Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MVB FINANCIAL CORPMVBF · Entity 5674 | Director | November 04, 2020 | November 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MVB FINANCIAL CORP
Report date November 04, 2020 · Filed November 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 197,946 |
Reported balance
After 2020-11-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-04 · Exercise / conversion · Acquired 5,498 · Balance 197,946 F1: 100% of the restricted stock units, granted June 1, 2020, have vested upon retirement from the Board and shares are are being issued. F2: Includes 571 shares acquired through MVB's Dividend Reinvestment Plan from June & September 2020. |
| RSU - Time-Vested AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-11-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-11-04 · Exercise / conversion · Disposed 5,498 · Balance 0 F1: 100% of the restricted stock units, granted June 1, 2020, have vested upon retirement from the Board and shares are are being issued. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of the restricted stock units, granted June 1, 2020, have vested upon retirement from the Board and shares are are being issued.
F2: Includes 571 shares acquired through MVB's Dividend Reinvestment Plan from June & September 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2020 Filed Nov 6, 2020 20:51 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | Exercise / conversionRSU - Time-Vested Award · Derivative | 5,498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000160 · wf-form4_160469587640577.xml · derivative · entry 2 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 100% of the restricted stock units, granted June 1, 2020, have vested upon retirement from the Board and shares are are being issued. F1 · derivative.expiration_date: 100% of the restricted stock units, granted June 1, 2020, have vested upon retirement from the Board and shares are are being issued. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 20:51 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | Exercise / conversionCommon Stock | 5,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000160 · wf-form4_160469587640577.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 100% of the restricted stock units, granted June 1, 2020, have vested upon retirement from the Board and shares are are being issued. F2 · balance_after: Includes 571 shares acquired through MVB's Dividend Reinvestment Plan from June & September 2020. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 19:21 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | Exercise / conversionRSU - Time-Vested Award · Derivative | 4,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000110 · wf-form4_159138487546500.xml · derivative · entry 2 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 100% of the restricted stock units, granted June 3, 2019, have vested and shares are are being issued. F1 · derivative.expiration_date: 100% of the restricted stock units, granted June 3, 2019, have vested and shares are are being issued. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 19:21 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | Exercise / conversionCommon Stock | 4,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000110 · wf-form4_159138487546500.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: 100% of the restricted stock units, granted June 3, 2019, have vested and shares are are being issued. F2 · balance_after: Includes 102 dividend shares accrued since the time of grant. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 18:53 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | GrantRSU - Time-Vested Award · Derivative | 5,498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000105 · wf-form4_159121040858189.xml · derivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,498 Underlying: Common Stock · 5,498 shares Expires not disclosed F1 · derivative.exercise_price: Time-vested restricted stock units acquired, pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. F1 · derivative.exercise_date: Time-vested restricted stock units acquired, pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. F1 · derivative.expiration_date: Time-vested restricted stock units acquired, pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:13 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | PurchaseCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000030 · wf-form4_158465241056234.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,035 F1 · price: 2,000 shares were purchased on 3/17/20 for $14.00 per share and 5,000 shares were purchased on 3/18/20 for $10.94 per share F2 · balance_after: This total includes shares acquired through MVB's Dividend Reinvestment Plan for March 2020. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:02 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | PurchaseCommon Stock | 312 | $14.25 | $4,446.00 |
DisclosureSEC source: 0001277902-20-000024 · wf-form4_158438889618843.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,775 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:10 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | PurchaseCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001277902-20-000017 · wf-form4_158387103449327.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,463 F1 · price: 500 shares were purchased at $17.17 and 1,000 shares were purchased at $15.75. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 22:22 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | PurchaseCommon Stock | 5,700 | $17.98 | $102,486.00 |
DisclosureSEC source: 0001277902-20-000013 · wf-form4_158353332967577.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,963 F1 · balance_after: Includes 243 shares acquired through MVB's Dividend Reinvestment Plan from Sept to Dec 2019 Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:37 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | Exercise / conversionConvertible Subordinated Promissory Note · Derivative | 62,500 | $16.00 Strike: $16.00 | $1,000,000.00 |
DisclosureSEC source: 0001277902-19-000093 · wf-form4_156201346324868.xml · derivative · entry 2 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 62,500 shares Expires 2019-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: $1,000,000 Convertible Subordinated Promissory Note Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:37 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | Exercise / conversionCommon Stock | 62,500 | $16.00 | $1,000,000.00 |
DisclosureSEC source: 0001277902-19-000093 · wf-form4_156201346324868.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 329 shares acquired from MVB's Dividend Reinvestment Plan from Sept 2018 - June 2019. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:42 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | GrantRSU - Time-Vested Award · Derivative | 4,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001277902-19-000084 · wf-form4_155968093283764.xml · derivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,740 Underlying: Common Stock · 4,740 shares Expires not disclosed F1 · derivative.exercise_price: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. F1 · derivative.exercise_date: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. F1 · derivative.expiration_date: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. Read SEC document |
| June 20, 2018 Filed Jun 21, 2018 20:13 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | GrantCommon Stock | 1,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001277902-18-000098 · wf-form4_152961201186360.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,191 F1 · kind: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date. F2 · balance_after: Includes 109 shares acquired through MVB's Dividend Reinvestment Plan for March & June 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 20:36 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | GrantCommon Stock Options · Derivative | 1,000 | $0.00 Strike: $19.65 | $0.00 |
DisclosureSEC source: 0001277902-18-000022 · wf-form4_151941817364307.xml · derivative · entry 2 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-02-21 F2 · derivative.exercise_date: Stock Options granted - 1/5 of the shares become exercisable 02/21/19, 02/21/20, 02/21/21, 02/21/22 and 02/21/23, respectively. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 11:27 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | OtherCommon Stock | 17,382 | $11.50 | $199,893.00 |
DisclosureSEC source: 0001127602-17-015222 · form4.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,516 F1 · kind: Shares purchased through Rights Offering for MVB's common stock for existing shareholders of record 03/10/17, which expired 04/15/17 and concluded 04/20/17. Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 16:50 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | GrantCommon Stock Options · Derivative | 1,000 | $0.00 Strike: $12.85 | $0.00 |
DisclosureSEC source: 0001127602-17-012740 · form4.xml · derivative · entry 2 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2027-03-21 F2 · derivative.exercise_date: Stock Options granted. 1/5 of shares become exercisable 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively Read SEC document |
| March 15, 2017 Filed Mar 23, 2017 16:50 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | OtherCommon Stock | 69 | $13.53 | $933.57 |
DisclosureSEC source: 0001127602-17-012740 · form4.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,134 F1 · kind: Shares acquired through Dividend Reinvestment Plan Read SEC document |
| December 15, 2016 Filed Feb 8, 2017 22:19 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | OtherCommon Stock | 58 | $12.96 | $751.68 |
DisclosureSEC source: 0001127602-17-004647 · form5.xml · nonDerivative · entry 4 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,065 F1 · kind: Shares acquired through Dividend Reinvestment Plan Read SEC document |
| September 21, 2016 Filed Feb 8, 2017 22:19 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | OtherCommon Stock | 57 | $13.08 | $745.56 |
DisclosureSEC source: 0001127602-17-004647 · form5.xml · nonDerivative · entry 3 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,007 F1 · kind: Shares acquired through Dividend Reinvestment Plan Read SEC document |
| June 15, 2016 Filed Feb 8, 2017 22:19 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | OtherCommon Stock | 58 | $12.89 | $747.62 |
DisclosureSEC source: 0001127602-17-004647 · form5.xml · nonDerivative · entry 2 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,950 F1 · kind: Shares acquired through Dividend Reinvestment Plan Read SEC document |
| March 18, 2016 Filed Feb 8, 2017 22:19 UTC | MVB FINANCIAL CORP MVBF · Entity 5674 | OtherCommon Stock | 53 | $13.79 | $730.87 |
DisclosureSEC source: 0001127602-17-004647 · form5.xml · nonDerivative · entry 1 Cava James J Jr · CIK 0001578123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,892 F1 · kind: Shares acquired through Dividend Reinvestment Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.