Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINANCIAL INSTITUTIONS INCFISI · Entity 1536 | Senior Vice President | October 28, 2020 | October 30, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINANCIAL INSTITUTIONS INC
Report date October 28, 2020 · Filed October 30, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,293 |
Reported balance
Holding disclosure · report date 2020-10-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,293 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2021-02-27 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-10-28 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-05-22 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-10-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-02-25 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-10-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2019 Filed May 23, 2019 19:51 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032269 · doc4.xml · derivative · entry 2 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928 Underlying: Common Stock · 928 shares Expires 2022-05-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:39 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionRestricted Stock Unit · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013426 · doc4.xml · derivative · entry 3 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800 shares Expires 2019-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:39 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 314 | $30.38 | $9,539.32 |
DisclosureSEC source: 0001209191-19-013426 · doc4.xml · nonDerivative · entry 2 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,928 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:39 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-013426 · doc4.xml · nonDerivative · entry 1 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:29 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionStock Option (right to buy) · Derivative | 1,200 | $0.00 Strike: $15.85 | $0.00 |
DisclosureSEC source: 0001209191-18-037467 · doc4.xml · derivative · entry 3 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in four equal annual installments beginning on July 7, 2009. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:29 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | SaleCommon Stock | 800 | $33.10 | $26,480.00 |
DisclosureSEC source: 0001209191-18-037467 · doc4.xml · nonDerivative · entry 2 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,442 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:29 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 1,200 | $15.85 | $19,020.00 |
DisclosureSEC source: 0001209191-18-037467 · doc4.xml · nonDerivative · entry 1 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:42 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014899 · doc4.xml · derivative · entry 2 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2021-02-27 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 16:43 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 314 | $30.95 | $9,718.30 |
DisclosureSEC source: 0001209191-18-013757 · doc4.xml · nonDerivative · entry 1 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,042 Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 15:42 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionStock Option (right to buy) · Derivative | 600 | $0.00 Strike: $19.41 | $0.00 |
DisclosureSEC source: 0001209191-17-046143 · doc4.xml · derivative · entry 2 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2017-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vested in four equal annual installments beginning on July 25, 2008. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 15:42 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Exercise / conversionCommon Stock | 600 | $19.41 | $11,646.00 |
DisclosureSEC source: 0001209191-17-046143 · doc4.xml · nonDerivative · entry 1 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:44 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | GrantRestricted Stock Unit · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013698 · doc4.xml · derivative · entry 2 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 600 shares Expires 2020-02-22 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FISI common stock. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 22:05 UTC | FINANCIAL INSTITUTIONS INC FISI · Entity 1536 | Tax withholdingCommon Stock | 253 | $34.35 | $8,690.55 |
DisclosureSEC source: 0001209191-17-013369 · doc4.xml · nonDerivative · entry 1 Case David G · CIK 0001676495 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.