organization · Reporting owner
SUSAN L CICIORA TRUST
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SRH Total Return Fund, Inc.BIF · Entity 4587 | 10% owner | October 30, 2020 | November 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SRH Total Return Fund, Inc.
Report date October 30, 2020 · Filed November 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 23,349,382 |
Last balance in matching sequence
After 2020-10-30 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-10-30 · Purchase · Acquired 5,543,695 · Balance 13,203,015 F1: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Mildred Horejsi Trust ("MHT") and Lola Brown Trust No. 1B ("LBT"). The Reporting Person (also referred to herein as the "Trust") purchased 5,543,695 Shares from MHT and 10,146,367 Shares from LBT, representing all the Shares then owned by MHT and LBT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3: The Trust and trusts, persons and entities affiliated with the Trust, including Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. Row 2 · 2020-10-30 · Purchase · Acquired 10,146,367 · Balance 23,349,382 F1: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Mildred Horejsi Trust ("MHT") and Lola Brown Trust No. 1B ("LBT"). The Reporting Person (also referred to herein as the "Trust") purchased 5,543,695 Shares from MHT and 10,146,367 Shares from LBT, representing all the Shares then owned by MHT and LBT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3: The Trust and trusts, persons and entities affiliated with the Trust, including Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Mildred Horejsi Trust ("MHT") and Lola Brown Trust No. 1B ("LBT"). The Reporting Person (also referred to herein as the "Trust") purchased 5,543,695 Shares from MHT and 10,146,367 Shares from LBT, representing all the Shares then owned by MHT and LBT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts.
F2: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust.
F3: The Trust and trusts, persons and entities affiliated with the Trust, including Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 3, 2020 20:56 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 10,146,367 | $6.56 | $66,603,796.90 |
DisclosureSEC source: 0001247999-20-000004 · primary_doc.xml · nonDerivative · entry 2 SUSAN L CICIORA TRUST · CIK 0001247999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,349,382 F1 · shares: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Mildred Horejsi Trust ("MHT") and Lola Brown Trust No. 1B ("LBT"). The Reporting Person (also referred to herein as the "Trust") purchased 5,543,695 Shares from MHT and 10,146,367 Shares from LBT, representing all the Shares then owned by MHT and LBT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2 · ownership.direct: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3 · ownership.direct: The Trust and trusts, persons and entities affiliated with the Trust, including Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:56 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 5,543,695 | $6.56 | $36,390,477.09 |
DisclosureSEC source: 0001247999-20-000004 · primary_doc.xml · nonDerivative · entry 1 SUSAN L CICIORA TRUST · CIK 0001247999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,203,015 F1 · shares: On October 30, 2020, the Reporting Person purchased shares (the "Shares") of Issuer from two affiliated trusts, Mildred Horejsi Trust ("MHT") and Lola Brown Trust No. 1B ("LBT"). The Reporting Person (also referred to herein as the "Trust") purchased 5,543,695 Shares from MHT and 10,146,367 Shares from LBT, representing all the Shares then owned by MHT and LBT. The purchase price for the Shares was calculated based on the average of the opening and closing prices reported for such shares by the New York Stock Exchange on October 30, 2020, after applying a blockage discount because of the large size of the aggregate holdings of the Reporting Person and affiliated trusts. F2 · ownership.direct: The trustee of the Trust is Peak Trust Company-AK, which may be deemed to control the Trust. Although Stewart R. Horejsi is neither a trustee nor beneficiary under the Trust, because of his advisory role with the Trust, he may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3 · ownership.direct: The Trust and trusts, persons and entities affiliated with the Trust, including Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Issuer. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 16:12 UTC Amendment | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 29,714 | $9.54 | $283,322.99 |
DisclosureSEC source: 0001247999-20-000003 · primary_doc.xml · nonDerivative · entry 1 SUSAN L CICIORA TRUST · CIK 0001247999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,659,320 F1 · date: This Form 4A amends the original Form 4 filed on 6/16/2020 as follows: (i) the "Transaction Date" (Item 2, Table I) is changed to 6/18/2020 to reflect the date the Shares were actually received by the Reporting Person and (ii) the "Price" (Item 4, Table I) is changed to $9.535 to reflect the valuation attributable to the Shares on such amended date. All other information remains unchanged. F2 · shares: On June 18, 2020, the Reporting Person (also referred to as the "SLCT") received a distribution of 29,714 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Susan L. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the SLCT. F3 · ownership.direct: The trustee of the SLCT is Peak Trust Company-AK, which may be deemed to control the SLCT. As a result of his advisory role with the SLCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SLCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SLCT. F4 · ownership.direct: The SLCT and trusts, persons and entities affiliated with the SLCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:26 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 29,714 | $9.57 | $284,235.21 |
DisclosureSEC source: 0001247999-20-000002 · primary_doc.xml · nonDerivative · entry 1 SUSAN L CICIORA TRUST · CIK 0001247999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,659,320 F1 · shares: On June 12, 2020, the Reporting Person (also referred to as the "SLCT") received a distribution of 29,714 shares, (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of Susan L. Ciciora, who is a discretionary beneficiary of the Trust and the grantor of the SLCT. F2 · ownership.direct: The trustee of the SLCT is Peak Trust Company-AK, which may be deemed to control the SLCT. As a result of his advisory role with the SLCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SLCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SLCT. F3 · ownership.direct: The SLCT and trusts, persons and entities affiliated with the SLCT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, John S. Horejsi Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:25 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 791,887 | $11.66 | $9,233,402.42 |
DisclosureSEC source: 0001247999-20-000001 · primary_doc.xml · nonDerivative · entry 1 SUSAN L CICIORA TRUST · CIK 0001247999 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,629,606 F1 · shares: On February 20,2020, the Reporting Person (also referred to as the "SLCT") received a distribution of 791,887 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to Susan L. Ciciora, the SLCT's grantor. The 2019 Trust allows Ms. Ciciora to appoint Shares allocated to her under such trust in her discretion and she elected to appoint such Shares to the SLCT. F2 · ownership.direct: The trustee of the SLCT is Peak Trust Company-AK, which may be deemed to control the SLCT. As a result of his advisory role with the SLCT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the SLCT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the SLCT. F3 · ownership.direct: The SLCT and trusts, persons and entities affiliated with the SLCT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, John S. Horejsi Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 21:32 UTC | SRH Total Return Fund, Inc. BIF · Entity 4587 | PurchaseCOMMON STOCK | 1,365,044 | $10.96 | $14,960,882.24 |
DisclosureSEC source: 0001247999-19-000001 · primary_doc.xml · nonDerivative · entry 1 SUSAN L CICIORA TRUST · CIK 0001247999 · 10% owner HOREJSI STEWART R · CIK 0001246903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,837,719 F1 · shares: On April 10, 2019, the Reporting Person acquired 1,365,044 shares (the "Shares") of Boulder Growth & Income Fund, Inc. from an affiliated trust, Ernest Horejsi Trust No. 1B ("EHT"). The Shares were valued at $10.96 per share based on the closing price reported for such shares by the New York Stock Exchange on April 9, 2019. The Reporting Person acquired the Shares in lieu of cash repayment with respect to an intra-trust loan between the Reporting Person as lender and EHT as borrower in the amount of $14,960,882. F2 · ownership.direct: The trustee of the Reporting Person (also referred to herein as the "Trust") is Peak Trust Company-AK, which may be deemed to control the Trust. As a result of his advisory role with the Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the shares directly beneficially owned by the Trust. However, Mr. Horejsi disclaims such beneficial ownership of the shares directly beneficially held by the Trust. F3 · ownership.direct: The Trust and trusts, persons and entities affiliated with the Trust, including Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart West Indies Trust, Stewart R. Horejsi Trust No. 2 and Susan L. Ciciora own an aggregate of 45,384,254 shares of BIF. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.