organization · Reporting owner
STEWART WEST INDIES TRUST
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SRH Total Return Fund, Inc.BIF · Entity 4587 | 10% owner | October 30, 2020 | November 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SRH Total Return Fund, Inc.
Report date October 30, 2020 · Filed November 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 16,900,168 |
Last balance in matching sequence
After 2020-10-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-10-30 · Purchase · Acquired 2,411,987 · Balance 4,211,106 F1: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3: The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. Row 2 · 2020-10-30 · Purchase · Acquired 12,689,062 · Balance 16,900,168 F1: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3: The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts.
F2: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
F3: The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 3, 2020 21:15 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 12,689,062 | $6.56 | $83,294,809.69 |
DisclosureSEC source: 0001247997-20-000004 · primary_doc.xml · nonDerivative · entry 2 STEWART WEST INDIES TRUST · CIK 0001247997 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,900,168 F1 · shares: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2 · ownership.direct: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3 · ownership.direct: The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 21:15 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 2,411,987 | $6.56 | $15,833,006.26 |
DisclosureSEC source: 0001247997-20-000004 · primary_doc.xml · nonDerivative · entry 1 STEWART WEST INDIES TRUST · CIK 0001247997 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,211,106 F1 · shares: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Stewart R. Horejsi Trust No. 2 ("SRHT") and Ernest Horejsi Trust ("EHT"). The Reporting Person (also referred to herein as the "Trust") purchased 2,411,987 Shares from SRHT and 12,689,062 Shares from EHT, representing all the Shares then owned by SRHT and EHT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2 · ownership.direct: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3 · ownership.direct: The Trust and trusts, persons and entities affiliated with the Trust, including Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 15:34 UTC Amendment | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 11,156 | $9.54 | $106,372.46 |
DisclosureSEC source: 0001247997-20-000003 · primary_doc.xml · nonDerivative · entry 1 STEWART WEST INDIES TRUST · CIK 0001247997 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,799,119 F1 · date: This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2, Table I) is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and (ii) the "Price" (Item 4, Table I) is changed to $9.535 to reflect the valuation attributable to the Shares on such amended date. All other information remains unchanged. F2 · shares: On June 18, 2020, the Reporting Person (also referred to as the "SWIT") received a distribution of 11,156 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Stewart R. Horejsi, who is a discretionary beneficiary of the Trust and the grantor of the SWIT. F3 · ownership.direct: The trustee of the SWIT is Peak Trust Company-AK, which may be deemed to control the SWIT. As a result of his advisory role with the SWIT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SWIT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SWIT. F4 · ownership.direct: The SWIT and trusts, persons and entities affiliated with the SWIT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 18:50 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 11,156 | $9.57 | $106,714.95 |
DisclosureSEC source: 0001247997-20-000002 · primary_doc.xml · nonDerivative · entry 1 STEWART WEST INDIES TRUST · CIK 0001247997 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,799,119 F1 · shares: On June 12, 2020, the Reporting Person (also referred to as the "SWIT") received a distribution of 11,156 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Stewart R. Horejsi, who is a discretionary beneficiary of the Trust and the grantor of the SWIT. F2 · ownership.direct: The trustee of the SWIT is Peak Trust Company-AK, which may be deemed to control the SWIT. As a result of his advisory role with the SWIT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SWIT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SWIT. F3 · ownership.direct: The SWIT and trusts, persons and entities affiliated with the SWIT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 22:29 UTC Amendment | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 657,097 | $11.66 | $7,661,751.02 |
DisclosureSEC source: 0001247997-20-000001 · primary_doc.xml · nonDerivative · entry 1 STEWART WEST INDIES TRUST · CIK 0001247997 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787,963 F1 · shares: On February 20, 2020, the Reporting Person (also referred to as the "SWIT") received a distribution of 657,097 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to Stewart R. Horejsi, the SWIT's grantor. The 2019 Trust allows Mr. Horejsi to appoint Shares allocated to him under such trust in his discretion and he elected to appoint such Shares to the SWIT. F2 · ownership.direct: The trustee of the SWIT is Peak Trust Company-AK, which may be deemed to control the SWIT. As a result of his advisory role with the SWIT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SWIT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SWIT. F3 · ownership.direct: The SWIT and trusts, persons and entities affiliated with the SWIT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora Trust, John S. Horejsi Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. F4 · ownership.direct: This Form 4 is amended to reflect the corrected Name of Reporting Person. On February 24, 2020 a Form 4 was errantly filed under the CIK for Stewart West Indies Trading Co. Ltd instead of Stewart West Indies Trust. The correct filing entity is Stewart West Indies Trust. All other information remains the same. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.