Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Riot Platforms, Inc.
Report date November 16, 2020 · Filed November 18, 2020
Section 16 reporting ended · disclosed 2020-11-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, no par valueSEC Table I · non-derivative | Direct | 471,544 |
Reported balance
After 2020-11-16 transaction · row 1
1 source rowRow 1 · 2020-11-16 · Exercise / conversion · Acquired 471,544 · Balance 471,544 F1: Vested Restricted Stock Units ("RSUs") are settled in shares of Issuer's Common Stock, no par value, on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-11-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-11-16 · Exercise / conversion · Disposed 471,544 · Balance 0 F1: Vested Restricted Stock Units ("RSUs") are settled in shares of Issuer's Common Stock, no par value, on a one-for-one basis. F2: On February 27, 2020, Issuer granted the reporting person 471,544 RSUs, vesting as of March 1, 2021, under the Issuer's 2019 Equity Incentive Plan (the "Plan") in connection with the reporting person's service on the Issuer's Board of Directors. In connection with the reporting person's resignation from the Issuer's Board of Directors, the Plan administrator, as permitted under the Plan, accelerated the vesting schedule to the Reporting Person's resignation date, November 16, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Vested Restricted Stock Units ("RSUs") are settled in shares of Issuer's Common Stock, no par value, on a one-for-one basis.
F2: On February 27, 2020, Issuer granted the reporting person 471,544 RSUs, vesting as of March 1, 2021, under the Issuer's 2019 Equity Incentive Plan (the "Plan") in connection with the reporting person's service on the Issuer's Board of Directors. In connection with the reporting person's resignation from the Issuer's Board of Directors, the Plan administrator, as permitted under the Plan, accelerated the vesting schedule to the Reporting Person's resignation date, November 16, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 18, 2020 22:07 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Unit · Derivative | 471,544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-001011 · ownership.xml · derivative · entry 2 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, no par value · 471,544 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vested Restricted Stock Units ("RSUs") are settled in shares of Issuer's Common Stock, no par value, on a one-for-one basis. F2 · derivative.exercise_date: On February 27, 2020, Issuer granted the reporting person 471,544 RSUs, vesting as of March 1, 2021, under the Issuer's 2019 Equity Incentive Plan (the "Plan") in connection with the reporting person's service on the Issuer's Board of Directors. In connection with the reporting person's resignation from the Issuer's Board of Directors, the Plan administrator, as permitted under the Plan, accelerated the vesting schedule to the Reporting Person's resignation date, November 16, 2020. F2 · derivative.expiration_date: On February 27, 2020, Issuer granted the reporting person 471,544 RSUs, vesting as of March 1, 2021, under the Issuer's 2019 Equity Incentive Plan (the "Plan") in connection with the reporting person's service on the Issuer's Board of Directors. In connection with the reporting person's resignation from the Issuer's Board of Directors, the Plan administrator, as permitted under the Plan, accelerated the vesting schedule to the Reporting Person's resignation date, November 16, 2020. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 22:07 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock, no par value | 471,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-001011 · ownership.xml · nonDerivative · entry 1 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vested Restricted Stock Units ("RSUs") are settled in shares of Issuer's Common Stock, no par value, on a one-for-one basis. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:36 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestriced Stock Unit · Derivative | 819,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-000421 · ownership.xml · derivative · entry 2 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,544 Underlying: Common Stock, no par value · 819,548 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. F2 · derivative.exercise_date: On December 16, 2019, the Reporting Person was granted 819,548 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020. F2 · derivative.expiration_date: On December 16, 2019, the Reporting Person was granted 819,548 RSUs pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan, 100% of which vested on March 31, 2020. Read SEC document |
| May 13, 2020 Filed May 15, 2020 20:36 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock, no par value | 819,548 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001079973-20-000421 · ownership.xml · nonDerivative · entry 1 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units convert into shares of Issuer's Common Stock, no par value, on a one-for-one basis upon settlement by the Issuer. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 23:56 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Unit · Derivative | 471,544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-20-000141 · ownership.xml · derivative · entry 1 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,367,592 Underlying: Common Stock · 471,544 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer approved the grant of 471,544 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed and to be performed for the Issuer as Chairman of its Board of Directors in 2020. F2 · derivative.exercise_date: The restricted stock units vest on March 1, 2021. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain Inc., 2019 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units vest on March 1, 2021. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain Inc., 2019 Equity Incentive Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4. Read SEC document |
| December 16, 2019 Filed Dec 19, 2019 02:36 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantRestricted Stock Units · Derivative | 819,548 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-19-000651 · ownership.xml · derivative · entry 1 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,048 Underlying: Common Stock · 819,548 shares Expires not disclosed F1 · derivative.exercise_price: The Issuer approved the grant of 819,549 restricted stock units pursuant to the Riot Blockchain, Inc. 2019 Equity Incentive Plan to the Reporting Person as compensation for the services performed for the Issuer as a Chairman of the Board during 2018 and 2019. F2 · derivative.exercise_date: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan. F2 · derivative.expiration_date: The restricted stock units vest on March 31, 2020. Vested restricted stock units will be settled in shares of the Issuer's Common Stock on a one-for-one basis in accordance with the procedures of the Riot Blockchain, Inc., 2019 Equity Incentive Plan. F3 · balance_after: Represents the total direct and indirect beneficial ownership of Riot's securities held by the Reporting Person subsequent to the issuance reported by this Form 4. Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 00:48 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003078 · doc1.xml · derivative · entry 2 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of grant, subject to the restrictions of the Plan. F2 · derivative.exercise_date: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of grant, subject to the restrictions of the Plan. F4 · derivative.expiration_date: Not Applicable. F5 · balance_after: Represents only the 24,000 RSUs granted on September 20, 2018 and does not include RSUs previously reported. Read SEC document |
| September 20, 2018 Filed Sep 25, 2018 00:48 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003078 · doc1.xml · nonDerivative · entry 1 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the 24,000 vested Restricted Stock Units ("RSUs") reported in Column 5 of Table I on page one above, convertible into shares of the Issuer's Common Stock on a one-for-one basis pursuant to the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Plan"). F2 · shares: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of grant, subject to the restrictions of the Plan. F2 · price: Represents a restricted stock award granted under the Plan at no cost on September 20, 2018, which award vested on the date of grant, subject to the restrictions of the Plan. F3 · balance_after: Includes awards of 52,500 RSUs granted on March 21, 2018 and February 23, 2018 in connection with the retention of the Reporting Person as Chairman of the Board of Directors of the Issuer, 100% of which have vested pursuant to the Plan. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 22:26 UTC | Riot Platforms, Inc. RIOT · Entity 3724 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-014850 · doc1.xml · nonDerivative · entry 1 Mancini Remo · CIK 0001733104 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F1 · shares: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance. F1 · price: Represents a restricted stock award under the Riot Blockchain, Inc. (f/k/a Bioptix, Inc.) Amended & Restated Equity Incentive Plan (the "Restricted Stock Award"), which shall vest in 6 equal monthly installments, beginning on the one month anniversary of the date of issuance. F2 · balance_after: Includes restricted stock award of 45,000 shares granted on February 23, 2018, 50% of which vested on the date of grant and 50% of which will vest six months from the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.