Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Sr. Vice President | November 18, 2020 | November 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2020 · Filed November 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,512 |
Ending reported balance
After 2020-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-18 · Exercise / conversion · Acquired 1,221 · Balance 7,914 Row 2 · 2020-11-18 · Tax withholding · Disposed 402 · Balance 7,512 F1: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,919 |
Reported balance
After 2020-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-11-18 · Exercise / conversion · Disposed 1,221 · Balance 1,919 F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 1,259 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,259 |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2016 Filed Nov 22, 2016 22:55 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068214 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 300 | $109.15 | $32,745.00 |
DisclosureSEC source: 0001127602-16-067804 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655 Underlying: Common Stock · 300 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 1,950 | $109.15 Strike: $109.15 | $212,842.50 |
DisclosureSEC source: 0001127602-16-067804 · form4.xml · derivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950 Underlying: Common Stock · 1,950 shares Expires 2026-12-16 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:19 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 948 | $109.15 | $103,474.20 |
DisclosureSEC source: 0001127602-16-067804 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:29 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 354 | $109.15 | $38,639.10 |
DisclosureSEC source: 0001127602-16-068503 · form4a.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:33 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 96 | $108.22 | $10,389.12 |
DisclosureSEC source: 0001127602-16-067471 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.