person · Reporting owner

SINNOTT ROBERT V

Disclosed activity across 4 companies

Tapewire entity: 145714
SEC CIK: 0001188625

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291	Director	April 21, 2020	August 18, 2020
PLAINS GP HOLDINGS LPPAGP · Entity 3737	Director	April 21, 2020	August 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PLAINS ALL AMERICAN PIPELINE LP

Report date April 21, 2020 · Filed August 18, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitsSEC Table I · non-derivative	IndirectBy Robert & Rosa Sinnott Living Trust	3,666	Reported balance After 2020-04-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-21 · Other · Acquired 3,666 · Balance 3,666 F1: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP.
Common UnitsSEC Table I · non-derivative	IndirectBy Robert & Rosa Sinnott Living Trust	6,166	Reported balance After 2020-08-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-08-14 · Exercise / conversion · Acquired 2,500 · Balance 6,166
Phantom UnitsSEC Table II · derivative / convertible security	Direct	2,500	Reported balance After 2020-08-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-08-14 · Exercise / conversion · Disposed 2,500 · Balance 2,500 F2: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F3: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F4: Phantom Units vest annually on August distribution date. F5: Upon termination of service as director, other than because of death, disability or retirement.
Common UnitsSEC Table I · non-derivative	IndirectBy 2020 GRAT	54,140	Reported balance Holding disclosure · report date 2020-04-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 54,140
Common UnitsSEC Table I · non-derivative	IndirectBy Spouse's 2020 Grat	54,140	Reported balance Holding disclosure · report date 2020-04-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 54,140
Common UnitsSEC Table I · non-derivative	IndirectBy 2019 GRAT	140,556	Reported balance Holding disclosure · report date 2020-04-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 140,556
Common UnitsSEC Table I · non-derivative	IndirectBy Spouse's 2019 GRAT	140,555	Reported balance Holding disclosure · report date 2020-04-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 140,555

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP.

F2: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F3: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F4: Phantom Units vest annually on August distribution date.

F5: Upon termination of service as director, other than because of death, disability or retirement.

PLAINS GP HOLDINGS LP

Report date April 21, 2020 · Filed August 18, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A SharesSEC Table I · non-derivative	IndirectRobert & Rosa Sinnott Living Trust	5,159	Reported balance After 2020-04-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-21 · Other · Acquired 5,159 · Balance 5,159 F1: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP.
Class A SharesSEC Table I · non-derivative	Direct	48,566	Reported balance Holding disclosure · report date 2020-04-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 48,566
Class A SharesSEC Table I · non-derivative	Indirect2019 GRAT	52,960	Reported balance Holding disclosure · report date 2020-04-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 52,960
Class A SharesSEC Table I · non-derivative	IndirectSpouse's 2019 GRAT	52,960	Reported balance Holding disclosure · report date 2020-04-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 52,960
Class A SharesSEC Table I · non-derivative	Indirect2020 GRAT	558,492	Reported balance Holding disclosure · report date 2020-04-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 558,492
Class A SharesSEC Table I · non-derivative	IndirectSpouse's 2020 GRAT	558,492	Reported balance Holding disclosure · report date 2020-04-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 558,492
Class A SharesSEC Table I · non-derivative	IndirectGrandchildren's 2020 Trust	76,434	Reported balance Holding disclosure · report date 2020-04-21 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 76,434
Class A SharesSEC Table I · non-derivative	IndirectCliffwood Energy Partners	75,104	Reported balance Holding disclosure · report date 2020-04-21 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 75,104 F2: Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner.

Filing footnotes · ownership attribution and instrument terms

F2: Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

California Resources Corp

Report date October 27, 2020 · Filed October 27, 2020

Section 16 reporting ended · disclosed 2020-10-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2020-10-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-10-27 · Disposition to issuer · Disposed 29,965 · Balance 0 F1: Reflects number of shares of Common Stock owned as of October 27, 2020. F2: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Kinetik Holdings Inc.

Report date December 21, 2018 · Filed December 27, 2018

Section 16 reporting ended · disclosed 2018-12-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
CLASS A COMMON STOCKSEC Table I · non-derivative	Direct	350,000	Reported balance After 2018-12-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-12-21 · Other · Acquired 350,000 · Balance 350,000 F1: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC.

Filing footnotes · ownership attribution and instrument terms

F1: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 05, 2019 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	68,368	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:35 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	324,803	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-19-000003 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,308,178 Underlying: Class A Shares · 324,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 324,803 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 324,803 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 1,640 Class A units. As a result, such Class A units were cancelled and 1,640 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 324,803 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:35 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	324,803	$0.00	$0.00	Disclosure SEC source: 0001304186-19-000003 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 324,803 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:35 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	324,803	$0.00	$0.00	Disclosure SEC source: 0001304186-19-000003 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 324,803 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 324,803 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 21, 2018 Filed Dec 27, 2018 21:26 UTC	Kinetik Holdings Inc. ALTM · Entity 2202	OtherCLASS A COMMON STOCK	350,000	$7.63	$2,670,500.00	Disclosure SEC source: 0000899243-18-031832 · doc4.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F1 · kind: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC. F1 · ownership.direct: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC. Read SEC document
October 22, 2018 Filed Oct 24, 2018 20:09 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	68,368	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000018 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,368 F1 · kind: The Reporting transaction is an in-kin pro-rata distribution to limited partners of Kayne Anderson Capital Advisors, L.P. ("KACALP"), in which Reporting Person holds a limited partner interest. Read SEC document
October 22, 2018 Filed Oct 24, 2018 20:09 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	272,288	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000018 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: The Reporting transaction is an in-kin pro-rata distribution to limited partners of Kayne Anderson Capital Advisors, L.P. ("KACALP"), in which Reporting Person holds a limited partner interest. F2 · ownership.nature: The Reporting Person is the Co-Chairman of KACALP, an SEC registered investment adviser. The Reporting Person may be deemed to be the beneficial owner of all of the Class A shares held by KACALP. Read SEC document
September 28, 2018 Filed Sep 28, 2018 17:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	45,405	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-18-000013 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,634,621 Underlying: Class A Shares · 45,405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 45,405 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 45,405 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 183,225 Class A units. As a result, such Class A units were cancelled and 183,225 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 45,405 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
September 28, 2018 Filed Sep 28, 2018 17:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	45,405	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000013 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 45,405 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
September 28, 2018 Filed Sep 28, 2018 17:31 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	45,405	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000013 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ssee footnotes Disclosed balance after: 45,405 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right"), its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 45,405 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
August 14, 2018 Filed Aug 16, 2018 23:00 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionPhantom Units · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-18-000050 · edgar.xml · derivative · entry 5 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Units · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2018 Filed Aug 16, 2018 23:00 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionCommon Units	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-18-000050 · edgar.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 192,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 14, 2018 Filed Aug 16, 2018 19:16 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	3,903	$0.00	$0.00	Disclosure SEC source: 0001615619-18-000066 · edgar.xml · derivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,903 Underlying: Class A Shares · 3,903 shares Expires not disclosed F1 · derivative.exercise_price: One Class A share is deliverable for each Phantom Class A share that vests. F2 · derivative.exercise_date: Phantom Class A Shares vest annually on August distribution date, with an automatic re-grant of a number of Phantom Class A shares having a value on the date of grant of $100,000. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
July 02, 2018 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	PurchaseCommon Units	35,498	$23.64	$839,172.72	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust. See footnote Disclosed balance after: 210,278 F1 · ownership.nature: Private transaction between affiliated entities for estate planning purposes. The purchase of units was consideration paid for real property. Read SEC document
June 29, 2018 Filed Jul 2, 2018 19:18 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	935,092	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-18-000009 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,863,251 Underlying: Class A Shares · 935,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 29, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 935,092 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 29, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 935,092 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 520,709 Class A units. As a result, such Class A units were cancelled and 520,709 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 29, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 935,092 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
June 29, 2018 Filed Jul 2, 2018 19:18 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	935,092	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000009 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 29, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 935,092 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 29, 2018 Filed Jul 2, 2018 19:18 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	935,092	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000009 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 935,092 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 29, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 935,092 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
May 10, 2018 Filed May 14, 2018 18:27 UTC	California Resources Corp CRC · Entity 3937	GrantCommon Stock	5,294	$0.00	$0.00	Disclosure SEC source: 0001609253-18-000086 · wf-form4_152633686165192.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,870 F1 · kind: Grant of Restricted Stock Units (RSUs) pursuant to the California Resources Corporation's Long-Term Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. F2 · shares: The RSUs will vest, in their entirety, on May 10, 2019. Read SEC document
March 28, 2018 Filed Mar 29, 2018 18:06 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	7,899	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-18-000006 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,319,052 Underlying: Class A Shares · 7,899 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eight Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On March 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,899 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eight Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On March 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,899 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 39,224 Class A units. As a result, such Class A units were cancelled and 39,224 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eight Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On March 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,899 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
March 28, 2018 Filed Mar 29, 2018 18:06 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	7,899	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000006 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eight Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On March 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,899 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
March 28, 2018 Filed Mar 29, 2018 18:06 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	7,899	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000006 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,899 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eight Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On March 28, 2018, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,899 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:18 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	223,465	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-18-000003 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,366,175 Underlying: Class A Shares · 223,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 29, 2017, KAFU Holdings (QP), L.P. and KAFU Holdings L.P. exercised the Exchange Right with respect to 223,465 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 29, 2017, KAFU Holdings (QP), L.P. and KAFU Holdings L.P. exercised the Exchange Right with respect to 223,465 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 551,323 Class A units. As a result, such Class A units were cancelled and 551,323 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 29, 2017, KAFU Holdings (QP), L.P. and KAFU Holdings L.P. exercised the Exchange Right with respect to 223,465 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:18 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	223,465	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000003 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 29, 2017, KAFU Holdings (QP), L.P. and KAFU Holdings L.P. exercised the Exchange Right with respect to 223,465 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. and KAFU Holdings L.P. Read SEC document
December 29, 2017 Filed Jan 3, 2018 17:18 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	223,465	$0.00	$0.00	Disclosure SEC source: 0001304186-18-000003 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 223,465 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 29, 2017, KAFU Holdings (QP), L.P. and KAFU Holdings L.P. exercised the Exchange Right with respect to 223,465 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. and KAFU Holdings L.P. Read SEC document
November 30, 2017 Filed Dec 4, 2017 17:06 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	44,481	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-17-000016 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 19,140,963 Underlying: Class A Shares · 44,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number Class A shares of the Issuer. On November 30, 2017, and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 44,481 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number Class A shares of the Issuer. On November 30, 2017, and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 44,481 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 1,864,218 Class A units. As a result, such Class A units were cancelled and 1,864,218 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number Class A shares of the Issuer. On November 30, 2017, and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 44,481 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
November 30, 2017 Filed Dec 4, 2017 17:06 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	44,481	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000016 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number Class A shares of the Issuer. On November 30, 2017, and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 44,481 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
November 30, 2017 Filed Dec 4, 2017 17:06 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	44,481	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000016 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 44,481 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number Class A shares of the Issuer. On November 30, 2017, and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 44,481 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
September 29, 2017 Filed Oct 3, 2017 18:29 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	38,267	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-17-000012 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,049,662 Underlying: Class A shares · 38,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 29, 2017, KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 38,267 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 29, 2017, KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 38,267 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 1,173,528 Class A units. As a result, such Class A units were cancelled and 1,173,528 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 29, 2017, KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 38,267 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
September 29, 2017 Filed Oct 3, 2017 18:29 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	38,267	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000012 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 29, 2017, KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 38,267 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reporting transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. Read SEC document
September 29, 2017 Filed Oct 3, 2017 18:29 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	38,267	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000012 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,267 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 29, 2017, KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 38,267 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reporting transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings, L.P. and KAFU Holdings (QP), L.P. Read SEC document
August 14, 2017 Filed Aug 16, 2017 21:46 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GrantPhantom Units under Long Term Incentive Plan · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-17-000073 · edgar.xml · derivative · entry 6 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Units · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date, with automatic re-grant of equivalent amount. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2017 Filed Aug 16, 2017 21:46 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionPhantom Units under Long Term Incentive Plan · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-17-000073 · edgar.xml · derivative · entry 5 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Units · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One Common Unit is deliverable, upon vesting, for each Phantom Unit that vests. F2 · derivative.exercise_date: Phantom Units vest annually on August distribution date, with automatic re-grant of equivalent amount. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2017 Filed Aug 16, 2017 21:46 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionCommon Units	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-17-000073 · edgar.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 189,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:07 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	374,790	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-17-000010 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 22,261,457 Underlying: Class A Shares · 374,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. On June 30,2017, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 374,790 Class A Shares. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. On June 30,2017, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 374,790 Class A Shares. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 959 Class A Units. As a result, such Class A Units were cancelled and 959 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. On June 30,2017, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 374,790 Class A Shares. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:07 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	374,790	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000010 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. On June 30,2017, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 374,790 Class A Shares. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:07 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	374,790	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000010 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 374,790 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. On June 30,2017, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 374,790 Class A Shares. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
May 11, 2017 Filed May 15, 2017 14:35 UTC	California Resources Corp CRC · Entity 3937	GrantCommon Stock	11,128	$0.00	$0.00	Disclosure SEC source: 0001609253-17-000094 · wf-form4_149487330298055.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,576 F1 · kind: Grant of Restricted Stock Units (RSUs) pursuant to California Resources Corporation's Long-Term Incentive Plan. F2 · shares: The RSUs will vest, in their entirety, on May 11, 2018. Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:22 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	185,207	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-17-000006 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,637,206 Underlying: Class A Shares · 185,207 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 1,835,421 Class A Units. As a result, such Class A Units were cancelled and 1,835,421 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:22 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	185,207	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000006 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU. Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:22 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	185,207	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000006 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 185,207 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLC, for a like number of Class A Shares of the Issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU. Read SEC document
December 30, 2016 Filed Jan 4, 2017 20:30 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	434,602	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001304186-17-000003 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 24,657,834 Underlying: Class A shares · 434,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLS, for a like number of Class A Shares of the Issuer. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLS, for a like number of Class A Shares of the Issuer. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 3,035,517 Class A Units. As a result, such Class A Units were cancelled and 3,035,517 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLS, for a like number of Class A Shares of the Issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein Read SEC document
December 30, 2016 Filed Jan 4, 2017 20:30 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	434,602	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000003 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLS, for a like number of Class A Shares of the Issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU. Read SEC document
December 30, 2016 Filed Jan 4, 2017 20:30 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantClass A Shares	434,602	$0.00	$0.00	Disclosure SEC source: 0001304186-17-000003 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 434,602 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings, L.P., KAFU Holdings (QP), L.P., and KAFU Holdings II, L.P. (collectively, "KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A Units in AAP, together with a like number of associated Class B Shares in the Issuer and GP Units in PAA GP Holdings LLS, for a like number of Class A Shares of the Issuer. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU and KACALP, except to the extent of his pecuniary interest therein F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.