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Polcer Gregory

Disclosed activity across 1 company

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145471
SEC CIK
0001441645

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097EVP - Global Supply ChainNovember 09, 2020November 10, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date November 09, 2020 · Filed November 10, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect79,314 Ending reported balance After 2020-11-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-11-09 · Exercise / conversion · Acquired 28,137 · Balance 107,451

F3: Not applicable.

Row 2 · 2020-11-09 · Sale · Disposed 14,068 · Balance 93,383

F2: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

Row 3 · 2020-11-09 · Sale · Disposed 14,069 · Balance 79,314

F2: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $89.47 · Expires 2026-09-06Direct0 Reported balance After 2020-11-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-09 · Exercise / conversion · Disposed 28,137 · Balance 0

F3: Not applicable.

F1: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; 9,379 shares exercisable from and after January 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; 9,379 shares exercisable from and after January 1, 2020.

F2: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

F3: Not applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2018 Filed Nov 2, 2018 21:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 7,553 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000099 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2015, September 6, 2016 and September 5, 2017.

F2 · price: Not applicable.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:17 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 4,932 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000073 · edgar.xml · derivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,932

Underlying: Class A Common Stock · 4,932 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,644 on October 31, 2019; 1,644 on November 2, 2020; and 1,644 on November 1, 2021. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,644 on October 31, 2019; 1,644 on November 2, 2020; and 1,644 on November 1, 2021. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,644 on October 31, 2019; 1,644 on November 2, 2020; and 1,644 on November 1, 2021. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:17 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 16,477 $0.00 Strike: $138.15 $0.00
Disclosure

SEC source: 0001001250-18-000073 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,477

Underlying: Class A Common Stock · 16,477 shares

Expires 2028-09-04

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,492 shares exercisable from and after January 1, 2020; 5,492 shares exercisable from and after January 1, 2021; and 5,493 shares exercisable from and after January 1, 2022.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,492 shares exercisable from and after January 1, 2020; 5,492 shares exercisable from and after January 1, 2021; and 5,493 shares exercisable from and after January 1, 2022.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:17 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 6,682 $138.93 $928,330.26
Disclosure

SEC source: 0001001250-18-000073 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,782

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:17 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 12,555 $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000073 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,464

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2015.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2015.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 40,797 $0.00 Strike: $59.78 $0.00
Disclosure

SEC source: 0001001250-18-000032 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,797 shares

Expires 2022-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 13,599 shares exercisable from and after January 1, 2014; 13,599 shares exercisable from and after January 1, 2015; 13,599 shares exercisable from and after January 1, 2016.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 40,797 $150.00 $6,119,550.00
Disclosure

SEC source: 0001001250-18-000032 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on December 8, 2017.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:02 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 40,797 $59.78 $2,438,844.66
Disclosure

SEC source: 0001001250-18-000032 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 13,599 shares exercisable from and after January 1, 2014; 13,599 shares exercisable from and after January 1, 2015; 13,599 shares exercisable from and after January 1, 2016.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 46,644 $0.00 Strike: $49.09 $0.00
Disclosure

SEC source: 0001001250-18-000008 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 46,644 shares

Expires 2021-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,548 shares exercisable from and after January 1, 2013; 15,548 shares exercisable from and after January 1, 2014; 15,548 shares exercisable from and after January 1, 2015.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 46,644 $140.00 $6,530,160.00
Disclosure

SEC source: 0001001250-18-000008 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on December 8, 2017.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 22:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 46,644 $49.09 $2,289,753.96
Disclosure

SEC source: 0001001250-18-000008 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 15,548 shares exercisable from and after January 1, 2013; 15,548 shares exercisable from and after January 1, 2014; 15,548 shares exercisable from and after January 1, 2015.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 200 $121.56 $24,312.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 7

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F5 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 8, 2017.

F6 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F9 · price: Sales prices range from $121.21 to $121.90.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,476 $120.32 $177,592.32
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,109

F5 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 8, 2017.

F6 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F8 · price: Sales prices range from $120.12 to $120.58.

Read SEC document
November 02, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,800 $119.68 $215,424.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,585

F5 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 8, 2017.

F6 · shares: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F7 · price: Sales prices range from $119.06 to $120.05.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 53,896 $0.00 Strike: $29.04 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 11

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,896 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Not applicable.

F4 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 53,896 $120.00 $6,467,520.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,385

F5 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 8, 2017.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 53,896 $29.04 $1,565,139.84
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 10

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

Underlying: Class A Common Stock · 2,548 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F13 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,548 on October 31, 2018; and 2,549 on October 31, 2019.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 9

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,790

Underlying: Class A Common Stock · 2,790 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F12 · derivative.exercise_date: RSUs from grant dated September 4, 2015. Assuming continued employment, RSUs will vest and be paid out as follows: 2,790 on October 31, 2018.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · derivative · entry 8

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,534 shares

Expires 2017-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 3, 2014.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,396 $111.40 $489,714.40
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,385

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2017 Filed Nov 2, 2017 21:59 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 7,872 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000105 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 3, 2014, September 4, 2015 and September 6, 2016.

F2 · price: Not applicable.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 14:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 25,000 Not disclosed Strike: $29.04 Not disclosed
Disclosure

SEC source: 0001001250-17-000099 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,896

Underlying: Class A Common Stock · 25,000 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 14:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 25,000 $110.00 $2,750,000.00
Disclosure

SEC source: 0001001250-17-000099 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F2 · kind: Sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on September 8, 2017.

Read SEC document
October 04, 2017 Filed Oct 6, 2017 14:22 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 25,000 $29.04 $726,000.00
Disclosure

SEC source: 0001001250-17-000099 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 26,298 shares exercisable from and after January 1, 2012; 26,298 shares exercisable from and after January 1, 2013; 26,300 shares exercisable from and after January 1, 2014.

Read SEC document
September 22, 2017 Filed Sep 25, 2017 15:46 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 400 $108.68 $43,472.00
Disclosure

SEC source: 0001001250-17-000098 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F1 · kind: Sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on September 8, 2017.

F2 · shares: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $108.50 to $109.01, inclusive.

Read SEC document
September 22, 2017 Filed Sep 25, 2017 15:46 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,330 $108.01 $251,663.30
Disclosure

SEC source: 0001001250-17-000098 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,309

F1 · kind: Sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on September 8, 2017.

F2 · shares: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $107.44 to $108.42, inclusive.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:42 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 6,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000080 · edgar.xml · derivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,647

Underlying: Class A Common Stock · 6,647 shares

Expires not disclosed

F4 · derivative.exercise_price: Not applicable.

F5 · shares: Assuming continued employment, the Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,215 on October 31, 2018; 2,216 on October 31, 2019; and 2,216 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · price: Not applicable.

F5 · derivative.exercise_date: Assuming continued employment, the Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,215 on October 31, 2018; 2,216 on October 31, 2019; and 2,216 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F5 · derivative.expiration_date: Assuming continued employment, the Restricted Stock Units ("RSUs") will vest and be paid out as follows: 2,215 on October 31, 2018; 2,216 on October 31, 2019; and 2,216 on November 2, 2020. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:42 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 24,344 $0.00 Strike: $107.95 $0.00
Disclosure

SEC source: 0001001250-17-000080 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,344

Underlying: Class A Common Stock · 24,344 shares

Expires 2027-09-05

F3 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,114 shares exercisable from and after January 1, 2019; 8,115 shares exercisable from and after January 1, 2020; and 8,115 shares exercisable from and after January 1, 2021.

F4 · price: Not applicable.

F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,114 shares exercisable from and after January 1, 2019; 8,115 shares exercisable from and after January 1, 2020; and 8,115 shares exercisable from and after January 1, 2021.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:42 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,451 $107.87 $372,259.37
Disclosure

SEC source: 0001001250-17-000080 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,639

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:42 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 6,181 $0.00 $0.00
Disclosure

SEC source: 0001001250-17-000080 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,090

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 3, 2014.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 65,000 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0001001250-17-000074 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 65,000 shares

Expires 2019-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,666 shares exercisable from and after January 1, 2011; 21,666 shares exercisable from and after January 1, 2012; 21,668 shares exercisable from and after January 1, 2013. This option was previously reported as covering 10,833 shares exercisable from and after January 1, 2011; 10,833 shares exercisable from and after January 1, 2012; and 10,834 shares exercisable from and after January 1, 2013 at an exercise price of $34.00 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 65,000 $107.83 $7,008,950.00
Disclosure

SEC source: 0001001250-17-000074 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F2 · price: The number of securities reported represents an aggregated number of shares sold in multiple open market transactions over a range of sales prices. The prcie reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $107.66 to $108.07, inclusive.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:29 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 65,000 $17.00 $1,105,000.00
Disclosure

SEC source: 0001001250-17-000074 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 21,666 shares exercisable from and after January 1, 2011; 21,666 shares exercisable from and after January 1, 2012; 21,668 shares exercisable from and after January 1, 2013. This option was previously reported as covering 10,833 shares exercisable from and after January 1, 2011; 10,833 shares exercisable from and after January 1, 2012; and 10,834 shares exercisable from and after January 1, 2013 at an exercise price of $34.00 per share, but has been adjusted in this report to reflect the stock split that occurred on January 20, 2012.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 15:30 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 500 $83.84 $41,920.00
Disclosure

SEC source: 0001001250-16-000248 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F1 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.

F2 · shares: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $83.59 to $84.03, inclusive.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 15:30 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 900 $82.96 $74,664.00
Disclosure

SEC source: 0001001250-16-000248 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,409

F1 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.

F2 · shares: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: Sales prices range from $82.46 to $83.29, inclusive.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 15:30 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,133 $81.72 $174,308.76
Disclosure

SEC source: 0001001250-16-000248 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,309

F1 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.

F2 · shares: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F2 · price: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F3 · price: Sales prices range from $81.28 to $82.25, inclusive.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001001250-16-000242 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,759

Underlying: Class A Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

F3 · shares: Vesting of portions of RSUs granted September 4, 2013, September 3, 2014 and September 4, 2015.

F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

F4 · derivative.exercise_date: Remaining RSUs from grants dated September 3, 2014, September 4, 2015 and September 6, 2016 will vest and be paid out as follows: 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · derivative.expiration_date: Remaining RSUs from grants dated September 3, 2014, September 4, 2015 and September 6, 2016 will vest and be paid out as follows: 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F4 · balance_after: Remaining RSUs from grants dated September 3, 2014, September 4, 2015 and September 6, 2016 will vest and be paid out as follows: 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,467 $87.06 $388,897.02
Disclosure

SEC source: 0001001250-16-000242 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,442

F2 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 17:51 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001001250-16-000242 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

Read SEC document
September 08, 2016 Filed Sep 8, 2016 20:37 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 3,602 $88.01 $317,012.02
Disclosure

SEC source: 0001001250-16-000224 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,909

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on June 9, 2016.

F4 · shares: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregated number of shares sold in mulitple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $87.60 to $88.42, inclusive.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 20:37 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 7,645 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001001250-16-000224 · edgar.xml · derivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,759

Underlying: Class A Common Stock · 7,645 shares

Expires not disclosed

F7 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.

F8 · price: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,548 on October 31, 2017; 2,548 on October 31, 2018; and 2,549 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 8,000 on October 31, 2016; 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F8 · derivative.exercise_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,548 on October 31, 2017; 2,548 on October 31, 2018; and 2,549 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 8,000 on October 31, 2016; 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F8 · derivative.expiration_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 2,548 on October 31, 2017; 2,548 on October 31, 2018; and 2,549 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 8,000 on October 31, 2016; 7,872 on October 31, 2017; 5,338 on October 31, 2018; and 2,549 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 20:37 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 28,137 Not disclosed Strike: $89.47 Not disclosed
Disclosure

SEC source: 0001001250-16-000224 · edgar.xml · derivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,137

Underlying: Class A Common Stock · 28,137 shares

Expires 2026-09-06

F6 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; and 9,379 shares exercisable from and after January 1, 2020.

F6 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; and 9,379 shares exercisable from and after January 1, 2020.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 20:37 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,553 $89.40 $407,038.20
Disclosure

SEC source: 0001001250-16-000224 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,511

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 06, 2016 Filed Sep 8, 2016 20:37 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 8,155 $0.00 $0.00
Disclosure

SEC source: 0001001250-16-000224 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,064

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.