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Polcer Gregory

Disclosed activity across 1 company

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145471
SEC CIK
0001441645

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ESTEE LAUDER COMPANIES INCEL · Entity 3097EVP - Global Supply ChainNovember 09, 2020November 10, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ESTEE LAUDER COMPANIES INC

Report date November 09, 2020 · Filed November 10, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect79,314 Ending reported balance After 2020-11-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-11-09 · Exercise / conversion · Acquired 28,137 · Balance 107,451

F3: Not applicable.

Row 2 · 2020-11-09 · Sale · Disposed 14,068 · Balance 93,383

F2: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

Row 3 · 2020-11-09 · Sale · Disposed 14,069 · Balance 79,314

F2: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $89.47 · Expires 2026-09-06Direct0 Reported balance After 2020-11-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-11-09 · Exercise / conversion · Disposed 28,137 · Balance 0

F3: Not applicable.

F1: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; 9,379 shares exercisable from and after January 1, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; 9,379 shares exercisable from and after January 1, 2020.

F2: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

F3: Not applicable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2020 Filed Nov 10, 2020 00:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionStock Options · Derivative 28,137 $0.00 Strike: $89.47 $0.00
Disclosure

SEC source: 0001001250-20-000126 · edgar.xml · derivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,137 shares

Expires 2026-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,379 shares exercisable from and after January 1, 2018; 9,379 shares exercisable from and after January 1, 2019; 9,379 shares exercisable from and after January 1, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 00:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 14,069 $255.00 $3,587,595.00
Disclosure

SEC source: 0001001250-20-000126 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 00:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 14,068 $248.97 $3,502,509.96
Disclosure

SEC source: 0001001250-20-000126 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,383

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 00:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 28,137 $89.47 $2,517,417.39
Disclosure

SEC source: 0001001250-20-000126 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 648 $226.24 $146,603.52
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F8 · price: Sales prices range from $226.06 to $226.44 per share, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,198 $224.78 $269,286.44
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,962

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F7 · price: Sales prices range from $224.46 to $225.03 per share, inclusive.

Read SEC document
November 03, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 500 $223.63 $111,815.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,160

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on September 1, 2020.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F6 · price: Sales prices range from $223.31 to $224.03 per share, inclusive.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · derivative · entry 8

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

Underlying: Class A Common Stock · 1,158 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F12 · derivative.exercise_date: RSUs from grant dated September 3, 2019. Assuming continued employment, remaining RSUs will vest and be paid out as follows: 1,158 on November 1, 2021 and 1,158 on November 1, 2022.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · derivative · entry 7

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Class A Common Stock · 1,644 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 1, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · derivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,216 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F10 · derivative.exercise_date: RSUs from grant dated September 5, 2017.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 2,672 $229.12 $612,208.64
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,660

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 00:03 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 5,018 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000116 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 5, 2017, September 4, 2018, and September 3, 2019.

F2 · price: Not applicable.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 50 $214.82 $10,741.00
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · nonDerivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on September 1, 2020.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,208 $214.01 $472,534.08
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,364

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on September 1, 2020.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F6 · price: Sales prices range from $213.71 to $214.70 per share, inclusive.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,833 $213.26 $390,905.58
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,572

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on September 1, 2020.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.

F5 · price: Sales prices range from $212.68 to $213.67 per share, inclusive.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 4,136 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · derivative · entry 7

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,136

Underlying: Class A Common Stock · 4,136 shares

Expires not disclosed

F8 · derivative.exercise_price: Not applicable.

F9 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,378 on November 1, 2021; 1,379 on November 1, 2022; and 1,379 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F8 · price: Not applicable.

F9 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,378 on November 1, 2021; 1,379 on November 1, 2022; and 1,379 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F9 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,378 on November 1, 2021; 1,379 on November 1, 2022; and 1,379 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 15,521 $0.00 Strike: $218.06 $0.00
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · derivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,521

Underlying: Class A Common Stock · 15,521 shares

Expires 2030-09-03

F7 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,173 shares exercisable from and after January 1, 2022; 5,174 shares exercisable from and after January 1, 2023; and 5,174 shares exercisable from and after January 1, 2024.

F8 · price: Not applicable.

F7 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,173 shares exercisable from and after January 1, 2022; 5,174 shares exercisable from and after January 1, 2023; and 5,174 shares exercisable from and after January 1, 2024.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,215 $219.80 $706,657.00
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,405

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 03, 2020 Filed Sep 9, 2020 00:32 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 7,306 $0.00 $0.00
Disclosure

SEC source: 0001001250-20-000083 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,620

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 127 $187.91 $23,864.57
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 7

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 234 $186.90 $43,734.60
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,441

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F9 · price: Sales prices range from $186.86 to $187.34 per share, inclusive.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 921 $186.20 $171,490.20
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,675

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F8 · price: Sales prices range from $185.82 to $186.69 per share, inclusive.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 671 $185.18 $124,255.78
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,596

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F7 · price: Sales prices range from $184.69 to $185.67 per share, inclusive.

Read SEC document
November 01, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,044 $184.29 $192,398.76
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,267

F4 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F5 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F6 · price: Sales prices range from $183.70 to $184.66 per share, inclusive.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 1,644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · derivative · entry 10

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Class A Common Stock · 1,644 shares

Expires 2021-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F13 · derivative.exercise_date: RSUs from grant dated September 4, 2018. Assuming continued employment, RSUs will vest and be paid out as follows: 1,644 on November 2, 2020 and 1,644 on November 1, 2021.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · derivative · entry 9

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216

Underlying: Class A Common Stock · 2,216 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F12 · derivative.exercise_date: RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,216 on November 2, 2020.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · derivative · entry 8

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,549 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F11 · derivative.exercise_date: RSUs from grant dated September 6, 2016.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 3,412 $183.99 $627,773.88
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,311

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:40 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 6,409 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000121 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 6, 2016, September 5, 2017, and September 4, 2018.

F2 · price: Not applicable.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 201 $203.04 $40,811.04
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · nonDerivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 684 $201.99 $138,161.16
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · nonDerivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,515

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F7 · price: Sales prices range from $201.80 to $202.36 per share, inclusive.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 1,594 $201.20 $320,712.80
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,199

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F6 · price: Sales prices range from $200.74 to $201.72 per share, inclusive.

Read SEC document
September 04, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 2,885 $200.00 $577,000.00
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,793

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

F4 · shares: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F4 · price: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.

F5 · price: Sales prices range from $199.54 to $200.38 per share, inclusive.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantRestricted Stock Units (Share Payout) · Derivative 3,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · derivative · entry 8

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,474

Underlying: Class A Common Stock · 3,474 shares

Expires not disclosed

F9 · derivative.exercise_price: Not applicable.

F10 · shares: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,158 on October 31, 2020; 1,158 on November 2, 2021; and 1,158 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F9 · price: Not applicable.

F10 · derivative.exercise_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,158 on October 31, 2020; 1,158 on November 2, 2021; and 1,158 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F10 · derivative.expiration_date: Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,158 on October 31, 2020; 1,158 on November 2, 2021; and 1,158 on November 1, 2022. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantOption (Right to Buy) · Derivative 12,641 $0.00 Strike: $199.49 $0.00
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · derivative · entry 7

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,641

Underlying: Class A Common Stock · 12,641 shares

Expires 2029-09-03

F8 · shares: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,213 shares exercisable from and after January 1, 2021; 4,214 shares exercisable from and after January 1, 2022; and 4,214 shares exercisable from and after January 1, 2023.

F9 · price: Not applicable.

F8 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,213 shares exercisable from and after January 1, 2021; 4,214 shares exercisable from and after January 1, 2022; and 4,214 shares exercisable from and after January 1, 2023.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 6,104 $199.49 $1,217,686.96
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,678

F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 19:23 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 GrantClass A Common Stock 11,468 $0.00 $0.00
Disclosure

SEC source: 0001001250-19-000092 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,782

F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 6, 2016.

F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 6, 2016.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 28,036 $0.00 Strike: $77.35 $0.00
Disclosure

SEC source: 0001001250-19-000041 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 28,036 shares

Expires 2025-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,345 shares exercisable from and after January 1, 2017; 9,345 shares exercisable from and after January 1, 2018; 9,346 shares exercisable from and after January 1, 2019.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 28,036 $165.00 $4,625,940.00
Disclosure

SEC source: 0001001250-19-000041 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F2 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 19:21 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 28,036 $77.35 $2,168,584.60
Disclosure

SEC source: 0001001250-19-000041 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 9,345 shares exercisable from and after January 1, 2017; 9,345 shares exercisable from and after January 1, 2018; 9,346 shares exercisable from and after January 1, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 14:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 23,717 $0.00 Strike: $76.23 $0.00
Disclosure

SEC source: 0001001250-19-000008 · edgar.xml · derivative · entry 6

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,717 shares

Expires 2024-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F2 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,905 shares exercisable from and after January 1, 2016; 7,906 shares exercisable from and after January 1, 2017; 7,906 shares exercisable from and after January 1, 2018.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 14:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionOption (Right to Buy) · Derivative 22,516 $0.00 Strike: $67.31 $0.00
Disclosure

SEC source: 0001001250-19-000008 · edgar.xml · derivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,516 shares

Expires 2023-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Not applicable.

F1 · derivative.exercise_date: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,505 shares exercisable from and after January 1, 2015; 7,505 shares exercisable from and after January 1, 2016; 7,506 shares exercisable from and after January 1, 2017.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 14:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 23,717 $155.00 $3,676,135.00
Disclosure

SEC source: 0001001250-19-000008 · edgar.xml · nonDerivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 14:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 SaleClass A Common Stock 22,516 $149.47 $3,365,466.52
Disclosure

SEC source: 0001001250-19-000008 · edgar.xml · nonDerivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,031

F3 · kind: The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan entered into on November 29, 2018.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 14:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 23,717 $76.23 $1,807,946.91
Disclosure

SEC source: 0001001250-19-000008 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,505 shares exercisable from and after January 1, 2015; 7,505 shares exercisable from and after January 1, 2016; 7,506 shares exercisable from and after January 1, 2017.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 14:33 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionClass A Common Stock 22,516 $67.31 $1,515,551.96
Disclosure

SEC source: 0001001250-19-000008 · edgar.xml · nonDerivative · entry 1

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 7,505 shares exercisable from and after January 1, 2015; 7,505 shares exercisable from and after January 1, 2016; 7,506 shares exercisable from and after January 1, 2017.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000099 · edgar.xml · derivative · entry 5

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Class A Common Stock · 2,215 shares

Expires 2020-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F7 · derivative.exercise_date: RSUs from grant dated September 5, 2017. Assuming continued employment, RSUs will vest and be paid out as follows: 2,216 on October 31, 2019; and 2,216 on November 2, 2020.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,548 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000099 · edgar.xml · derivative · entry 4

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

Underlying: Class A Common Stock · 2,548 shares

Expires 2019-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F6 · derivative.exercise_date: RSUs from grant dated September 6, 2016. Assuming continued employment, RSUs will vest and be paid out as follows: 2,549 on October 31, 2019.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Exercise / conversionRestricted Stock Units (Share Payout) · Derivative 2,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001001250-18-000099 · edgar.xml · derivative · entry 3

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,790 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.

F2 · derivative.exercise_price: Not applicable.

F2 · price: Not applicable.

F5 · derivative.exercise_date: RSUs from grant dated September 4, 2015.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 21:04 UTC ESTEE LAUDER COMPANIES INC EL · Entity 3097 Tax withholdingClass A Common Stock 4,021 $140.80 $566,156.80
Disclosure

SEC source: 0001001250-18-000099 · edgar.xml · nonDerivative · entry 2

Polcer Gregory · CIK 0001441645 · EVP - Global Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,314

F3 · kind: Represents the withholding of shares for tax purposes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.