Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Goosehead Insurance, Inc.GSHD · Entity 4370 | Vice President of Agency Sales | November 03, 2020 | November 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Goosehead Insurance, Inc.
Report date November 03, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 80,000 |
Reported balance
After 2020-11-03 transaction · row 1
1 source rowRow 1 · 2020-11-03 · Conversion · Disposed 5,000 · Balance 80,000 |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-11-03 transaction · row 10
9 source rows · reconciled sequenceRow 2 · 2020-11-03 · Conversion · Acquired 5,000 · Balance 5,000 Row 3 · 2020-11-03 · Sale · Disposed 401 · Balance 4,599 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.68 to $117.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 4 · 2020-11-03 · Sale · Disposed 2,089 · Balance 2,510 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.72 to $118.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 5 · 2020-11-03 · Sale · Disposed 307 · Balance 2,203 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.74 to $119.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 6 · 2020-11-03 · Sale · Disposed 383 · Balance 1,820 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $121.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 7 · 2020-11-03 · Sale · Disposed 669 · Balance 1,151 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $121.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 8 · 2020-11-03 · Sale · Disposed 271 · Balance 880 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.12 to $123.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 9 · 2020-11-03 · Sale · Disposed 230 · Balance 650 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.23 to $123.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Row 10 · 2020-11-03 · Sale · Disposed 650 · Balance 0 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.77 to $125.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 80,000 |
Reported balance
After 2020-11-03 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-11-03 · Conversion · Disposed 5,000 · Balance 80,000 F9: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.68 to $117.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.72 to $118.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.74 to $119.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $121.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $121.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.12 to $123.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.23 to $123.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.77 to $125.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F9: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · derivative · entry 11 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F9 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 650 | $125.02 | $81,263.00 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 10 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.77 to $125.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 230 | $123.45 | $28,393.50 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 9 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.23 to $123.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 271 | $122.99 | $33,330.29 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 8 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.12 to $123.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 669 | $121.27 | $81,129.63 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 7 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.01 to $121.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 383 | $120.23 | $46,048.09 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 6 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $121.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 307 | $119.19 | $36,591.33 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 5 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,203 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.74 to $119.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,089 | $118.46 | $247,462.94 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 4 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,510 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.72 to $118.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 401 | $116.88 | $46,868.88 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 3 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.68 to $117.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 2 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 21:58 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-20-000360 · wf-form4_160461347111461.xml · nonDerivative · entry 1 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:39 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionLLC Units in Goosehead Financial, LLC · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000031 · wf-form4_154362117931705.xml · derivative · entry 4 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,444 Underlying: Class A Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F2 · derivative.expiration_date: Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. F1 · balance_after: Reflects 94,944 shares of Class B Common Stock and LLC Units received pursuant to a pro rata distribution from Texas Wasatch Insurance Partners, LP. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:39 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | SaleClass A Common Stock | 2,500 | $25.00 | $62,500.00 |
DisclosureSEC source: 0001726978-18-000031 · wf-form4_154362117931705.xml · nonDerivative · entry 3 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:39 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000031 · wf-form4_154362117931705.xml · nonDerivative · entry 2 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 23:39 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000031 · wf-form4_154362117931705.xml · nonDerivative · entry 1 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects 94,944 shares of Class B Common Stock and LLC Units received pursuant to a pro rata distribution from Texas Wasatch Insurance Partners, LP. Read SEC document |
| April 26, 2018 Filed May 1, 2018 00:53 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantEmployee Stock Options (right to buy) · Derivative | 65,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005525 · dp90334_4-mcolby.xml · derivative · entry 1 Colby Matthew · CIK 0001737061 · Vice President of Agency Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Class A Common Stock · 65,000 shares Expires 2028-04-26 F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.