Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Beam GlobalBEEM · Entity 7457 | Director | October 20, 2020 | October 22, 2020 |
| Blink Charging Co.BLNK · Entity 6987 | Director | September 07, 2018 | October 18, 2019 |
| PETMED EXPRESS INCPETS · Entity 7326 | Director | August 28, 2020 | August 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Beam Global
Report date October 20, 2020 · Filed October 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,600 |
Reported balance
After 2020-10-20 transaction · row 1
1 source rowRow 1 · 2020-10-20 · Grant · Acquired 17,100 · Balance 44,600 F1: The Company granted Mr. Schweitzer a restricted stock award of 17,100 shares of common stock which vest over one year in four equal installments on the last day of the next four calendar quarters following the grant, so long as Mr. Schweitzer is continuing to provide services to the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company granted Mr. Schweitzer a restricted stock award of 17,100 shares of common stock which vest over one year in four equal installments on the last day of the next four calendar quarters following the grant, so long as Mr. Schweitzer is continuing to provide services to the Company.
Blink Charging Co.
Report date September 07, 2018 · Filed October 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001SEC Table I · non-derivative | Direct | 50,964 |
Reported balance
After 2018-09-07 transaction · row 1
1 source rowRow 1 · 2018-09-07 · Grant · Acquired 20,376 · Balance 50,964 F1: Mr. Schweitzer received shares of restricted stock granted under the Blink Charging Co. 2018 Incentive Compensation Plan, all of which shares vest on the earlier of September 6, 2019 or one day prior to the 2019 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Schweitzer received shares of restricted stock granted under the Blink Charging Co. 2018 Incentive Compensation Plan, all of which shares vest on the earlier of September 6, 2019 or one day prior to the 2019 annual meeting of stockholders.
PETMED EXPRESS INC
Report date August 28, 2020 · Filed August 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,834 |
Reported balance
After 2020-08-28 transaction · row 1
1 source rowRow 1 · 2020-08-28 · Sale · Disposed 7,500 · Balance 95,834 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
OMNICOMM SYSTEMS INC
Report date September 18, 2019 · Filed September 19, 2019
Section 16 reporting ended · disclosed 2019-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-09-18 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2019-09-18 · Disposition to issuer · Disposed 775,000 · Balance 0 F1: In connection with the merger of Issuer and a subsidiary of Anju Software, Inc. (the "Merger") pursuant to an agreement and plan of merger dated July 15, 2019, all shares of Issuer common stock were canceled and automatically converted into the right to receive $0.41032 per share in cash, without interest and less any applicable withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 775,000 |
Reported balance
Holding disclosure · report date 2019-09-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 775,000 |
| Incentive Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.25 · Expires 2022-03-24 | Direct | 0 |
Reported balance
After 2019-09-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-18 · Disposition to issuer · Disposed 250,000 · Balance 0 F2: This option, which is fully vested, was canceled pursuant to the Merger in exchange for a cash payment of $40,081, representing the difference between the exercise price of the option and the merger consideration per share ($0.41032) multiplied by the total number of shares underlying the option, less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger of Issuer and a subsidiary of Anju Software, Inc. (the "Merger") pursuant to an agreement and plan of merger dated July 15, 2019, all shares of Issuer common stock were canceled and automatically converted into the right to receive $0.41032 per share in cash, without interest and less any applicable withholding taxes.
F2: This option, which is fully vested, was canceled pursuant to the Merger in exchange for a cash payment of $40,081, representing the difference between the exercise price of the option and the merger consideration per share ($0.41032) multiplied by the total number of shares underlying the option, less any applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2020 Filed Oct 22, 2020 20:50 UTC | Beam Global BEEM · Entity 7457 | GrantCommon Stock | 17,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001203320-20-000006 · primary_doc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,600 F1 · shares: The Company granted Mr. Schweitzer a restricted stock award of 17,100 shares of common stock which vest over one year in four equal installments on the last day of the next four calendar quarters following the grant, so long as Mr. Schweitzer is continuing to provide services to the Company. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 17:37 UTC | PETMED EXPRESS INC PETS · Entity 7326 | SaleCommon Stock | 7,500 | $36.28 | $272,100.00 |
DisclosureSEC source: 0001437749-20-018998 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,834 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 14:48 UTC | PETMED EXPRESS INC PETS · Entity 7326 | GrantCommon Stock | 7,500 | $31.20 | $234,000.00 |
DisclosureSEC source: 0001437749-20-016420 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,334 F1 · shares: Issued pursuant to the terms and conditions of the PetMed Express, Inc. 2015 Outside Director Equity Compensation Restricted Stock Plan, and held in escrow to be released ratable over a three year period condition upon continued employment. Mr. Schweitzer retains voting rights over all the shares while in escrow. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 19:05 UTC | Beam Global EVSI · Entity 7457 | GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001203320-19-000008 · primary_doc.xml · nonDerivative · entry 2 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 F3 · shares: The Company granted Mr. Schweitzer a restricted stock award of 17,500 shares of common stock which vest over one year in four equal installments at the end of each quarter starting on December 31, 2019 so long as Mr. Schweitzer is continuing to provide services to the Company. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 19:05 UTC | Beam Global EVSI · Entity 7457 | Disposition to issuerCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001203320-19-000008 · primary_doc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Reflects the 50 for 1 reverse split that became effective on April 15, 2019. F2 · shares: Envision Solar International, Inc. (the "Company") granted Mr. Schweitzer a restricted stock award of 30,000 shares on 12/31/2016. The Company and Mr. Schweitzer agreed to terminate 20,000 of these shares of restricted common stock that remain unvested as of October 1, 2019. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 18:07 UTC | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | Disposition to issuerIncentive Stock Option · Derivative | 250,000 | $0.16 Strike: $0.25 | $40,000.00 |
DisclosureSEC source: 0001437749-19-018757 · rdgdoc.xml · derivative · entry 3 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,000 shares Expires 2022-03-24 F2 · derivative.exercise_date: This option, which is fully vested, was canceled pursuant to the Merger in exchange for a cash payment of $40,081, representing the difference between the exercise price of the option and the merger consideration per share ($0.41032) multiplied by the total number of shares underlying the option, less any applicable withholding taxes. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 18:07 UTC | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | Disposition to issuerCommon Stock | 775,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-19-018757 · rdgdoc.xml · nonDerivative · entry 2 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with the merger of Issuer and a subsidiary of Anju Software, Inc. (the "Merger") pursuant to an agreement and plan of merger dated July 15, 2019, all shares of Issuer common stock were canceled and automatically converted into the right to receive $0.41032 per share in cash, without interest and less any applicable withholding taxes. Read SEC document |
| July 26, 2019 Filed Jul 30, 2019 19:20 UTC | PETMED EXPRESS INC PETS · Entity 7326 | GrantCommon Stock | 7,500 | $15.98 | $119,850.00 |
DisclosureSEC source: 0001437749-19-014930 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,834 F1 · shares: Issued pursuant to the terms and conditions of the PetMed Express, Inc. 2015 Outside Director Equity Compensation Restricted Stock Plan, and held in escrow to be released ratable over a three year period condition upon continued employment. Mr. Schweitzer retains voting rights over all the shares while in escrow. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 14:16 UTC | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | GrantCommon Stock | 200,000 | $0.25 | $50,000.00 |
DisclosureSEC source: 0001437749-19-012055 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,000 F1 · shares: Issued pursuant to the terms and conditions of the 2016 Equity Incentive Plan of OmniComm Systems, Inc. and held in escrow to be released one day prior to the 2020 Annual Stockholder Meeting, subject to continued service and the achievement of performance goals. The holder retains voting rights over all of the shares while in escrow. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 16:47 UTC | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | Disposition to issuerCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-006405 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,000 F1 · shares: On September 6, 2018, the reporting person was granted a performance-based restricted share award by the Company, and the number of shares subject to the award was previously reported in Table I of Form 4 filed on September 10, 2018. On March 29, 2019, the Company determined that, based on the Company's 2018 performance, these restricted shares did not vest and are forfeited as the performance goals associated with the restricted share grant were not achieved. Read SEC document |
| October 03, 2018 Filed Oct 9, 2018 13:52 UTC | Blink Charging Co. BLNK · Entity 6987 | GrantCommon Stock, par value $0.001 | 15,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-014241 · ownership.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,588 F1 · shares: Mr. Schweitzer received shares of restricted stock granted under the Blink Charging Co. 2018 Incentive Compensation Plan, all of which are vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 19:59 UTC | PETMED EXPRESS INC PETS · Entity 7326 | SaleCommon Stock | 7,500 | $37.00 | $277,500.00 |
DisclosureSEC source: 0001437749-18-017051 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,334 Read SEC document |
| September 07, 2018 Filed Oct 18, 2019 14:13 UTC | Blink Charging Co. BLNK · Entity 6987 | GrantCommon Stock, par value $0.001 | 20,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-015636 · ownership.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,964 F1 · shares: Mr. Schweitzer received shares of restricted stock granted under the Blink Charging Co. 2018 Incentive Compensation Plan, all of which shares vest on the earlier of September 6, 2019 or one day prior to the 2019 annual meeting of stockholders. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 10:18 UTC | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | GrantCommon Stock | 200,000 | $0.33 | $66,000.00 |
DisclosureSEC source: 0001437749-18-016776 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 F1 · shares: Issued pursuant to the terms and conditions of the 2016 Equity Incentive Plan of OmniComm Systems, Inc. and held in escrow to be released one day prior to the 2019 Annual Stockholder Meeting, subject to continued service and the achievement of performance goals. The holder retains voting rights over all of the shares while in escrow. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 19:31 UTC | PETMED EXPRESS INC PETS · Entity 7326 | GrantCommon Stock | 7,500 | $35.43 | $265,725.00 |
DisclosureSEC source: 0001437749-18-014093 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,834 F1 · shares: Issued pursuant to the terms and conditions of the PetMed Express, Inc. 2015 Outside Director Equity Compensation Restricted Stock Plan, and held in escrow to be released ratable over a three year period condition upon continued employment. Mr. Schweitzer retains voting rights over all the shares while in escrow. Read SEC document |
| February 16, 2018 Filed Feb 26, 2018 22:00 UTC | Blink Charging Co. BLNK · Entity 6987 | GrantWarrants to purchase Common Stock · Derivative | 10,588 | Not disclosed Strike: $4.25 | Not disclosed |
DisclosureSEC source: 0001493152-18-002609 · form4.xml · derivative · entry 2 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,588 Underlying: Common Stock · 10,588 shares Expires 2023-02-16 F1 · price: Mr. Schweitzer purchased, as part of the Company's public offering which closed on February 16, 2018, 5,294 units with each unit consisting of one share of our common stock, $0.001 par value per share (the "Common Stock"), and two warrants each to purchase one share of Common Stock, of Blink Charging Co. at a public offering price of $4.25 per unit. Read SEC document |
| February 16, 2018 Filed Feb 26, 2018 22:00 UTC | Blink Charging Co. BLNK · Entity 6987 | PurchaseCommon Stock, par value $0.001 | 5,294 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-18-002609 · form4.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,294 F1 · price: Mr. Schweitzer purchased, as part of the Company's public offering which closed on February 16, 2018, 5,294 units with each unit consisting of one share of our common stock, $0.001 par value per share (the "Common Stock"), and two warrants each to purchase one share of Common Stock, of Blink Charging Co. at a public offering price of $4.25 per unit. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 19:32 UTC | PETMED EXPRESS INC PETS · Entity 7326 | SaleCommon Stock | 2,500 | $49.18 | $122,950.00 |
DisclosureSEC source: 0001437749-17-013570 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,834 Read SEC document |
| August 01, 2017 Filed Aug 7, 2017 15:28 UTC Amendment | PETMED EXPRESS INC PETS · Entity 7326 | SaleCommon Stock | 2,500 | $49.18 | $122,950.00 |
DisclosureSEC source: 0001437749-17-013918 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,334 Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 14:46 UTC | PETMED EXPRESS INC PETS · Entity 7326 | GrantCommon Stock | 7,500 | $48.37 | $362,775.00 |
DisclosureSEC source: 0001437749-17-013338 · rdgdoc.xml · nonDerivative · entry 2 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,334 F1 · shares: Issued pursuant to the terms and conditions of the PetMed Express, Inc. 2015 Outside Director Equity Compensation Restricted Stock Plan, and held in escrow to be released ratable over a three year period condition upon continued employment. Mr. Schweitzer retains voting rights over all the shares while in escrow. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 14:46 UTC | PETMED EXPRESS INC PETS · Entity 7326 | SaleCommon Stock | 5,000 | $48.60 | $243,000.00 |
DisclosureSEC source: 0001437749-17-013338 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,834 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 16:04 UTC | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | GrantStock Option · Derivative | 500,000 | $0.00 Strike: $0.25 | $0.00 |
DisclosureSEC source: 0001437749-17-005419 · rdgdoc.xml · derivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common stock · 500,000 shares Expires 2022-03-24 F1 · shares: Issued pursuant to the terms and conditions of the 2016 Equity Incentive Plan of OmniComm Systems, Inc. F2 · derivative.exercise_date: 250,000 exercisable on March 31, 2018 and 250,000 exercisable on March 31, 2019 subject to the achievement of financial performance goals in 2017. Read SEC document |
| June 16, 2016 Filed Nov 9, 2017 18:30 UTC Amendment | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | GrantCommon Stock | 120,000 | $0.19 | $22,800.00 |
DisclosureSEC source: 0001437749-17-018961 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 F1 · shares: This transaction was originally reported on Form 4 filed by the Reporting Person on 06/22/2016. The original Form 4 filed reporting this transaction included a footnote describing that the shares were issued pursuant to the terms and conditions of the 2009 Equity Incentive Plan of OmniComm Systems, Inc. and held in escrow to be released ratable over a three year period conditioned upon continued service of the Reporting Person. This report on Form 4/A is filed to reflect that, by written agreement between the Reporting Person and the Issuer dated November 7, 2017 and pursuant to the approval of the board of directors on August 3, 2017, the Issuer amended the terms of these shares and removed the condition of continued service of the Reporting Person for release of the shares, and accordingly the shares were released from escrow to the Reporting Person. Read SEC document |
| June 11, 2015 Filed Nov 9, 2017 18:29 UTC Amendment | OMNICOMM SYSTEMS INC OMCM · Entity 154871 | GrantCommon Stock | 120,000 | $0.19 | $22,800.00 |
DisclosureSEC source: 0001437749-17-018958 · rdgdoc.xml · nonDerivative · entry 1 SCHWEITZER ROBERT C · CIK 0001254385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 F1 · shares: This transaction was originally reported on Form 4 filed by the Reporting Person on 06/12/2015. The original Form 4 filed reporting this transaction included a footnote describing that the shares were issued pursuant to the terms and conditions of the 2009 Equity Incentive Plan of OmniComm Systems, Inc. and held in escrow to be released ratable over a three year period conditioned upon continued service of the Reporting Person. This report on Form 4/A is filed to reflect that, by written agreement between the Reporting Person and the Issuer dated November 7, 2017 and pursuant to the approval of the board of directors on August 3, 2017, the Issuer amended the terms of these shares and removed the condition of continued service of the Reporting Person for release of the shares, and accordingly the shares were released from escrow to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.