Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Sr. Vice President | November 18, 2020 | November 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2020 · Filed November 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,512 |
Ending reported balance
After 2020-11-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-18 · Exercise / conversion · Acquired 1,221 · Balance 7,914 Row 2 · 2020-11-18 · Tax withholding · Disposed 402 · Balance 7,512 F1: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,919 |
Reported balance
After 2020-11-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-11-18 · Exercise / conversion · Disposed 1,221 · Balance 1,919 F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. F3: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 1,259 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,259 |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of a tax liability by withholding securities incident to the vesting of Performance Stock Units, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F2: Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock.
F3: Reporting Persons 2018-2020 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2018-2020 LTIP Plan and vests three years from the original grant date of 11/15/2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,950 | $0.00 Strike: $67.16 | $0.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · derivative · entry 9 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Underlying: Common Stock · 2,950 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · derivative · entry 8 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,305 Underlying: Common Stock · 1,923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% beginning one year from the date of grant, 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% beginning one year from the date of grant, 25% the second year and the remaining 25% the third year, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 16 shares acquired on December 15, 2017; 17 shares acquired on March 15, 2018; 17 shares acquired on June 15, 2018 and 17 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 370 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · derivative · entry 7 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228 Underlying: Common Stock · 370 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · balance_after: Balance also includes shares of restricted stock units acquired in lieu of cash dividends, 16 shares acquired on December 15, 2017; 17 shares acquired on March 15, 2018; 17 shares acquired on June 15, 2018 and 17 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,950 | $67.16 | $198,122.00 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 5 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 659 | $82.34 | $54,262.06 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,865 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,923 | $82.34 | $158,339.82 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 127 | $82.34 | $10,457.18 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:40 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 370 | $82.34 | $30,465.80 |
DisclosureSEC source: 0001127602-18-033856 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:07 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,150 | $82.34 | $94,691.00 |
DisclosureSEC source: 0001127602-18-033586 · form4.xml · derivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,598 Underlying: Common Stock · 1,150 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:07 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 5,050 | $82.34 Strike: $82.34 | $415,817.00 |
DisclosureSEC source: 0001127602-18-033586 · form4.xml · derivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 15:11 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,950 | $0.00 Strike: $67.16 | $0.00 |
DisclosureSEC source: 0001127602-18-033884 · form4a.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Underlying: Common Stock · 2,950 shares Expires 2027-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 15:11 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,628 | $80.53 | $211,632.84 |
DisclosureSEC source: 0001127602-18-033884 · form4a.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,187 F2 · kind: Due to a clerical error, payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 4 below was not filed with the original Form 4 on 11/19/2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 15:11 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,950 | $67.16 | $198,122.00 |
DisclosureSEC source: 0001127602-18-033884 · form4a.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Read SEC document |
| September 18, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 2,286 | $84.71 | $193,647.06 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 9 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 F5 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 1,836 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 14 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836 Underlying: Common Stock · 1,836 shares Expires 2026-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,542 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 13 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848 Underlying: Common Stock · 2,542 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,730 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 12 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,730 shares Expires 2024-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 2,825 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · derivative · entry 11 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,825 shares Expires 2023-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2018. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 1,440 | $84.61 | $121,838.40 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 8 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644 F4 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 10 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,023 | $84.61 | $171,166.03 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 7 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,084 F3 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 9 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,184 | $84.61 | $184,788.24 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 6 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107 F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,000 | $84.61 | $169,220.00 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 5 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,291 F1 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,836 | $57.96 | $106,414.56 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,542 | $59.41 | $151,020.22 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,730 | $59.95 | $163,663.50 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:25 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,825 | $47.63 | $134,554.75 |
DisclosureSEC source: 0001127602-18-028060 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2018 Filed Mar 28, 2018 22:24 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 1,678 | $70.02 | $117,493.56 |
DisclosureSEC source: 0001127602-18-012954 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2018. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033043 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,379 Underlying: Common Stock · 224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 224 | $70.16 | $15,715.84 |
DisclosureSEC source: 0001127602-17-033043 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:06 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 77 | $70.16 | $5,402.32 |
DisclosureSEC source: 0001127602-17-033043 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032710 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,603 Underlying: Common Stock · 191 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 66 | $70.75 | $4,669.50 |
DisclosureSEC source: 0001127602-17-032710 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,889 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:26 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 191 | $70.75 | $13,513.25 |
DisclosureSEC source: 0001127602-17-032710 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:23 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 5,900 | $67.16 Strike: $67.16 | $396,244.00 |
DisclosureSEC source: 0001127602-17-032405 · form4.xml · derivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,900 Underlying: Common Stock · 5,900 shares Expires 2027-12-15 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:23 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 3,800 | $67.16 | $255,208.00 |
DisclosureSEC source: 0001127602-17-032405 · form4.xml · derivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794 Underlying: Common Stock · 3,800 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three installments, 50% one year from the date of grant and 25% the second and third years from the date of the grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three installments, 50% one year from the date of grant and 25% the second and third years from the date of the grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:23 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,100 | $67.16 | $73,876.00 |
DisclosureSEC source: 0001127602-17-032405 · form4.xml · derivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,994 Underlying: Common Stock · 1,100 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:53 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 82 | $67.10 | $5,502.20 |
DisclosureSEC source: 0001127602-17-032205 · form4.xml · nonDerivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:53 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 495 | $67.10 | $33,214.50 |
DisclosureSEC source: 0001127602-17-032205 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 5 below. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:53 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 1,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032205 · form4.xml · derivative · entry 5 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,894 Underlying: Common Stock · 1,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:53 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 1,439 | $67.10 | $96,556.90 |
DisclosureSEC source: 0001127602-17-032205 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 19:21 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027388 · form4.xml · derivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,329 Underlying: Common Stock · 426 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 426 time-based, stock-settled restricted stock units. F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 15:07 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,439 | $66.88 | $96,240.32 |
DisclosureSEC source: 0001127602-17-023983 · form4.xml · derivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,903 Underlying: Common Stock · 1,439 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · balance_after: Balance includes 3 additional restricted stock units acquired in lieu of cash dividends paid on June 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:30 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 1,280 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-17-020779 · form4.xml · derivative · entry 7 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,730 Underlying: Common Stock · 1,280 shares Expires 2024-12-12 F11 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $59.95. F11 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $59.95. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:30 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 1,590 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-17-020779 · form4.xml · derivative · entry 6 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,390 Underlying: Common Stock · 1,590 shares Expires 2025-12-18 F10 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. F10 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:30 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 1,722 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-17-020779 · form4.xml · derivative · entry 5 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672 Underlying: Common Stock · 1,722 shares Expires 2026-12-16 F9 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. F9 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:30 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 1,325 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-17-020779 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825 Underlying: Common Stock · 1,325 shares Expires 2023-12-13 F8 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $47.63. F8 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $47.63. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:30 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 919 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020779 · form4.xml · derivative · entry 3 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 Underlying: Common Stock · 919 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · shares: Represents the sum of 479 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (5) and 440 restricted stock units granted pursuant to the plan described in clause (b) of this footnote (5). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 440 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F5 · price: Represents the sum of 479 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (5) and 440 restricted stock units granted pursuant to the plan described in clause (b) of this footnote (5). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 440 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F6 · derivative.exercise_date: The restricted stock units described in clause (a) of footnote (5) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (5) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F6 · derivative.expiration_date: The restricted stock units described in clause (a) of footnote (5) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (5) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F7 · balance_after: Balance includes 3 additional restricted stock units acquired in lieu of cash dividends, 2 of which were paid on December 15, 2016, and 1 of which was paid on March 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:30 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020779 · form4.xml · nonDerivative · entry 1 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902 F1 · price: Represents the sum of 105 shares of restricted stock granted pursuant to the adjustment described in this footnote (1). Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of shares of restricted stock equal to the quotient of (x) the closing price of Ashland common stock on the Distribution Date and (y) the simple arithmetic average of the volume-weighted average price of Ashland common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Adjustment Ratio") for each such share of restricted stock. F2 · balance_after: Includes 224 shares of unvested restricted stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:55 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 116 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068214 · form4.xml · derivative · entry 4 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539 Underlying: Common Stock · 116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:55 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 44 | $111.12 | $4,889.28 |
DisclosureSEC source: 0001127602-16-068214 · form4.xml · nonDerivative · entry 2 Silverman Keith C · CIK 0001600587 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,151 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 119 shares of unvested Restricted Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.