Shares · 120 shares Expires not disclosed F5 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted share units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted share units to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Tax withholdingOrdinary Shares | 3,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · nonDerivative · entry 4 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,925 F3 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan. F4 · balance_after: Includes Ordinary Shares plus an additional 1,648 of restricted stock units previously granted pursuant to an approved employee incentive plan, which vest at various points with the passage of time and which earn dividend equivalents until fully vested. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · nonDerivative · entry 3 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,942 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 2,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · nonDerivative · entry 2 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452 F2 · kind: Represents the acquisition of ordinary shares upon the disposition of restricted share units reported in Table 2. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:28 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015804 · doc4.xml · nonDerivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,294 F1 · kind: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:57 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantDividend Equivalent Rights · Derivative | 171.428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059005 · doc4.xml · derivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308.227 Underlying: Ordinary Shares · 171.428 shares Expires not disclosed F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 16:19 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantDividend Equivalent Rights · Derivative | 74.488 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047360 · doc4.xml · derivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136.799 Underlying: Ordinary Shares · 74.488 shares Expires not disclosed F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| May 16, 2018 Filed May 18, 2018 17:16 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantDividend Equivalent Rights · Derivative | 56.833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031492 · doc4.xml · derivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62.311 Underlying: Ordinary Shares · 56.833 shares Expires not disclosed F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:03 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantRestricted Share Units · Derivative | 7,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015788 · doc4.xml · derivative · entry 3 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,948 Underlying: Ordinary Shares · 7,472 shares Expires not disclosed F3 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021. F3 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021. F3 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 17:03 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantRestricted Share Units · Derivative | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015788 · doc4.xml · derivative · entry 2 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,476 Underlying: Ordinary Shares · 6,476 shares Expires not disclosed F2 · derivative.exercise_price: Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021. F2 · derivative.exercise_date: Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021. F2 · derivative.expiration_date: Reflects a one-time special grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 14:42 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherDividend Equivalent Rights · Derivative | 10.956 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011844 · doc4.xml · derivative · entry 4 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.478 Underlying: Ordinary Shares · 10.956 shares Expires not disclosed F5 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related.Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related.Each dividend equivalent right is the economic equivalent of one ordinary share. F5 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related.Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 14:42 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantOrdinary Shares | 14,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011844 · doc4.xml · nonDerivative · entry 3 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,111 F4 · balance_after: Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the company achieving certain operating and financial performance targets over the 2015 through 2017 fiscal year period. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 14:42 UTC | Delphi Technologies PLC DLPH · Entity 146095 | OtherOrdinary Shares | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011844 · doc4.xml · nonDerivative · entry 2 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193 F3 · balance_after: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 14:42 UTC | Delphi Technologies PLC DLPH · Entity 146095 | Tax withholdingOrdinary Shares | 769 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011844 · doc4.xml · nonDerivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,182 F1 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan. F2 · balance_after: Includes Ordinary Shares plus an additional 3,315 of restricted stock units previously granted pursuant to an approved employee incentive plan, which vest at various points with the passage of time and which earn dividend equivalents until fully vested. Read SEC document |
| February 16, 2018 Filed Mar 2, 2018 15:14 UTC Amendment | Delphi Technologies PLC DLPH · Entity 146095 | GrantOrdinary Shares | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015515 · doc4a.xml · nonDerivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,193 F1 · shares: Previous form 4 incorrectly reported Ordinary shares received upon settlement of performance based awards previously granted, but the officer, who recently joined the Company, did not have any previously granted performance based awards. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 13:44 UTC | Delphi Technologies PLC DLPH · Entity 146095 | GrantDividend Equivalent Rights · Derivative | 16.434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010746 · doc4.xml · derivative · entry 1 Sehgal Vivid · CIK 0001656034 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16.434 Underlying: Ordinary Shares · 16.434 shares Expires not disclosed F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 16:03 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionRestricted Stock Units · Derivative | 5,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-011861 · doc1.xml · derivative · entry 3 Sehgal Vivid · CIK 0001656034 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,832 Underlying: Ordinary Shares · 5,209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. F2 · derivative.exercise_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. F2 · derivative.expiration_date: Reporting person was granted RSUs subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. Each RSU represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 16:03 UTC | LivaNova PLC LIVN · Entity 507 | Tax withholdingOrdinary Shares | 2,448 | $49.22 | $120,478.32 |
DisclosureSEC source: 0001140361-17-011861 · doc1.xml · nonDerivative · entry 2 Sehgal Vivid · CIK 0001656034 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,761 F3 · shares: The referenced shares were withheld from distribution at the request of reporting person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the March 11, 2017 vesting of 5,209 RSUs. Read SEC document |
| March 11, 2017 Filed Mar 14, 2017 16:03 UTC | LivaNova PLC LIVN · Entity 507 | Exercise / conversionOrdinary Shares | 5,209 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-011861 · doc1.xml · nonDerivative · entry 1 Sehgal Vivid · CIK 0001656034 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of LivaNova PLC's ("Company") ordinary shares, ?1.00 par value. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.