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DEROSE RICHARD S

Disclosed activity across 1 company

Tapewire entity
145984
SEC CIK
0001238392

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FIREFLY NEUROSCIENCE, INC.IAIC · Entity 7759Executive VPOctober 12, 2020October 14, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIREFLY NEUROSCIENCE, INC.

Report date October 12, 2020 · Filed October 14, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect265,345 Reported balance After 2020-10-12 transaction · row 1
1 source row

Row 1 · 2020-10-12 · Other · Acquired 50,000 · Balance 265,345

Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.20 · Expires 2020-11-01Direct240,000 Reported balance After 2020-10-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-10-12 · Other · Disposed 50,000 · Balance 240,000

F1: Per Instruction 4.(c)(iii), Since the transaction is the exercise of a derivative security, column 8 is left blank and the exercise price is reported in column 2.

Filing footnotes · ownership attribution and instrument terms

F1: Per Instruction 4.(c)(iii), Since the transaction is the exercise of a derivative security, column 8 is left blank and the exercise price is reported in column 2.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2020 Filed Oct 14, 2020 15:52 UTC FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 OtherOptions (Right to buy) · Derivative 50,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001437749-20-021128 · rdgdoc.xml · derivative · entry 2

DEROSE RICHARD S · CIK 0001238392 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 50,000 shares

Expires 2020-11-01

F1 · price: Per Instruction 4.(c)(iii), Since the transaction is the exercise of a derivative security, column 8 is left blank and the exercise price is reported in column 2.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 15:52 UTC FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 OtherCommon Stock 50,000 $0.20 $10,000.00
Disclosure

SEC source: 0001437749-20-021128 · rdgdoc.xml · nonDerivative · entry 1

DEROSE RICHARD S · CIK 0001238392 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,345

Read SEC document
July 17, 2017 Filed Jul 18, 2017 14:20 UTC FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 GrantOptions (Right-to-Buy) · Derivative 25,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001654954-17-006504 · section16.xml · derivative · entry 3

DEROSE RICHARD S · CIK 0001238392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 25,000 shares

Expires 2022-07-17

Read SEC document
July 17, 2017 Filed Jul 18, 2017 14:20 UTC FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 GrantOptions (Right-to-Buy) · Derivative 25,000 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001654954-17-006504 · section16.xml · derivative · entry 2

DEROSE RICHARD S · CIK 0001238392 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 25,000 shares

Expires 2022-07-17

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.