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SPERLING SCOTT M

Disclosed activity across 5 companies

Tapewire entity
14510
SEC CIK
0001214212

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Madison Square Garden Sports Corp.MSG · Entity 3572DirectorDecember 06, 2018December 10, 2018
THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836DirectorSeptember 26, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Madison Square Garden Sports Corp.

Report date December 06, 2018 · Filed December 10, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,193 Reported balance After 2018-12-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-12-06 · Grant · Acquired 416 · Balance 2,193

F1: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

THERMO FISHER SCIENTIFIC INC.

Report date September 26, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect17,737.6 Reported balance After 2026-09-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-26 · Grant · Acquired 62.96 · Balance 17,737.6

F1: Convertible into Common Stock on a 1-for-1 basis.

F2: Represents stock units credited to the Reporting Person's account as of September 26, 2026, at a price of $675.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Filing footnotes · ownership attribution and instrument terms

F1: Convertible into Common Stock on a 1-for-1 basis.

F2: Represents stock units credited to the Reporting Person's account as of September 26, 2026, at a price of $675.00 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2024-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnotes0 Reported balance After 2024-05-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-05-07 · Disposition to issuer · Disposed 98,195,398 · Balance 0

F1: See Exhibit 99.1 for text of Footnote 1.

F2: See Exhibit 99.1 for text of Footnote 2.

F3: See Exhibit 99.1 for text of Footnote 3.

F4: See Exhibit 99.1 for text of Footnote 4.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for text of Footnote 1.

F2: See Exhibit 99.1 for text of Footnote 2.

F3: See Exhibit 99.1 for text of Footnote 3.

F4: See Exhibit 99.1 for text of Footnote 4.

Federal Street Acquisition Corp.

Report date January 04, 2019 · Filed January 04, 2019

Jointly reported with THL AGILITI LLC, FS Sponsor LLC, WELDON KENT R, THL EQUITY FUND VIII INVESTORS (AGILITI), L.P.

Section 16 reporting ended · disclosed 2019-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnotes0 Last balance in matching sequence After 2019-01-04 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-01-04 · Conversion · Acquired 11,400,000 · Balance 98,195,398

F1: See Exhibit 99.1 for text of footnotes.

F3: See Exhibit 99.1 for text of footnotes.

F4: See Exhibit 99.1 for text of footnotes.

F5: See Exhibit 99.1 for text of footnotes.

Row 2 · 2019-01-04 · Disposition to issuer · Disposed 98,195,398 · Balance 0

F2: See Exhibit 99.1 for text of footnotes.

F1: See Exhibit 99.1 for text of footnotes.

F3: See Exhibit 99.1 for text of footnotes.

F4: See Exhibit 99.1 for text of footnotes.

F5: See Exhibit 99.1 for text of footnotes.

Class F Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible securityIndirectSee footnotes0 Reported balance After 2019-01-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-04 · Conversion · Disposed 11,400,000 · Balance 0

F1: See Exhibit 99.1 for text of footnotes.

F3: See Exhibit 99.1 for text of footnotes.

F4: See Exhibit 99.1 for text of footnotes.

F5: See Exhibit 99.1 for text of footnotes.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for text of footnotes.

F2: See Exhibit 99.1 for text of footnotes.

F3: See Exhibit 99.1 for text of footnotes.

F4: See Exhibit 99.1 for text of footnotes.

F5: See Exhibit 99.1 for text of footnotes.

Section 16 reporting ended · disclosed 2019-05-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivativeIndirectSee footnotes294,458.5 Reported balance After 2019-05-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-05-01 · Grant · Acquired 294,458.5 · Balance 294,458.5

F1: See Exhibit 99.1 for text of footnote (1).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

F7: See Exhibit 99.1 for text of footnote (7).

F8: See Exhibit 99.1 for text of footnote (8).

Class B Common Stock, $0.001 par value per shareSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-05-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-05-01 · Disposition to issuer · Disposed 277,778 · Balance 0

F9: See Exhibit 99.1 for text of footnote (9).

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F5: See Exhibit 99.1 for text of footnote (5).

F7: See Exhibit 99.1 for text of footnote (7).

Class C Common Stock, $0.001 par value per shareSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2019-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-01 · Disposition to issuer · Disposed 29,483,751 · Balance 0

F9: See Exhibit 99.1 for text of footnote (9).

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F6: See Exhibit 99.1 for text of footnote (6).

F8: See Exhibit 99.1 for text of footnote (8).

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSee footnotes102,642 Reported balance After 2019-05-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-05-01 · Grant · Acquired 103,142 · Balance 102,642

F1: See Exhibit 99.1 for text of footnote (1).

F3: See Exhibit 99.1 for text of footnote (3).

F10: See Exhibit 99.1 for text of footnote (10).

F11: See Exhibit 99.1 for text of footnote (11).

F7: See Exhibit 99.1 for text of footnote (7).

F8: See Exhibit 99.1 for text of footnote (8).

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1 for text of footnote (1).

F2: See Exhibit 99.1 for text of footnote (2).

F3: See Exhibit 99.1 for text of footnote (3).

F4: See Exhibit 99.1 for text of footnote (4).

F5: See Exhibit 99.1 for text of footnote (5).

F6: See Exhibit 99.1 for text of footnote (6).

F7: See Exhibit 99.1 for text of footnote (7).

F8: See Exhibit 99.1 for text of footnote (8).

F9: See Exhibit 99.1 for text of footnote (9).

F10: See Exhibit 99.1 for text of footnote (10).

F11: See Exhibit 99.1 for text of footnote (11).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2019 Filed Jan 4, 2019 18:51 UTC Federal Street Acquisition Corp. FSAC · Entity 161278 OtherClass F Common Stock, par value $0.0001 per share · Derivative 11,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-000901 · a4.xml · derivative · entry 2

FS Sponsor LLC · CIK 0001701842 · Director · 10% owner

SPERLING SCOTT M · CIK 0001214212 · Director · 10% owner

WELDON KENT R · CIK 0001214214 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock, par value $0.0001 per share · 11,400,000 shares

Expires not disclosed

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnotes.

F4 · kind: See Exhibit 99.1 for text of footnotes.

F4 · price: See Exhibit 99.1 for text of footnotes.

F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnotes.

F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnotes.

F2 · ownership.direct: See Exhibit 99.1 for text of footnotes.

F3 · ownership.direct: See Exhibit 99.1 for text of footnotes.

Read SEC document
January 04, 2019 Filed Jan 4, 2019 18:51 UTC Federal Street Acquisition Corp. FSAC · Entity 161278 GrantClass A Common Stock, par value $0.0001 per share 86,795,398 $8.50 $737,760,883.00
Disclosure

SEC source: 0001104659-19-000901 · a4.xml · nonDerivative · entry 1

FS Sponsor LLC · CIK 0001701842 · Director · 10% owner

SPERLING SCOTT M · CIK 0001214212 · Director · 10% owner

WELDON KENT R · CIK 0001214214 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 86,795,398

F1 · kind: See Exhibit 99.1 for text of footnotes.

F2 · ownership.nature: See Exhibit 99.1 for text of footnotes.

F3 · ownership.nature: See Exhibit 99.1 for text of footnotes.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 139.64 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-000248 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,244.74

Underlying: Common Stock · 139.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2018, at a price of $223.79 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2018, at a price of $223.79 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2018, at a price of $223.79 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:31 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 416 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-044836 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,193

Underlying: Class A Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
September 29, 2018 Filed Oct 2, 2018 20:58 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 128.03 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-039956 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,105.1

Underlying: Common Stock · 128.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 29, 2018, at a price of $244.08 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 29, 2018, at a price of $244.08 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.underlying_shares: Represents stock units credited to the Reporting Person's account as of September 29, 2018, at a price of $244.08 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:40 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 150.86 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-031287 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,977.07

Underlying: Common Stock · 150.86 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 30, 2018, at a price of $207.14 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 30, 2018, at a price of $207.14 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 30, 2018, at a price of $207.14 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:00 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 809 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-025759 · form4.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,973

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 151.36 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-016795 · form4.xml · derivative · entry 2

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826.21

Underlying: Common Stock · 151.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 31, 2018, at a price of $206.46 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 31, 2018, at a price of $206.46 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 31, 2018, at a price of $206.46 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
February 07, 2018 Filed Apr 3, 2018 21:11 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GiftCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-016795 · form4.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,164

Read SEC document
December 31, 2017 Filed Jan 4, 2018 00:06 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 164.58 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-000577 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,674.85

Underlying: Common Stock · 164.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2017, at a price of $189.88 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2017, at a price of $189.88 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2017, at a price of $189.88 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 22:39 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066041 · doc4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

Underlying: Class A Common Stock · 513 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:05 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 165.17 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-037389 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,510.27

Underlying: Common Stock · 165.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 30, 2017, at a price of $189.20 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 30, 2017, at a price of $189.20 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 30, 2017, at a price of $189.20 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
July 01, 2017 Filed Jul 6, 2017 00:01 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 179.11 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-027245 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345.1

Underlying: Common Stock · 179.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of July 1, 2017, at a price of $174.47 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of July 1, 2017, at a price of $174.47 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of July 1, 2017, at a price of $174.47 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:32 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 1,024 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-021627 · form4.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,464

Read SEC document
April 01, 2017 Filed Apr 4, 2017 20:38 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 244.14 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014664 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,165.99

Underlying: Common Stock · 244.14 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of April 1, 2017, at a price of $153.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of April 1, 2017, at a price of $153.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of April 1, 2017, at a price of $153.60 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 177.18 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000403 · form4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,921.85

Underlying: Common Stock · 177.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2016, at a price of $141.10 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2016, at a price of $141.10 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2016, at a price of $141.10 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:51 UTC Madison Square Garden Sports Corp. MSG · Entity 3572 GrantRestricted Stock Units · Derivative 635 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154949 · doc4.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264

Underlying: Class A Common Stock · 635 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is granted under The Madison Square Garden Company 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases.

Read SEC document
October 01, 2016 Filed Oct 4, 2016 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 157.17 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-081666 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,744.67

Underlying: Common Stock · 157.17 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of October 1, 2016, at a price of $159.06 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of October 1, 2016, at a price of $159.06 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of October 1, 2016, at a price of $159.06 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
July 02, 2016 Filed Jul 6, 2016 20:34 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 192.66 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-071801 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,587.5

Underlying: Common Stock · 192.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of July 2, 2016, at a price of $149.23 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of July 2, 2016, at a price of $149.23 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of July 2, 2016, at a price of $149.23 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
May 18, 2016 Filed May 20, 2016 20:43 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-066504 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,440

Read SEC document
April 02, 2016 Filed Apr 5, 2016 20:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 201.51 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-060255 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,394.84

Underlying: Common Stock · 201.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of April 2, 2016, at a price of $142.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of April 2, 2016, at a price of $142.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of April 2, 2016, at a price of $142.67 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $36.87 $0.00
Disclosure

SEC source: 0001140361-16-056743 · doc1.xml · derivative · entry 4

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2016-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2016 Filed Mar 7, 2016 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 3,350 $137.90 $461,965.00
Disclosure

SEC source: 0001140361-16-056743 · doc1.xml · nonDerivative · entry 3

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,440

Read SEC document
March 03, 2016 Filed Mar 7, 2016 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 2,000 $137.89 $275,780.00
Disclosure

SEC source: 0001140361-16-056743 · doc1.xml · nonDerivative · entry 2

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,790

Read SEC document
March 03, 2016 Filed Mar 7, 2016 21:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 20,000 $36.87 $737,400.00
Disclosure

SEC source: 0001140361-16-056743 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 21:32 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 202.68 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-046577 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,193.33

Underlying: Common Stock · 202.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2015, at a price of $141.85 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2015, at a price of $141.85 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2015, at a price of $141.85 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
September 26, 2015 Filed Sep 29, 2015 20:31 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 234.41 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-036146 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,990.65

Underlying: Common Stock · 234.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 26, 2015, at a price of $122.65 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 26, 2015, at a price of $122.65 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 26, 2015, at a price of $122.65 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
June 27, 2015 Filed Jun 30, 2015 21:13 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 217.46 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-026069 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,756.24

Underlying: Common Stock · 217.46 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 27, 2015, at a price of $132.21 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 27, 2015, at a price of $132.21 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 27, 2015, at a price of $132.21 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
May 20, 2015 Filed May 22, 2015 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 1,137 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-021580 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,790

Read SEC document
March 28, 2015 Filed Mar 31, 2015 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 215.05 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-013707 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538.78

Underlying: Common Stock · 215.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 28, 2015, at a price of $133.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 28, 2015, at a price of $133.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 28, 2015, at a price of $133.69 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 21:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $30.04 $0.00
Disclosure

SEC source: 0001140361-15-011539 · doc1.xml · derivative · entry 3

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2015-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2015 Filed Mar 12, 2015 21:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 11,725 $126.75 $1,486,143.75
Disclosure

SEC source: 0001140361-15-011539 · doc1.xml · nonDerivative · entry 2

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,689

Read SEC document
March 10, 2015 Filed Mar 12, 2015 21:09 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 20,000 $30.04 $600,800.00
Disclosure

SEC source: 0001140361-15-011539 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 21:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 229.47 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-000435 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323.73

Underlying: Common Stock · 229.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2014, at a price of $125.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2014, at a price of $125.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2014, at a price of $125.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
September 27, 2014 Filed Sep 30, 2014 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 236.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-036783 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094.26

Underlying: Common Stock · 236.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 27, 2014, at a price of $121.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 27, 2014, at a price of $121.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 27, 2014, at a price of $121.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
June 28, 2014 Filed Jul 1, 2014 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 243.03 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-027221 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,857.36

Underlying: Common Stock · 243.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 28, 2014, at a price of $118.30 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 28, 2014, at a price of $118.30 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 28, 2014, at a price of $118.30 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
May 20, 2014 Filed May 22, 2014 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 1,311 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-022669 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,414

Read SEC document
March 29, 2014 Filed Apr 1, 2014 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 242.62 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-015105 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,614.33

Underlying: Common Stock · 242.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 29, 2014, at a price of $118.50 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 29, 2014, at a price of $118.50 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 29, 2014, at a price of $118.50 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
March 05, 2014 Filed Mar 7, 2014 21:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $28.68 $0.00
Disclosure

SEC source: 0001140361-14-011673 · doc1.xml · derivative · entry 3

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2014-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 05, 2014 Filed Mar 7, 2014 21:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 4,550 $125.92 $572,936.00
Disclosure

SEC source: 0001140361-14-011673 · doc1.xml · nonDerivative · entry 2

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,103

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.91 to $125.93, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Secruities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the rage set forth in this footnote.

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March 05, 2014 Filed Mar 7, 2014 21:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 20,000 $28.68 $573,600.00
Disclosure

SEC source: 0001140361-14-011673 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2013 Filed Jan 3, 2014 21:32 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 258.19 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-000569 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,371.71

Underlying: Common Stock · 258.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2013, at a price of $111.35 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2013, at a price of $111.35 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2013, at a price of $111.35 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

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September 28, 2013 Filed Oct 1, 2013 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 309.11 $0.00 $0.00
Disclosure

SEC source: 0001140361-13-037447 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,113.52

Underlying: Common Stock · 309.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 28, 2013, at a price of $93.01 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 28, 2013, at a price of $93.01 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 28, 2013, at a price of $93.01 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

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June 29, 2013 Filed Jul 2, 2013 20:35 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 339.71 $0.00 $0.00
Disclosure

SEC source: 0001140361-13-027144 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,804.41

Underlying: Common Stock · 339.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of June 29, 2013, at a price of $84.63 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of June 29, 2013, at a price of $84.63 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of June 29, 2013, at a price of $84.63 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

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May 22, 2013 Filed May 24, 2013 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantCommon Stock 1,739 $0.00 $0.00
Disclosure

SEC source: 0001140361-13-022782 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,653

Read SEC document
May 14, 2013 Filed May 16, 2013 20:34 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionStock option (Right to Buy) · Derivative 15,600 $0.00 Strike: $43.37 $0.00
Disclosure

SEC source: 0001140361-13-021345 · doc1.xml · derivative · entry 3

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,600 shares

Expires 2013-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments on November 9, 2007, 2008 and 2009.

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May 14, 2013 Filed May 16, 2013 20:34 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 SaleCommon Stock 8,000 $84.65 $677,200.00
Disclosure

SEC source: 0001140361-13-021345 · doc1.xml · nonDerivative · entry 2

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,914

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.65 to $84.68, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 14, 2013 Filed May 16, 2013 20:34 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 Exercise / conversionCommon Stock 15,600 $43.37 $676,572.00
Disclosure

SEC source: 0001140361-13-021345 · doc1.xml · nonDerivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2013 Filed Apr 2, 2013 20:30 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 406.16 $0.00 $0.00
Disclosure

SEC source: 0001140361-13-015179 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,464.7

Underlying: Common Stock · 406.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of March 30, 2013, at a price of $76.49 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of March 30, 2013, at a price of $76.49 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of March 30, 2013, at a price of $76.49 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 31, 2012 Filed Jan 3, 2013 21:32 UTC THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 GrantPhantom Stock Units · Derivative 352.78 $0.00 $0.00
Disclosure

SEC source: 0001140361-13-000695 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,058.54

Underlying: Common Stock · 352.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2012, at a price of $63.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2012, at a price of $63.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2012, at a price of $63.78 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.