Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PATHWARD FINANCIAL, INC.CASH · Entity 4627 | EVP Commercial Finance | November 12, 2020 | November 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PATHWARD FINANCIAL, INC.
Report date November 12, 2020 · Filed November 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 143,845 |
Reported balance
After 2020-11-12 transaction · row 1
1 source rowRow 1 · 2020-11-12 · Sale · Disposed 5,000 · Balance 143,845 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $32.40, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Meta ESOP | 731 |
Reported balance
Holding disclosure · report date 2020-11-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 731 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $32.40, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2020 Filed Nov 16, 2020 22:33 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 5,000 | $32.05 | $160,250.00 |
DisclosureSEC source: 0000907471-20-000177 · wf-form4_160556596989860.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,845 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.86 to $32.40, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 21:59 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 554 | $29.29 | $16,226.66 |
DisclosureSEC source: 0000907471-20-000157 · wf-form4_160504556030423.xml · nonDerivative · entry 2 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,845 F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 21:59 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 3,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000907471-20-000157 · wf-form4_160504556030423.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,399 F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan. Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 20:46 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 1,184 | $23.21 | $27,480.64 |
DisclosureSEC source: 0000907471-20-000126 · wf-form4_160314036220006.xml · nonDerivative · entry 2 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,590 F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| October 16, 2020 Filed Oct 19, 2020 20:46 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 1,159 | $23.21 | $26,900.39 |
DisclosureSEC source: 0000907471-20-000126 · wf-form4_160314036220006.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,774 F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 21:47 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 3,000 | $19.09 | $57,270.00 |
DisclosureSEC source: 0000907471-20-000100 · wf-form4_159908321397379.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,933 Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 21:00 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 3,000 | $19.21 | $57,630.00 |
DisclosureSEC source: 0000907471-20-000094 · wf-form4_159847559664966.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,933 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.20 to $19.24, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 20:40 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 3,000 | $20.88 | $62,640.00 |
DisclosureSEC source: 0000907471-20-000084 · wf-form4_159726481161607.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,933 Read SEC document |
| August 01, 2020 Filed Aug 6, 2020 20:33 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 9,261 | $18.66 | $172,810.26 |
DisclosureSEC source: 0000907471-20-000082 · wf-form4_159674597448817.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,933 F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 22:01 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 12,300 | $36.80 | $452,640.00 |
DisclosureSEC source: 0000907471-20-000007 · wf-form4_158050805474089.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,194 F1 · kind: The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:36 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 1,184 | $33.20 | $39,308.80 |
DisclosureSEC source: 0000907471-19-000164 · wf-form4_157437578762351.xml · nonDerivative · entry 2 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,494 F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:36 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 8,143 | $33.20 | $270,347.60 |
DisclosureSEC source: 0000907471-19-000164 · wf-form4_157437578762351.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · EVP Commercial Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,678 F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan. Read SEC document |
| October 25, 2019 Filed Oct 28, 2019 20:13 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | SaleCommon Stock | 13,872 | $32.30 | $448,065.60 |
DisclosureSEC source: 0000907471-19-000154 · wf-form4_157229358619161.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,535 F1 · kind: The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 20:34 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 1,159 | $0.00 | $0.00 |
DisclosureSEC source: 0000907471-19-000144 · wf-form4_157143082475045.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,407 F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:33 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 9,262 | $30.52 | $282,676.24 |
DisclosureSEC source: 0000907471-19-000110 · wf-form4_156503720002567.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,566 F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. F2 · balance_after: An increase of 13,872 shares (adjusted from 4,624 shares due to the Stock Split on 10/04/2018) occurred in the personally held shares of Mr. Goik due to the dissolution of the Crestmark Employee StockOwnership Plan (the "Crestmark ESOP") on 11/01/2018. The shares were transferred from the Crestmark ESOP to an IRA directly held by Mr. Goik. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:53 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | Tax withholdingCommon Stock | 1,160 | $25.11 | $29,127.60 |
DisclosureSEC source: 0000907471-18-000104 · wf-form4_153989597006426.xml · nonDerivative · entry 2 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,956 F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock. F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 20:53 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 7,973 | $25.11 | $200,202.03 |
DisclosureSEC source: 0000907471-18-000104 · wf-form4_153989597006426.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,116 F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan. F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 01:35 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 42,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-021311 · doc4.xml · nonDerivative · entry 3 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,381 F3 · shares: All of which 42,481 shares of Meta Common Stock are restricted stock granted to the reporting person that will vest in six nearly equal installments on each of August 1, 2019, August 1, 2020, August 1, 2021, August 1, 2022, August 1, 2023 and August 1, 2024. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 01:35 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 15,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-021311 · doc4.xml · nonDerivative · entry 2 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 F2 · shares: Represents shares of Meta Common Stock received by the reporting person in exchange for 6,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. F2 · price: Represents shares of Meta Common Stock received by the reporting person in exchange for 6,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 01:35 UTC | PATHWARD FINANCIAL, INC. CASH · Entity 4627 | GrantCommon Stock | 4,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-021311 · doc4.xml · nonDerivative · entry 1 Goik Michael K · CIK 0001744576 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Crestmark ESOP Disclosed balance after: 4,624 F1 · shares: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received in exchange for 1,745 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). F1 · price: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received in exchange for 1,745 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). F1 · ownership.nature: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received in exchange for 1,745 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.