Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACRES Commercial Realty Corp.RSO · Entity 6763 | Senior Vice President | January 18, 2018 | January 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACRES Commercial Realty Corp.
Report date January 18, 2018 · Filed January 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,199 |
Reported balance
After 2018-01-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-18 · Grant · Acquired 2,083 · Balance 61,199 F1: The undersigned has been granted 2,083 shares of restricted common stock under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 18, 2019. F2: 13,924 shares remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The undersigned has been granted 2,083 shares of restricted common stock under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 18, 2019.
F2: 13,924 shares remain subject to vesting.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alternative Credit Income Fund
Report date October 30, 2020 · Filed October 30, 2020
Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RESOURCE AMERICA, INC.
Report date September 08, 2016 · Filed September 21, 2016
Section 16 reporting ended · disclosed 2016-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 1
1 source rowRow 1 · 2016-09-08 · Disposition to issuer · Disposed 196,475 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(K) Plan Account | 0 |
Reported balance
After 2016-09-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-09-08 · Disposition to issuer · Disposed 1,435 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.14 · Expires 2019-05-21 | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-09-08 · Disposition to issuer · Acquired 5,000 · Balance 0 F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration.
Resource Real Estate Diversified Income Fund
Report date June 01, 2020 · Filed June 02, 2020
Section 16 reporting ended · disclosed 2020-06-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2018 Filed Jan 22, 2018 21:30 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | GrantCommon Stock | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-002763 · doc1.xml · nonDerivative · entry 1 Blomstrom Jeffrey D · CIK 0001333567 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,199 F1 · price: The undersigned has been granted 2,083 shares of restricted common stock under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 18, 2019. F2 · balance_after: 13,924 shares remain subject to vesting. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:53 UTC | ACRES Commercial Realty Corp. RSO · Entity 6763 | GrantCommon Stock | 6,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-003205 · doc1.xml · nonDerivative · entry 1 Blomstrom Jeffrey D · CIK 0001333567 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,116 F1 · price: The undersigned was granted 6,009 restricted common shares under the issuer's Amended & Restated Omnibus Equity Compensation Plan. These shares will vest in full over three years, with 33.33% vesting per year beginning on January 25, 2018. F2 · balance_after: 18,158 shares remain subject to vesting. Read SEC document |
| September 08, 2016 Filed Sep 21, 2016 12:44 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerStock Option · Derivative | 5,000 | Not disclosed Strike: $8.14 | Not disclosed |
DisclosureSEC source: 0001140361-16-080387 · doc1.xml · derivative · entry 3 Blomstrom Jeffrey D · CIK 0001333567 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-05-21 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. Read SEC document |
| September 08, 2016 Filed Sep 21, 2016 12:44 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerCommon Stock | 1,435 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-080387 · doc1.xml · nonDerivative · entry 2 Blomstrom Jeffrey D · CIK 0001333567 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(K) Plan Account Disclosed balance after: 0 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. Read SEC document |
| September 08, 2016 Filed Sep 21, 2016 12:44 UTC | RESOURCE AMERICA, INC. REXI · Entity 105983 | Disposition to issuerCommon Stock | 196,475 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-080387 · doc1.xml · nonDerivative · entry 1 Blomstrom Jeffrey D · CIK 0001333567 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with the merger (the "Merger") of the Issuer with and into Regent Acquisition Inc. ("Regent"), a subsidiary of C-III Capital Partners LLC ("C-III"), pursuant to that certain Agreement and Plan of Merger dated as of May 22, 2016, by and among the Issuer, C-III and Regent, the Reporting Person received $9.78 in cash for each share of common stock and each restricted stock award and deferred stock unit award of the Issuer owned by the Reporting Person. In connection with the Merger, stock options held by the Reporting Person became fully vested (to the extent not vested) and were cancelled and converted into the right to receive an amount in cash equal to the product of (1) the total number of shares of Issuer common stock subject to such option multiplied by (2) the excess, if any, of $9.78 over the exercise price per share of such option. Any option that had an exercise price per share that equaled or exceeded $9.78 was cancelled for no consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.