Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Madison Square Garden Sports Corp.MSG · Entity 3572 | Director | December 06, 2018 | December 10, 2018 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Director | September 26, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Madison Square Garden Sports Corp.
Report date December 06, 2018 · Filed December 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,193 |
Reported balance
After 2018-12-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-06 · Grant · Acquired 416 · Balance 2,193 F1: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
F2: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.
THERMO FISHER SCIENTIFIC INC.
Report date September 26, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,737.6 |
Reported balance
After 2026-09-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-26 · Grant · Acquired 62.96 · Balance 17,737.6 F1: Convertible into Common Stock on a 1-for-1 basis. F2: Represents stock units credited to the Reporting Person's account as of September 26, 2026, at a price of $675.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. |
Filing footnotes · ownership attribution and instrument terms
F1: Convertible into Common Stock on a 1-for-1 basis.
F2: Represents stock units credited to the Reporting Person's account as of September 26, 2026, at a price of $675.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AGILITI, INC. \DE
Report date May 07, 2024 · Filed May 07, 2024
Jointly reported with THL AGILITI LLC, THL EQUITY FUND VIII INVESTORS (AGILITI), L.P., FS Sponsor LLC, Bell Michael Adam, Nelson Joshua M, PREINER MEGAN M
Section 16 reporting ended · disclosed 2024-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2024-05-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-05-07 · Disposition to issuer · Disposed 98,195,398 · Balance 0 F1: See Exhibit 99.1 for text of Footnote 1. F2: See Exhibit 99.1 for text of Footnote 2. F3: See Exhibit 99.1 for text of Footnote 3. F4: See Exhibit 99.1 for text of Footnote 4. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of Footnote 1.
F2: See Exhibit 99.1 for text of Footnote 2.
F3: See Exhibit 99.1 for text of Footnote 3.
F4: See Exhibit 99.1 for text of Footnote 4.
Federal Street Acquisition Corp.
Report date January 04, 2019 · Filed January 04, 2019
Jointly reported with THL AGILITI LLC, FS Sponsor LLC, WELDON KENT R, THL EQUITY FUND VIII INVESTORS (AGILITI), L.P.
Section 16 reporting ended · disclosed 2019-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Last balance in matching sequence
After 2019-01-04 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-01-04 · Conversion · Acquired 11,400,000 · Balance 98,195,398 F1: See Exhibit 99.1 for text of footnotes. F3: See Exhibit 99.1 for text of footnotes. F4: See Exhibit 99.1 for text of footnotes. F5: See Exhibit 99.1 for text of footnotes. Row 2 · 2019-01-04 · Disposition to issuer · Disposed 98,195,398 · Balance 0 F2: See Exhibit 99.1 for text of footnotes. F1: See Exhibit 99.1 for text of footnotes. F3: See Exhibit 99.1 for text of footnotes. F4: See Exhibit 99.1 for text of footnotes. F5: See Exhibit 99.1 for text of footnotes. |
| Class F Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | IndirectSee footnotes | 0 |
Reported balance
After 2019-01-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-04 · Conversion · Disposed 11,400,000 · Balance 0 F1: See Exhibit 99.1 for text of footnotes. F3: See Exhibit 99.1 for text of footnotes. F4: See Exhibit 99.1 for text of footnotes. F5: See Exhibit 99.1 for text of footnotes. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnotes.
F2: See Exhibit 99.1 for text of footnotes.
F3: See Exhibit 99.1 for text of footnotes.
F4: See Exhibit 99.1 for text of footnotes.
F5: See Exhibit 99.1 for text of footnotes.
iHeartMedia, Inc.
Report date May 01, 2019 · Filed May 03, 2019
Jointly reported with THOMAS H. LEE ADVISORS, LLC, Clear Channel Capital IV, LLC, Clear Channel Capital V, L.P., CC CAPITAL V MANAGER, LLC, Carlisle James C., Grattan Laura A.
Section 16 reporting ended · disclosed 2019-05-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 294,458.5 |
Reported balance
After 2019-05-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-05-01 · Grant · Acquired 294,458.5 · Balance 294,458.5 F1: See Exhibit 99.1 for text of footnote (1). F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). F7: See Exhibit 99.1 for text of footnote (7). F8: See Exhibit 99.1 for text of footnote (8). |
| Class B Common Stock, $0.001 par value per shareSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2019-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-01 · Disposition to issuer · Disposed 277,778 · Balance 0 F9: See Exhibit 99.1 for text of footnote (9). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F5: See Exhibit 99.1 for text of footnote (5). F7: See Exhibit 99.1 for text of footnote (7). |
| Class C Common Stock, $0.001 par value per shareSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2019-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-01 · Disposition to issuer · Disposed 29,483,751 · Balance 0 F9: See Exhibit 99.1 for text of footnote (9). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F6: See Exhibit 99.1 for text of footnote (6). F8: See Exhibit 99.1 for text of footnote (8). |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee footnotes | 102,642 |
Reported balance
After 2019-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-01 · Grant · Acquired 103,142 · Balance 102,642 F1: See Exhibit 99.1 for text of footnote (1). F3: See Exhibit 99.1 for text of footnote (3). F10: See Exhibit 99.1 for text of footnote (10). F11: See Exhibit 99.1 for text of footnote (11). F7: See Exhibit 99.1 for text of footnote (7). F8: See Exhibit 99.1 for text of footnote (8). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
F9: See Exhibit 99.1 for text of footnote (9).
F10: See Exhibit 99.1 for text of footnote (10).
F11: See Exhibit 99.1 for text of footnote (11).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2012 Filed Apr 13, 2015 20:30 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-15-015202 · doc1.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,378 Read SEC document |
| September 29, 2012 Filed Oct 2, 2012 16:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 382.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-042279 · doc1.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,705.76 Underlying: Common Stock · 382.46 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of September 29, 2012, at a price of $58.83 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 29, 2012, at a price of $58.83 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 29, 2012, at a price of $58.83 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| June 30, 2012 Filed Jul 3, 2012 15:24 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 433.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-12-011054 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,323.3 Underlying: Common Stock · 433.44 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1 for 1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of June 30, 2012, at a price of $51.91 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 30, 2012, at a price of $51.91 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 30, 2012, at a price of $51.91 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| May 23, 2012 Filed May 25, 2012 23:16 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-12-009201 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,314 Read SEC document |
| March 31, 2012 Filed Apr 3, 2012 18:12 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 399.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-018799 · doc1.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889.86 Underlying: Common Stock · 399.08 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of March 31, 2012, at a price of $56.38 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 31, 2012, at a price of $56.38 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 31, 2012, at a price of $56.38 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| December 31, 2011 Filed Jan 4, 2012 16:05 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 500.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-12-000473 · doc1.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,490.78 Underlying: Common Stock · 500.33 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2011, at a price of $44.97 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2011, at a price of $44.97 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2011, at a price of $44.97 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| October 01, 2011 Filed Oct 4, 2011 20:00 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 444.31 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-11-013894 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,990.45 Underlying: Common Stock · 444.31 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of October 1, 2011, at a price of $50.64 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of October 1, 2011, at a price of $50.64 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of October 1, 2011, at a price of $50.64 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| July 02, 2011 Filed Jul 6, 2011 13:35 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 346.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-11-010582 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,546.14 Underlying: Common Stock · 346.1 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of July 2, 2011, at a price of $65.01 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributatble as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of July 2, 2011, at a price of $65.01 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributatble as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of July 2, 2011, at a price of $65.01 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributatble as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| May 25, 2011 Filed May 27, 2011 20:15 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 1,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-11-008779 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,862 Read SEC document |
| April 02, 2011 Filed Apr 5, 2011 14:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 401.93 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-11-005978 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200.04 Underlying: Common Stock · 401.93 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of April 2, 2011, at a price of $55.98 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of April 2, 2011, at a price of $55.98 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of April 2, 2011, at a price of $55.98 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| December 31, 2010 Filed Jan 4, 2011 20:57 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 406.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-11-000284 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798.11 Underlying: Common Stock · 406.43 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2010, at a price of $55.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2010, at a price of $55.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2010, at a price of $55.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| October 02, 2010 Filed Oct 5, 2010 18:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 470.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-10-014694 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391.68 Underlying: Common Stock · 470.51 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting person's account as of October 2, 2010, at a price of $47.82 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting person's account as of October 2, 2010, at a price of $47.82 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting person's account as of October 2, 2010, at a price of $47.82 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| August 10, 2010 Filed Aug 12, 2010 19:35 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | PurchaseCommon Stock | 36 | $45.84 | $1,650.24 |
DisclosureSEC source: 0001179110-10-012536 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,914 Read SEC document |
| July 03, 2010 Filed Jul 7, 2010 15:53 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 322.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-10-011458 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,921.17 Underlying: Common Stock · 322.6 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis F2 · price: Represents stock units credited to the Reporting Person's account as of July 3, 2010, at a price of $47.58 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock option upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of July 3, 2010, at a price of $47.58 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock option upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of July 3, 2010, at a price of $47.58 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock option upon cessation of director service (for any reason) or a change of control. Read SEC document |
| May 20, 2010 Filed May 24, 2010 17:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 2,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-10-009181 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,878 Read SEC document |
| April 03, 2010 Filed Apr 6, 2010 19:49 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 611.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-10-006611 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,598.57 Underlying: Common Stock · 611.68 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of April 3, 2010, at a price of $51.77 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units are based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of April 3, 2010, at a price of $51.77 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units are based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of April 3, 2010, at a price of $51.77 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units are based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| December 31, 2009 Filed Jan 5, 2010 16:32 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 419.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-10-000141 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,986.89 Underlying: Common Stock · 419.38 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2009, at a price of $47.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| September 26, 2009 Filed Sep 29, 2009 19:25 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 448.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-09-013749 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,567.51 Underlying: Common Stock · 448.86 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of September 26, 2009, at a price of $44.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 26, 2009, at a price of $44.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 26, 2009, at a price of $44.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| June 27, 2009 Filed Jul 1, 2009 00:16 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 417.56 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-09-010260 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,118.65 Underlying: Common Stock · 417.56 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of June 27, 2009, at a price of $41.91 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 27, 2009, at a price of $41.91 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 27, 2009, at a price of $41.91 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| May 21, 2009 Filed May 26, 2009 15:25 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-09-008509 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,369 Read SEC document |
| March 28, 2009 Filed Mar 31, 2009 17:10 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 478.14 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-09-005747 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,701.09 Underlying: Common Stock · 478.14 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of March 28, 2009, at a price of $36.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 28, 2009, at a price of $36.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 28, 2009, at a price of $36.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 21:53 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 535.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-09-000321 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,222.95 Underlying: Common Stock · 535.66 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2008, at a price of $34.07 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2008, at a price of $34.07 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2008, at a price of $34.07 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| September 27, 2008 Filed Sep 30, 2008 15:59 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 339.99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-08-017417 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,687.29 Underlying: Common Stock · 339.99 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of September 27, 2008, at a price of $56.62 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 27, 2008, at a price of $56.62 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 27, 2008, at a price of $56.62 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| June 28, 2008 Filed Jul 1, 2008 15:23 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 316.34 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-08-012946 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,347.3 Underlying: Common Stock · 316.34 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of June 28, 2008, at a price of $55.32 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 28, 2008, at a price of $55.32 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 28, 2008, at a price of $55.32 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| May 20, 2008 Filed May 22, 2008 21:25 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 2,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-08-010413 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,829 Read SEC document |
| March 29, 2008 Filed Apr 1, 2008 19:15 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 310.06 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-08-006824 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030.96 Underlying: Common Stock · 310.06 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of March 29, 2008, at a price of $56.44 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 29, 2008, at a price of $56.44 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 29, 2008, at a price of $56.44 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| December 31, 2007 Filed Jan 3, 2008 21:45 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 316.4 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-08-000315 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720.9 Underlying: Common Stock · 316.4 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2007, at a price of $57.68 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2007, at a price of $57.68 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2007, at a price of $57.68 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| September 29, 2007 Filed Oct 2, 2007 20:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 303.19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-07-019162 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,404.5 Underlying: Common Stock · 303.19 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of September 29, 2007, at a price of $57.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 29, 2007, at a price of $57.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 29, 2007, at a price of $57.72 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| September 13, 2007 Filed Sep 26, 2007 14:46 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-07-018829 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,686 Read SEC document |
| September 13, 2007 Filed Oct 2, 2007 20:20 UTC Amendment | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-07-019161 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,686 F1 · security: Amendment filed to include "V" in Transaction Code. Read SEC document |
| June 30, 2007 Filed Jul 3, 2007 17:08 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 338.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-07-014290 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101.31 Underlying: Common Stock · 338.69 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 30, 2007, at a price of $51.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| March 31, 2007 Filed Apr 3, 2007 20:52 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 377.24 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-07-007300 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762.62 Underlying: Common Stock · 377.24 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 31, 2007, at a price of $46.39 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| December 31, 2006 Filed Jan 4, 2007 22:02 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantPhantom Stock Units · Derivative | 385.38 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-07-000452 · edgar.xml · derivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385.38 Underlying: Common Stock · 385.38 shares Expires not disclosed F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis. F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2006, at a price of $45.41 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2006, at a price of $45.41 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2006, at a price of $45.41 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Director's fees and retainers are deferred quarterly under the Plan as Common Stock units based on the average of the opening and closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control. Read SEC document |
| November 09, 2006 Filed Nov 14, 2006 22:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $36.87 | Not disclosed |
DisclosureSEC source: 0001179110-06-021722 · edgar.xml · derivative · entry 6 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2016-05-05 F6 · price: Received in the Merger in exchange for a stock option to acquire 10,000 shares of FSH common stock for $73.73 per share. Read SEC document |
| November 09, 2006 Filed Nov 14, 2006 22:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (right to Buy) · Derivative | 20,000 | Not disclosed Strike: $30.04 | Not disclosed |
DisclosureSEC source: 0001179110-06-021722 · edgar.xml · derivative · entry 5 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2015-05-06 F5 · price: Received in the Merger in exchange for a stock option to acquire 10,000 shares of FSH common stock for $60.07 per share. Read SEC document |
| November 09, 2006 Filed Nov 14, 2006 22:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $28.68 | Not disclosed |
DisclosureSEC source: 0001179110-06-021722 · edgar.xml · derivative · entry 4 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2014-06-28 F4 · price: Received in the Merger in exchange for a stock option to acquire 10,000 shares of FSH common stock for $57.36 per share. Read SEC document |
| November 09, 2006 Filed Nov 14, 2006 22:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (right to buy) · Derivative | 15,600 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001179110-06-021722 · edgar.xml · derivative · entry 3 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 Underlying: Common Stock · 15,600 shares Expires 2013-11-09 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 9, 2007. Read SEC document |
| November 09, 2006 Filed Nov 14, 2006 22:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-06-021722 · edgar.xml · nonDerivative · entry 2 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,686 F2 · price: Received in exchange for 2,000 Resticted Stock Units accrued under Fisher's 2005 Equity and Incentive Plan. The Restricted Stock Units were settled pursuant to the Merger for 2.0 shares of TMO common stock on the effective date of the merger. Read SEC document |
| November 09, 2006 Filed Nov 14, 2006 22:58 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 33,686 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-06-021722 · edgar.xml · nonDerivative · entry 1 SPERLING SCOTT M · CIK 0001214212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,686 F1 · price: Received in exchange for 16,843 shares of Fisher Scientific International Inc. ("FSH") common stock in connection with the merger of Thermo Fisher Scientific Inc. (formerly known as Thermo Electron Corporation), Trumpet Merger Corporation and FSH (the "Merger"). On the effective date of the Merger, the closing price of FSH's common stock was $86.58 per share, and the closing price of TMO's common stock was $43.37 per share. Each share of FSH common stock was converted in the Merger into the right to receive 2.0 shares of TMO common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.