Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NICOLET BANKSHARES INCNCBS · Entity 4136 | SVP Comm Bank-Nicolet Nat Bank | November 12, 2020 | November 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NICOLET BANKSHARES INC
Report date November 12, 2020 · Filed November 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,344 |
Reported balance
After 2020-11-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-11-12 · Grant · Acquired 465 · Balance 15,344 F1: Includes 154 shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on April 13, 2020. The reporting person owns 446 shares total in the Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,121 |
Reported balance
Holding disclosure · report date 2020-11-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,121 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 960 |
Reported balance
Holding disclosure · report date 2020-11-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 960 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 154 shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on April 13, 2020. The reporting person owns 446 shares total in the Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2020 Filed Nov 16, 2020 20:49 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 465 | $65.70 | $30,550.50 |
DisclosureSEC source: 0001127602-20-029100 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,344 F1 · balance_after: Includes 154 shares acquired under the Employee Stock Purchase Plan since the reporting person's last Form 4 filing on April 13, 2020. The reporting person owns 446 shares total in the Employee Stock Purchase Plan. Read SEC document |
| April 10, 2020 Filed Apr 13, 2020 21:46 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 24 | $55.66 | $1,335.84 |
DisclosureSEC source: 0001127602-20-013645 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,725 F1 · balance_after: Includes 292 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 18:27 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 55 | $74.20 | $4,081.00 |
DisclosureSEC source: 0001127602-19-034933 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,706 F1 · balance_after: Includes 249 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 15:10 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 119 | $74.33 | $8,845.27 |
DisclosureSEC source: 0001127602-19-034718 · form4.xml · nonDerivative · entry 2 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,761 F1 · balance_after: Includes 249 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 15:10 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 1,881 | $73.40 | $138,065.40 |
DisclosureSEC source: 0001127602-19-034718 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:16 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 57 | $73.22 | $4,173.54 |
DisclosureSEC source: 0001127602-19-034462 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,761 F1 · balance_after: Includes 249 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:03 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 396 | $70.50 | $27,918.00 |
DisclosureSEC source: 0001127602-19-033402 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · balance_after: Includes 249 shares acquired under the Employee Stock Purchase Plan to date. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 20:11 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-19-025660 · form4.xml · derivative · entry 4 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option was fully exercised on July 31, 2019. The options vested in five annual installments of 1,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vested on December 15, 2014. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 20:11 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 5,000 | $16.80 | $84,000.00 |
DisclosureSEC source: 0001127602-19-025660 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 208 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| July 22, 2019 Filed Jul 25, 2019 21:03 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 984 | $63.16 | $62,149.44 |
DisclosureSEC source: 0001127602-19-025210 · form4.xml · nonDerivative · entry 2 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,381 F1 · balance_after: Includes 208 shares acquired under the Employee Stock Purchase Plan. Read SEC document |
| July 19, 2019 Filed Jul 25, 2019 21:03 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 516 | $63.61 | $32,822.76 |
DisclosureSEC source: 0001127602-19-025210 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,365 Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 21:45 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 52 | $51.55 | $2,680.60 |
DisclosureSEC source: 0001127602-18-036215 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,724 Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 18:50 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 55 | $50.39 | $2,771.45 |
DisclosureSEC source: 0001127602-18-035550 · form4.xml · nonDerivative · entry 2 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,776 F1 · balance_after: Includes 51 shares acquired under the Employee Stock Purchase Plan on October 12, 2018. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 18:50 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 534 | $50.39 | $26,908.26 |
DisclosureSEC source: 0001127602-18-035550 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,831 F1 · balance_after: Includes 51 shares acquired under the Employee Stock Purchase Plan on October 12, 2018. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 19:01 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GiftCommon Stock | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034534 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,798 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 22:40 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 59 | $57.75 | $3,407.25 |
DisclosureSEC source: 0001127602-17-034721 · form4.xml · nonDerivative · entry 2 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,246 Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 22:40 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantCommon Stock | 507 | $57.75 | $29,279.25 |
DisclosureSEC source: 0001127602-17-034721 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,305 Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 17:28 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $26.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022208 · form4.xml · derivative · entry 4 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is currently exercisable as to all 2,000 shares. The options vested in five annual installments of 400 shares annually on December 18 of each year, beginning on December 18, 2008 and fully vesting on December 18, 2012. Read SEC document |
| June 26, 2017 Filed Jun 27, 2017 17:28 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 2,000 | $26.00 | $52,000.00 |
DisclosureSEC source: 0001127602-17-022208 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 16:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 30 | $54.22 | $1,626.60 |
DisclosureSEC source: 0001127602-17-021264 · form4.xml · nonDerivative · entry 3 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,913 Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 16:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 984 | $54.00 | $53,136.00 |
DisclosureSEC source: 0001127602-17-021264 · form4.xml · nonDerivative · entry 2 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,943 Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 16:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 1,486 | $54.00 | $80,244.00 |
DisclosureSEC source: 0001127602-17-021264 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,927 Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:00 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 27,000 | $48.85 Strike: $48.85 | $1,318,950.00 |
DisclosureSEC source: 0001127602-17-018688 · form4.xml · derivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-05-16 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 5,400 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:24 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 29 | $47.75 | $1,384.75 |
DisclosureSEC source: 0001127602-17-014677 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,408 Read SEC document |
| April 10, 2017 Filed Apr 17, 2017 19:11 UTC Amendment | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 24 | $47.75 | $1,146.00 |
DisclosureSEC source: 0001127602-17-014836 · form4a.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,413 F1 · shares: The number of shares were erroneously reported on Form 4 dated April 12, 2017. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 13:53 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006422 · form4.xml · derivative · entry 4 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2017-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was exercisable as to all 1,500 shares. The options vested in three annual installments of 500 shares annually on February 16 of each year, beginning on February 16, 2008 and fully vesting on February 16, 2010. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 13:53 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 1,500 | $22.00 | $33,000.00 |
DisclosureSEC source: 0001127602-17-006422 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 19:51 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 289 | $38.76 | $11,201.64 |
DisclosureSEC source: 0001127602-16-065645 · form4.xml · nonDerivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,937 Read SEC document |
| September 20, 2016 Filed Dec 27, 2016 21:27 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 7,500 | $37.18 Strike: $37.18 | $278,850.00 |
DisclosureSEC source: 0001127602-16-070943 · form4.xml · derivative · entry 1 Vogel Michael Joseph · CIK 0001666822 · SVP Comm Bank-Nicolet Nat Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2026-09-20 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 1,500 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.