person · Reporting owner

SINNOTT ROBERT V

Disclosed activity across 4 companies

Tapewire entity: 145714
SEC CIK: 0001188625

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
PLAINS ALL AMERICAN PIPELINE LPPAA · Entity 3291	Director	April 21, 2020	August 18, 2020
PLAINS GP HOLDINGS LPPAGP · Entity 3737	Director	April 21, 2020	August 18, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PLAINS ALL AMERICAN PIPELINE LP

Report date April 21, 2020 · Filed August 18, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common UnitsSEC Table I · non-derivative	IndirectBy Robert & Rosa Sinnott Living Trust	3,666	Reported balance After 2020-04-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-21 · Other · Acquired 3,666 · Balance 3,666 F1: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP.
Common UnitsSEC Table I · non-derivative	IndirectBy Robert & Rosa Sinnott Living Trust	6,166	Reported balance After 2020-08-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-08-14 · Exercise / conversion · Acquired 2,500 · Balance 6,166
Phantom UnitsSEC Table II · derivative / convertible security	Direct	2,500	Reported balance After 2020-08-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2020-08-14 · Exercise / conversion · Disposed 2,500 · Balance 2,500 F2: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F3: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F4: Phantom Units vest annually on August distribution date. F5: Upon termination of service as director, other than because of death, disability or retirement.
Common UnitsSEC Table I · non-derivative	IndirectBy 2020 GRAT	54,140	Reported balance Holding disclosure · report date 2020-04-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 54,140
Common UnitsSEC Table I · non-derivative	IndirectBy Spouse's 2020 Grat	54,140	Reported balance Holding disclosure · report date 2020-04-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 54,140
Common UnitsSEC Table I · non-derivative	IndirectBy 2019 GRAT	140,556	Reported balance Holding disclosure · report date 2020-04-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 140,556
Common UnitsSEC Table I · non-derivative	IndirectBy Spouse's 2019 GRAT	140,555	Reported balance Holding disclosure · report date 2020-04-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 140,555

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP.

F2: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash).

F3: One common unit is deliverable, upon vesting, for each Phantom Unit that vests.

F4: Phantom Units vest annually on August distribution date.

F5: Upon termination of service as director, other than because of death, disability or retirement.

PLAINS GP HOLDINGS LP

Report date April 21, 2020 · Filed August 18, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A SharesSEC Table I · non-derivative	IndirectRobert & Rosa Sinnott Living Trust	5,159	Reported balance After 2020-04-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-04-21 · Other · Acquired 5,159 · Balance 5,159 F1: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP.
Class A SharesSEC Table I · non-derivative	Direct	48,566	Reported balance Holding disclosure · report date 2020-04-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 48,566
Class A SharesSEC Table I · non-derivative	Indirect2019 GRAT	52,960	Reported balance Holding disclosure · report date 2020-04-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 52,960
Class A SharesSEC Table I · non-derivative	IndirectSpouse's 2019 GRAT	52,960	Reported balance Holding disclosure · report date 2020-04-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 52,960
Class A SharesSEC Table I · non-derivative	Indirect2020 GRAT	558,492	Reported balance Holding disclosure · report date 2020-04-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 558,492
Class A SharesSEC Table I · non-derivative	IndirectSpouse's 2020 GRAT	558,492	Reported balance Holding disclosure · report date 2020-04-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 558,492
Class A SharesSEC Table I · non-derivative	IndirectGrandchildren's 2020 Trust	76,434	Reported balance Holding disclosure · report date 2020-04-21 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 76,434
Class A SharesSEC Table I · non-derivative	IndirectCliffwood Energy Partners	75,104	Reported balance Holding disclosure · report date 2020-04-21 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 75,104 F2: Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner.

Filing footnotes · ownership attribution and instrument terms

F2: Cliffwood Energy Partners, L.P. is a family investment vehicle. Mr. Sinnott is the managing member of the general partner.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

California Resources Corp

Report date October 27, 2020 · Filed October 27, 2020

Section 16 reporting ended · disclosed 2020-10-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2020-10-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2020-10-27 · Disposition to issuer · Disposed 29,965 · Balance 0 F1: Reflects number of shares of Common Stock owned as of October 27, 2020. F2: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects number of shares of Common Stock owned as of October 27, 2020.

F2: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled.

Kinetik Holdings Inc.

Report date December 21, 2018 · Filed December 27, 2018

Section 16 reporting ended · disclosed 2018-12-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
CLASS A COMMON STOCKSEC Table I · non-derivative	Direct	350,000	Reported balance After 2018-12-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2018-12-21 · Other · Acquired 350,000 · Balance 350,000 F1: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC.

Filing footnotes · ownership attribution and instrument terms

F1: ROBERT SINNOTT IS A FORMER DIRECTOR OF THE ISSUER. HE RECEIVED THE COMMON STOCK REFERENCED ABOVE (NOW HELD BY THE ROBERT AND ROSA SINNOTT LIVING TRUST DTD 10/24/1997) AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 27, 2020 Filed Oct 27, 2020 21:34 UTC	California Resources Corp CRCQQ · Entity 3937	Disposition to issuerCommon Stock	29,965	$0.00	$0.00	Disclosure SEC source: 0001609253-20-000176 · wf-form4_160384887000978.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Reflects number of shares of Common Stock owned as of October 27, 2020. F2 · balance_after: On October 13, 2020, an order confirming the plan of reorganization (the "Plan") of the Issuer and certain of its affiliates was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On October 27, 2020, the Plan became effective and under its terms all of the Issuer's equity was cancelled. Read SEC document
August 14, 2020 Filed Aug 18, 2020 00:30 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionPhantom Units · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-20-000106 · edgar.xml · derivative · entry 7 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Units · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F3 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each Phantom Unit that vests. F4 · derivative.exercise_date: Phantom Units vest annually on August distribution date. F5 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2020 Filed Aug 18, 2020 00:30 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionCommon Units	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-20-000106 · edgar.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Robert & Rosa Sinnott Living Trust Disclosed balance after: 6,166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 21, 2020 Filed Aug 18, 2020 00:30 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	OtherCommon Units	3,666	$0.00	$0.00	Disclosure SEC source: 0001615619-20-000106 · edgar.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Robert & Rosa Sinnott Living Trust Disclosed balance after: 3,666 F1 · kind: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP. Read SEC document
April 21, 2020 Filed Aug 18, 2020 14:01 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	5,159	$0.00	$0.00	Disclosure SEC source: 0001638397-20-000009 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Robert & Rosa Sinnott Living Trust Disclosed balance after: 5,159 F1 · kind: The reported transaction is an in-kind distribution to limited partners of Kayne Anderson Non-Traditional Investments, L.P. ("KANTI") and KANTI (QP), L.P. ("KANTI QP"). Reporting Person owns limited partner interests in KANTI and KANTI QP. Read SEC document
March 20, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	76,434	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 13 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Grandchildren's 2020 Trust Disclosed balance after: 76,434 Read SEC document
March 20, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	76,434	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 12 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,566 Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:00 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	PurchaseClass A Shares	25,000	$3.05	$76,250.00	Disclosure SEC source: 0001615619-20-000052 · edgar.xml · nonDerivative · entry 4 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,368 Read SEC document
March 18, 2020 Filed Mar 18, 2020 21:00 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	PurchaseClass A Shares	50,000	$3.59	$179,500.00	Disclosure SEC source: 0001615619-20-000052 · edgar.xml · nonDerivative · entry 3 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,368 Read SEC document
March 17, 2020 Filed Mar 18, 2020 21:00 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	PurchaseClass A Shares	25,000	$4.90	$122,500.00	Disclosure SEC source: 0001615619-20-000052 · edgar.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,368 Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:00 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	PurchaseClass A Shares	25,000	$5.89	$147,250.00	Disclosure SEC source: 0001615619-20-000052 · edgar.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,368 Read SEC document
January 22, 2020 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	54,140	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 11 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's 2020 GRAT Disclosed balance after: 54,140 Read SEC document
January 22, 2020 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	54,140	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 10 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT Disclosed balance after: 54,140 Read SEC document
January 22, 2020 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	108,280	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 9 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 Read SEC document
January 22, 2020 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	108,280	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 108,280 Read SEC document
January 22, 2020 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	54,140	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 7 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's 2010 GRAT Disclosed balance after: 0 Read SEC document
January 22, 2020 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	54,140	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 6 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2010 GRAT Disclosed balance after: 0 Read SEC document
January 22, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	558,492	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 11 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's 2020 GRAT Disclosed balance after: 558,492 Read SEC document
January 22, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	558,492	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 10 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2020 GRAT Disclosed balance after: 558,492 Read SEC document
January 22, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	1,116,984	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 9 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 0 Read SEC document
January 22, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	1,116,984	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,116,984 Read SEC document
January 22, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	558,492	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 7 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's 2010 GRAT Disclosed balance after: 0 Read SEC document
January 22, 2020 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	558,492	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 6 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2010 GRAT Disclosed balance after: 0 Read SEC document
December 31, 2019 Filed Jan 2, 2020 18:50 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	7,583	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-20-000003 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,026,307 Underlying: Class A Shares · 7,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 191,177 Class A units. As a result, such Class A units were cancelled and 191,177 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. Read SEC document
December 31, 2019 Filed Jan 2, 2020 18:50 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	7,583	$0.00	$0.00	Disclosure SEC source: 0001638397-20-000003 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
December 31, 2019 Filed Jan 2, 2020 18:50 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	7,583	$0.00	$0.00	Disclosure SEC source: 0001638397-20-000003 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 7,583 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On December 31, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 7,583 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
October 18, 2019 Filed Oct 21, 2019 23:06 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GrantCommon Units	20,202	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000102 · edgar.xml · nonDerivative · entry 4 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's 2019 GRAT Disclosed balance after: 20,202 Read SEC document
October 18, 2019 Filed Oct 21, 2019 23:06 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GrantCommon Units	20,203	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000102 · edgar.xml · nonDerivative · entry 3 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 GRAT Disclosed balance after: 20,203 Read SEC document
October 18, 2019 Filed Oct 21, 2019 23:06 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	19,977	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000102 · edgar.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 174,780 Read SEC document
October 18, 2019 Filed Oct 21, 2019 23:06 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	20,428	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000102 · edgar.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,428 Read SEC document
October 18, 2019 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	120,353	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 5 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's 2019 GRAT Disclosed balance after: 140,555 Read SEC document
October 18, 2019 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	120,353	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 4 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 GRAT Disclosed balance after: 140,556 Read SEC document
October 18, 2019 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	30,428	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 3 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
October 18, 2019 Filed Apr 9, 2020 19:44 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	GiftCommon Units	210,278	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000002 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 Read SEC document
October 18, 2019 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	52,960	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 5 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's 2019 GRAT Disclosed balance after: 52,960 Read SEC document
October 18, 2019 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	52,960	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 4 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 2019 GRAT Disclosed balance after: 52,960 Read SEC document
October 18, 2019 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	105,920	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 3 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 0 Read SEC document
September 30, 2019 Filed Oct 1, 2019 15:52 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	1,248	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-19-000012 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,225,067 Underlying: Class A Shares · 1,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 30, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 1,248 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 30, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 1,248 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 51,913 Class A units. As a result, such Class A units were cancelled and 51,913 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 30, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 1,248 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. Read SEC document
September 30, 2019 Filed Oct 1, 2019 15:52 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	1,248	$0.00	$0.00	Disclosure SEC source: 0001638397-19-000012 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ssee footnotes Disclosed balance after: 0 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 30, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 1,248 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
September 30, 2019 Filed Oct 1, 2019 15:52 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	1,248	$0.00	$0.00	Disclosure SEC source: 0001638397-19-000012 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ssee footnotes Disclosed balance after: 1,248 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On September 30, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 1,248 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:49 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GrantPhantom Class A Shares · Derivative	4,170	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000092 · edgar.xml · derivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,170 Underlying: Class A Shares · 4,170 shares Expires not disclosed F1 · security: Phantom Class A shares granted under Long-Term Incentive Plan (includes associated dividend equivalent rights payable in cash). F2 · derivative.exercise_price: One Class A share is deliverable, upon vesting, for each Phantom Class A share that vests. F3 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:09 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionPhantom Units · Derivative	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000062 · edgar.xml · derivative · entry 5 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Units · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Phantom Units granted under Long-Term Incentive Plan (includes distribution equivalent rights payable in cash). F2 · derivative.exercise_price: One common unit is deliverable, upon vesting, for each phantom unit that vests. F3 · derivative.exercise_date: Phantom Units vest annually on August distribution date. F4 · derivative.expiration_date: Upon termination of service as director, other than because of death, disability or retirement. Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:09 UTC	PLAINS ALL AMERICAN PIPELINE LP PAA · Entity 3291	Exercise / conversionCommon Units	2,500	$0.00	$0.00	Disclosure SEC source: 0001615619-19-000062 · edgar.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 194,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:14 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	Exercise / conversionClass B Shares/Class A Units/GP Units · Derivative	3,454	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001638397-19-000007 · primary_doc.xml · derivative · entry 8 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ssee footnotes Disclosed balance after: 16,278,228 Underlying: Class A Shares · 3,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.exercise_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 28, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 3,454 Class A Units. F1 · derivative.expiration_date: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · derivative.expiration_date: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 28, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 3,454 Class A Units. F6 · balance_after: In a simultaneous transaction, KAFU exercised the redemption right provided for in the limited partnership agreement of AAP with respect to 1,009 Class A units. As a result, such Class A units were cancelled and 1,009 Common Units of Plains All American Pipeline, L.P. were distributed by AAP to KAFU. The number of derivative securities owned reflects both the exchange transaction reported herein and the simultaneous redemption transaction. F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 28, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 3,454 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:14 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	3,454	$0.00	$0.00	Disclosure SEC source: 0001638397-19-000007 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ssee footnotes Disclosed balance after: 3,454 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 28, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 3,454 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
June 28, 2019 Filed Jul 1, 2019 18:14 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	OtherClass A Shares	3,454	$0.00	$0.00	Disclosure SEC source: 0001638397-19-000007 · primary_doc.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,454 F1 · ownership.nature: As of the date of this Form 4, the Reporting Person holds an indirect ownership interest in Plains GP Holdings, L.P. (the "Issuer") through his ownership in KAFU Holdings (QP), L.P. ("KAFU"). Further the Reporting Person is the Co-Chairman of Kayne Anderson Capital Advisors, L.P. ("KACALP"), an SEC registered investment adviser and the managing member of KAFU. The Reporting Person may be deemed to be the beneficial owner of all of the interests held by KAFU. F2 · ownership.nature: The Eighth Amended and Restated limited partnership agreement of Plains AAP, L.P. ("AAP") provides that each limited partner has the right at any time (without expiration) to immediately exchange (the "Exchange Right") its Class A units in AAP, together with a like number of associated Class B shares in the Issuer and GP units in PAA GP Holdings LLC, for a like number of Class A shares of the Issuer. On June 28, 2019, KAFU Holdings (QP), L.P. exercised the Exchange Right with respect to 3,454 Class A Units. F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by KAFU, except to the extent of his pecuniary interest therein. F4 · ownership.nature: The reported transactions involve in-kind distributions to redeeming limited partners of KAFU Holdings (QP), L.P. Read SEC document
May 10, 2019 Filed May 13, 2019 17:53 UTC	California Resources Corp CRC · Entity 3937	Tax withholdingCommon Stock	2,501	$20.09	$50,245.09	Disclosure SEC source: 0001609253-19-000088 · wf-form4_155778438344468.xml · nonDerivative · entry 3 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,965 F2 · kind: Relates to tax withholding on the vesting of a previously granted time-vested Restricted Stock Unit Award. Read SEC document
May 10, 2019 Filed May 13, 2019 17:53 UTC	California Resources Corp CRC · Entity 3937	Tax withholdingCommon Stock	4,115	$20.09	$82,670.35	Disclosure SEC source: 0001609253-19-000088 · wf-form4_155778438344468.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,466 Read SEC document
May 10, 2019 Filed May 13, 2019 17:53 UTC	California Resources Corp CRC · Entity 3937	GrantCommon Stock	8,711	$0.00	$0.00	Disclosure SEC source: 0001609253-19-000088 · wf-form4_155778438344468.xml · nonDerivative · entry 1 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,581 F1 · kind: Grant of Common Stock pursuant to the California Resources Corporation Long-Term Incentive Plan. Read SEC document
February 05, 2019 Filed Apr 15, 2020 19:08 UTC	PLAINS GP HOLDINGS LP PAGP · Entity 3737	GiftClass A Shares	68,368	$0.00	$0.00	Disclosure SEC source: 0001638385-20-000003 · primary_doc.xml · nonDerivative · entry 2 SINNOTT ROBERT V · CIK 0001188625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 105,920 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.