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ARCH VENTURE FUND VI LP

Disclosed activity across 2 companies

Tapewire entity
145090
SEC CIK
0001222135

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
XTERA COMMUNICATIONS, INC.XCOM · Entity 18165410% ownerOctober 11, 2016October 13, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

XTERA COMMUNICATIONS, INC.

Report date October 11, 2016 · Filed October 13, 2016

Jointly reported with ARCH VENTURE PARTNERS VI LP, ARCH VENTURE PARTNERS VI LLC, CRANDELL KEITH, NELSEN ROBERT

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.61 · Expires 2026-10-11IndirectSee Footnote500,167 Reported balance After 2016-10-11 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-10-11 · Purchase · Acquired 83,500 · Balance 500,167

F1: The Warrants reported on this Form 4 were issued by Xtera Communications, Inc. (the "Company") as part of a private placement of secured promissory notes (the "Notes"). Each purchaser of Notes received warrants to purchase one share of the Company's Common Stock for each $1.00 of principal amount of Notes purchased

F2: The Warrants are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The managing directors of ARCH VI LLC are Clinton Bybee, Keith Crandell and Robert Nelsen, and as such they may be deemed to have shared voting and investment power over the shares held by ARCH Fund VI. Mr. Bybee is a member of the Company's board of directors. Messrs. Bybee, Crandell and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Warrants reported on this Form 4 were issued by Xtera Communications, Inc. (the "Company") as part of a private placement of secured promissory notes (the "Notes"). Each purchaser of Notes received warrants to purchase one share of the Company's Common Stock for each $1.00 of principal amount of Notes purchased

F2: The Warrants are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The managing directors of ARCH VI LLC are Clinton Bybee, Keith Crandell and Robert Nelsen, and as such they may be deemed to have shared voting and investment power over the shares held by ARCH Fund VI. Mr. Bybee is a member of the Company's board of directors. Messrs. Bybee, Crandell and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2020-11-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote2,182,995 Reported balance After 2020-11-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2020-11-20 · Other · Disposed 229,006 · Balance 2,182,995

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F2: These shares are directly held by ARCH Venture Fund VI, L.P. ("ARCH VI"). ARCH Venture Partners VI, L.P. ("GPLP"), the sole general partner of ARCH VI, may be deemed to beneficially own the shares held by ARCH VI. ARCH Venture Partners VI, LLC ("GPLLC"), as the sole general partner of GPLP, may be deemed to beneficially own the shares held by ARCH VI. As managing directors of GPLLC, each of Robert Nelsen and Clinton Bybee (the "ARCH Managing Directors"), may be deemed to beneficially own the shares held by ARCH VI. Each of GPLP, GPLLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,391,690 Reported balance After 2020-11-20 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2020-11-20 · Other · Disposed 145,994 · Balance 1,391,690

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F3: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As managing directors of ARCH VIII LLC, each of the ARCH Managing Directors may be deemed to beneficially own the shares held by ARCH Overage. Each of ARCH VIII LLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,905,481 Reported balance After 2020-11-24 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2020-11-24 · Other · Disposed 277,514 · Balance 1,905,481

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F2: These shares are directly held by ARCH Venture Fund VI, L.P. ("ARCH VI"). ARCH Venture Partners VI, L.P. ("GPLP"), the sole general partner of ARCH VI, may be deemed to beneficially own the shares held by ARCH VI. ARCH Venture Partners VI, LLC ("GPLLC"), as the sole general partner of GPLP, may be deemed to beneficially own the shares held by ARCH VI. As managing directors of GPLLC, each of Robert Nelsen and Clinton Bybee (the "ARCH Managing Directors"), may be deemed to beneficially own the shares held by ARCH VI. Each of GPLP, GPLLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,214,770 Reported balance After 2020-11-24 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2020-11-24 · Other · Disposed 176,920 · Balance 1,214,770

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F3: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As managing directors of ARCH VIII LLC, each of the ARCH Managing Directors may be deemed to beneficially own the shares held by ARCH Overage. Each of ARCH VIII LLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Common StockSEC Table I · non-derivativeDirect854 Reported balance After 2020-11-20 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2020-11-20 · Other · Acquired 854 · Balance 854

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F5: Shares owned by Nelsen.

Common StockSEC Table I · non-derivativeDirect853 Reported balance After 2020-11-20 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2020-11-20 · Other · Acquired 853 · Balance 853

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F6: Shares owned by Bybee.

Common StockSEC Table I · non-derivativeDirect1,888 Reported balance After 2020-11-24 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2020-11-24 · Other · Acquired 1,034 · Balance 1,888

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F5: Shares owned by Nelsen.

Common StockSEC Table I · non-derivativeDirect1,889 Reported balance After 2020-11-24 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2020-11-24 · Other · Acquired 1,036 · Balance 1,889

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F6: Shares owned by Bybee.

Filing footnotes · ownership attribution and instrument terms

F1: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F2: These shares are directly held by ARCH Venture Fund VI, L.P. ("ARCH VI"). ARCH Venture Partners VI, L.P. ("GPLP"), the sole general partner of ARCH VI, may be deemed to beneficially own the shares held by ARCH VI. ARCH Venture Partners VI, LLC ("GPLLC"), as the sole general partner of GPLP, may be deemed to beneficially own the shares held by ARCH VI. As managing directors of GPLLC, each of Robert Nelsen and Clinton Bybee (the "ARCH Managing Directors"), may be deemed to beneficially own the shares held by ARCH VI. Each of GPLP, GPLLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

F3: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As managing directors of ARCH VIII LLC, each of the ARCH Managing Directors may be deemed to beneficially own the shares held by ARCH Overage. Each of ARCH VIII LLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

F4: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F5: Shares owned by Nelsen.

F6: Shares owned by Bybee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 1,036 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 8

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,889

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4 · kind: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F6 · ownership.direct: Shares owned by Bybee.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 7

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4 · kind: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F5 · ownership.direct: Shares owned by Nelsen.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 176,920 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 6

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,214,770

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F3 · ownership.nature: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As managing directors of ARCH VIII LLC, each of the ARCH Managing Directors may be deemed to beneficially own the shares held by ARCH Overage. Each of ARCH VIII LLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 277,514 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 5

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,905,481

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F2 · ownership.nature: These shares are directly held by ARCH Venture Fund VI, L.P. ("ARCH VI"). ARCH Venture Partners VI, L.P. ("GPLP"), the sole general partner of ARCH VI, may be deemed to beneficially own the shares held by ARCH VI. ARCH Venture Partners VI, LLC ("GPLLC"), as the sole general partner of GPLP, may be deemed to beneficially own the shares held by ARCH VI. As managing directors of GPLLC, each of Robert Nelsen and Clinton Bybee (the "ARCH Managing Directors"), may be deemed to beneficially own the shares held by ARCH VI. Each of GPLP, GPLLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 853 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 4

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4 · kind: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F6 · ownership.direct: Shares owned by Bybee.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 854 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 3

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F4 · kind: Change from indirect to direct ownership of shares previously reported as beneficially owned by the Reporting Person.

F5 · ownership.direct: Shares owned by Nelsen.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 145,994 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 2

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,391,690

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F3 · ownership.nature: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As managing directors of ARCH VIII LLC, each of the ARCH Managing Directors may be deemed to beneficially own the shares held by ARCH Overage. Each of ARCH VIII LLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 20:59 UTC Quanterix Corp QTRX · Entity 6649 OtherCommon Stock 229,006 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005886 · form4.xml · nonDerivative · entry 1

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,182,995

F1 · kind: Distribution of Common Stock held by a limited partnership to its partners for no consideration.

F2 · ownership.nature: These shares are directly held by ARCH Venture Fund VI, L.P. ("ARCH VI"). ARCH Venture Partners VI, L.P. ("GPLP"), the sole general partner of ARCH VI, may be deemed to beneficially own the shares held by ARCH VI. ARCH Venture Partners VI, LLC ("GPLLC"), as the sole general partner of GPLP, may be deemed to beneficially own the shares held by ARCH VI. As managing directors of GPLLC, each of Robert Nelsen and Clinton Bybee (the "ARCH Managing Directors"), may be deemed to beneficially own the shares held by ARCH VI. Each of GPLP, GPLLC and the ARCH Managing Directors disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein, if any.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionSeries D Preferred Stock · Derivative 4,087,193 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · derivative · entry 13

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,271,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F5 · derivative.exercise_date: These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.

F6 · derivative.expiration_date: Not applicable.

F3 · ownership.direct: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VIII LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund Overage. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionSeries D Preferred Stock · Derivative 1,226,158 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · derivative · entry 12

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 381,507 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F5 · derivative.exercise_date: These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionSeries C Preferred Stock · Derivative 352,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · derivative · entry 11

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 109,769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F5 · derivative.exercise_date: These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionSeries B Preferred Stock · Derivative 1,533,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · derivative · entry 10

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 477,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F5 · derivative.exercise_date: These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionSeries A-2 Preferred Stock · Derivative 3,360,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · derivative · entry 9

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,045,426 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F5 · derivative.exercise_date: These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionSeries A-1 Preferred Stock · Derivative 1,280,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · derivative · entry 8

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 398,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F5 · derivative.exercise_date: These shares were convertible into the Issuer's common stock in accordance with the Issuer's Restated Certificate of Incorporation, as amended, at any time after the issuance of such shares, at the holder's election.

F6 · derivative.expiration_date: Not applicable.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 PurchaseCommon Stock 266,000 $15.00 $3,990,000.00
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 7

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,684

F4 · shares: Reflects shares purchased in the Issuer's initial public offering.

F3 · ownership.direct: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VIII LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund Overage. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionCommon Stock 1,271,684 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 6

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,271,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F3 · ownership.direct: The shares are held of record by ARCH Venture Fund VIII Overage, L.P. ("ARCH Fund Overage"). The sole general partner of ARCH Fund Overage is ARCH Venture Partners VIII, LLC ("ARCH VIII LLC"), which may be deemed to beneficially own the shares held by ARCH Fund Overage. ARCH VIII LLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VIII LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund Overage. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionCommon Stock 381,507 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 5

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionCommon Stock 109,769 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 4

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionCommon Stock 477,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 3

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionCommon Stock 1,045,426 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 2

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:25 UTC Quanterix Corp QTRX · Entity 6649 ConversionCommon Stock 398,257 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-073156 · a4.xml · nonDerivative · entry 1

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH Venture Fund VIII Overage, L.P. · CIK 0001617237 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

ARCH Venture Partners VIII, LLC · CIK 0001616165 · 10% owner

BYBEE CLINTON · CIK 0001219043 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares of preferred stock automatically converted into common stock immediately prior to the closing of the Issuer's initial public offering using a calculation defined in the Issuer's Restated Certificate of Incorporation, as amended, based on the initial purchase price and the conversion rate in effect at the time of conversion. The shares of preferred stock automatically converted on a 1-for-3.214 basis and such conversion rate is reflected in the amount of common stock underlying the security.

F2 · ownership.direct: The shares are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. As a managing director of ARCH VI LLC, the Reporting Person may be deemed to beneficially own the shares held by ARCH Fund VI. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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October 11, 2016 Filed Oct 13, 2016 16:02 UTC XTERA COMMUNICATIONS, INC. XCOM · Entity 181654 PurchaseWarrants to Purchase Common Stock · Derivative 83,500 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001209191-16-145790 · doc4.xml · derivative · entry 1

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

CRANDELL KEITH · CIK 0001219039 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 500,167

Underlying: Common Stock · 83,500 shares

Expires 2026-10-11

F1 · price: The Warrants reported on this Form 4 were issued by Xtera Communications, Inc. (the "Company") as part of a private placement of secured promissory notes (the "Notes"). Each purchaser of Notes received warrants to purchase one share of the Company's Common Stock for each $1.00 of principal amount of Notes purchased

F2 · ownership.nature: The Warrants are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The managing directors of ARCH VI LLC are Clinton Bybee, Keith Crandell and Robert Nelsen, and as such they may be deemed to have shared voting and investment power over the shares held by ARCH Fund VI. Mr. Bybee is a member of the Company's board of directors. Messrs. Bybee, Crandell and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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September 27, 2016 Filed Sep 28, 2016 16:13 UTC XTERA COMMUNICATIONS, INC. XCOM · Entity 181654 PurchaseWarrants to Purchase Common Stock · Derivative 250,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001209191-16-142995 · doc4.xml · derivative · entry 1

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

CRANDELL KEITH · CIK 0001219039 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 416,667

Underlying: Common Stock · 250,000 shares

Expires 2026-09-27

F1 · price: The Warrants reported on this Form 4 were issued by Xtera Communications, Inc. (the "Company") as part of a private placement of secured promissory notes (the "Notes"). Each purchaser of Notes received warrants to purchase one share of the Company's Common Stock for each $1.00 of principal amount of Notes purchased

F2 · ownership.nature: The Warrants are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The managing directors of ARCH VI LLC are Clinton Bybee, Keith Crandell and Robert Nelsen, and as such they may be deemed to have shared voting and investment power over the shares held by ARCH Fund VI. Mr. Bybee is a member of the Company's board of directors. Messrs. Bybee, Crandell and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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September 13, 2016 Filed Sep 15, 2016 14:26 UTC XTERA COMMUNICATIONS, INC. XCOM · Entity 181654 PurchaseWarrants to Purchase Common Stock · Derivative 166,667 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001209191-16-141532 · doc4.xml · derivative · entry 1

ARCH VENTURE FUND VI LP · CIK 0001222135 · 10% owner

ARCH VENTURE PARTNERS VI LP · CIK 0001274410 · 10% owner

ARCH VENTURE PARTNERS VI LLC · CIK 0001274412 · 10% owner

CRANDELL KEITH · CIK 0001219039 · 10% owner

NELSEN ROBERT · CIK 0001219042 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 166,667

Underlying: Common Stock · 166,667 shares

Expires 2026-09-13

F1 · price: The Warrants reported on this Form 4 were issued by Xtera Communications, Inc. (the "Company") as part of a private placement of secured promissory notes (the "Notes") conducted on September 13, 2016. Each purchaser of Notes received warrants to purchase one share of the Company's Common Stock for each $1.00 of principal amount of Notes purchased

F2 · ownership.nature: The Warrants are held of record by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"), which may be deemed to beneficially own the shares held by ARCH Fund VI. The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"), which may be deemed to beneficially own the shares held by ARCH Fund VI. ARCH Partners VI and ARCH VI LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. The managing directors of ARCH VI LLC are Clinton Bybee, Keith Crandell and Robert Nelsen, and as such they may be deemed to have shared voting and investment power over the shares held by ARCH Fund VI. Mr. Bybee is a member of the Company's board of directors. Messrs. Bybee, Crandell and Nelsen disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.