person · Reporting owner
Battenfeld Frederick L.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rhinebeck Bancorp, Inc.RBKB · Entity 6334 | Director | August 25, 2020 | November 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rhinebeck Bancorp, Inc.
Report date August 25, 2020 · Filed November 06, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,728 |
Reported balance
After 2020-08-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-08-25 · Grant · Acquired 8,728 · Balance 23,728 F1: Shares of restricted stock vest at a rate of 33 1/3% per year commencing on August 25, 2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.57 · Expires 2030-08-25 | Direct | 16,365 |
Reported balance
After 2020-08-25 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2020-08-25 · Grant · Acquired 16,365 · Balance 16,365 F2: Stock options vest at a rate of 33 1/3% per year commencing on August 25, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of restricted stock vest at a rate of 33 1/3% per year commencing on August 25, 2021.
F2: Stock options vest at a rate of 33 1/3% per year commencing on August 25, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2020 Filed Aug 27, 2020 12:05 UTC | Rhinebeck Bancorp, Inc. RBKB · Entity 6334 | GrantStock Options · Derivative | 16,365 | $0.00 Strike: $6.52 | $0.00 |
DisclosureSEC source: 0001567619-20-016074 · doc1.xml · derivative · entry 2 Battenfeld Frederick L. · CIK 0001764149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,365 Underlying: Common Stock · 16,365 shares Expires 2030-08-25 F2 · derivative.underlying_shares: Stock options vest at a rate of 20% per year commencing on August 25, 2021. F2 · balance_after: Stock options vest at a rate of 20% per year commencing on August 25, 2021. Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 12:05 UTC | Rhinebeck Bancorp, Inc. RBKB · Entity 6334 | GrantCommon Stock | 8,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-016074 · doc1.xml · nonDerivative · entry 1 Battenfeld Frederick L. · CIK 0001764149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,728 F1 · shares: Shares of restricted stock vest at a rate of 20% per year commencing on August 25, 2021. Read SEC document |
| August 25, 2020 Filed Nov 6, 2020 11:27 UTC Amendment | Rhinebeck Bancorp, Inc. RBKB · Entity 6334 | GrantStock Options · Derivative | 16,365 | $0.00 Strike: $6.57 | $0.00 |
DisclosureSEC source: 0001567619-20-018810 · doc1.xml · derivative · entry 2 Battenfeld Frederick L. · CIK 0001764149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,365 Underlying: Common Stock · 16,365 shares Expires 2030-08-25 F2 · derivative.underlying_shares: Stock options vest at a rate of 33 1/3% per year commencing on August 25, 2021. F2 · balance_after: Stock options vest at a rate of 33 1/3% per year commencing on August 25, 2021. Read SEC document |
| August 25, 2020 Filed Nov 6, 2020 11:27 UTC Amendment | Rhinebeck Bancorp, Inc. RBKB · Entity 6334 | GrantCommon Stock | 8,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-018810 · doc1.xml · nonDerivative · entry 1 Battenfeld Frederick L. · CIK 0001764149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,728 F1 · shares: Shares of restricted stock vest at a rate of 33 1/3% per year commencing on August 25, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.