Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundNONE · Entity 1485 | Director of Fund's Adviser | September 23, 2020 | October 02, 2020 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director of Fund's Adviser | September 23, 2020 | October 02, 2020 |
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Director | May 20, 2021 | May 24, 2021 |
| ALLIANCEBERNSTEIN L.P.NONE · Entity 66568 | Director | September 23, 2020 | October 02, 2020 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director of Fund's Adviser | September 23, 2020 | October 02, 2020 |
| BECTON DICKINSON & COBDX · Entity 2498 | Director | February 18, 2026 | February 18, 2026 |
| DOLLAR TREE, INC.DLTR · Entity 3189 | Director | July 01, 2026 | July 06, 2026 |
| Equitable Holdings, Inc.EQH · Entity 3405 | Director | September 21, 2026 | September 21, 2026 |
| LOWES COMPANIES INCLOW · Entity 2896 | Director | May 29, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date September 23, 2020 · Filed October 02, 2020
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date September 23, 2020 · Filed October 02, 2020
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date May 20, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Direct | 8,060 |
Reported balance
After 2021-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 3,918 · Balance 8,060 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025. F3: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 3,918 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2021; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 25% increments on each of May 20, 2022, 2023, 2024 and 2025.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2021).
ALLIANCEBERNSTEIN L.P.
Report date September 23, 2020 · Filed October 02, 2020
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date September 23, 2020 · Filed October 02, 2020
This filing explicitly reported no securities owned.
BECTON DICKINSON & CO
Report date February 18, 2026 · Filed February 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,763 |
Reported balance
After 2026-02-18 transaction · row 1
1 source rowRow 1 · 2026-02-18 · Sale · Disposed 953 · Balance 36,763 |
DOLLAR TREE, INC.
Report date July 01, 2026 · Filed July 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 1,238.13 |
Reported balance
After 2026-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-01 · Grant · Acquired 1,238.13 · Balance 1,238.13 F1: Each share of phantom stock represents the right to receive one share of Dollar Tree common stock, and cash for any fractional shares. F2: Represents deferral under the Non-Employee Director Deferred Compensation Program of the annual director equity award granted from the Issuer's shareholders approved 2021 Omnibus Incentive Plan. F3: Shares of phantom stock are payable in common stock following the earlier of the director's separation from the Board or the specified date of distribution pursuant to the director's deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Dollar Tree common stock, and cash for any fractional shares.
F2: Represents deferral under the Non-Employee Director Deferred Compensation Program of the annual director equity award granted from the Issuer's shareholders approved 2021 Omnibus Incentive Plan.
F3: Shares of phantom stock are payable in common stock following the earlier of the director's separation from the Board or the specified date of distribution pursuant to the director's deferral election.
Equitable Holdings, Inc.
Report date September 21, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,685 |
Reported balance
After 2026-09-21 transaction · row 1
1 source rowRow 1 · 2026-09-21 · Sale · Disposed 2,780 · Balance 23,685 F1: All shares were sold at a price of $54.35, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected. |
Filing footnotes · ownership attribution and instrument terms
F1: All shares were sold at a price of $54.35, therefore only a single price is reported. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was affected.
LOWES COMPANIES INC
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 17,120.967 |
Reported balance
After 2026-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 1,003 · Balance 17,120.967 F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. |
Filing footnotes · ownership attribution and instrument terms
F1: The Deferred Stock Units shall be 100% vested on the earlier of the first anniversary of the date of grant and the day immediately preceding the Issuer's 2027 Annual Meeting of Shareholders. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer.
F2: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 06, 2018 Filed Nov 7, 2018 15:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 116 | $230.50 | $26,738.00 |
DisclosureSEC source: 0001543407-18-000066 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,567 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 12:22 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 107 | $250.37 | $26,789.59 |
DisclosureSEC source: 0001543407-18-000055 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,451 Underlying: Common Stock · 107 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 12:42 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000114 · wf-form4_152820253785622.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,115.4 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. Read SEC document |
| May 16, 2018 Filed May 18, 2018 12:56 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 115 | $224.22 | $25,785.30 |
DisclosureSEC source: 0001543407-18-000041 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,344 Underlying: Common Stock · 115 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 14:36 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 182 | $242.94 | $44,215.08 |
DisclosureSEC source: 0001543407-18-000025 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,229 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 15:16 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000015 · edgar.xml · nonDerivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,975 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 18:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 116 | $208.67 | $24,205.72 |
DisclosureSEC source: 0001543407-17-000039 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,818 Underlying: Common Stock · 116 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 17:10 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 120 | $201.40 | $24,168.00 |
DisclosureSEC source: 0001543407-17-000026 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,651 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 12:39 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 2,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-17-000108 · wf-form4_149675275681941.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,134.886 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F2 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's 2006 Long Term Incentive Plan, as amended and restated. Read SEC document |
| May 08, 2017 Filed May 10, 2017 17:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 129 | $186.97 | $24,119.13 |
DisclosureSEC source: 0001543407-17-000022 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,481 Underlying: Common Stock · 129 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:57 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 243 | $177.29 | $43,081.47 |
DisclosureSEC source: 0001543407-17-000017 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,302 Underlying: Common Stock · 243 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 19:20 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000011 · edgar.xml · nonDerivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,647 F1 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F2 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:37 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantRights to Common Stock Under 1996 Directors Deferral Plan · Derivative | 136 | $167.91 | $22,835.76 |
DisclosureSEC source: 0001543407-16-000133 · edgar.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002 Underlying: Common Stock · 136 shares Expires not disclosed F1 · derivative.exercise_price: The securities convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F2 · derivative.expiration_date: The securities are distributed following termination of the reporting person's service as a director, or on the date or dates specified by the reporting person. F3 · balance_after: Includes rights acquired through dividend reinvestment since the last report filed by the reporting person. Read SEC document |
| May 27, 2016 Filed Jun 1, 2016 14:44 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-16-000340 · edgardoc.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. Read SEC document |
| December 31, 2015 Filed Jan 4, 2016 18:16 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPhantom Stock · Derivative | 263.019 | $76.04 | $19,999.96 |
DisclosureSEC source: 0000060667-16-000207 · edgardoc.xml · derivative · entry 1 SCOTT BERTRAM L · CIK 0001221780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263.019 Underlying: Common Stock · 263.019 shares Expires not disclosed F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.