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person · Reporting owner

NARAYEN SHANTANU

Disclosed activity across 2 companies

Tapewire entity
14506
SEC CIK
0001224154

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADOBE INC.ADBE · Entity 2895Director · Chair and CEOSeptember 16, 2026September 18, 2026
PFIZER INCPFE · Entity 2863DirectorSeptember 25, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADOBE INC.

Report date September 16, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby trust238,724 Last balance in matching sequence After 2026-09-17 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
12 source rows

Row 1 · 2026-09-16 · Sale · Disposed 8,358 · Balance 355,366

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F2: This transaction was executed in multiple trades at prices ranging from $249.53 to $250.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 2 · 2026-09-16 · Sale · Disposed 33,001 · Balance 322,365

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F4: This transaction was executed in multiple trades at prices ranging from $250.53 to $251.525. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 3 · 2026-09-16 · Sale · Disposed 20,716 · Balance 301,649

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F5: This transaction was executed in multiple trades at prices ranging from $251.53 to $252.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 4 · 2026-09-16 · Sale · Disposed 11,495 · Balance 290,154

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F6: This transaction was executed in multiple trades at prices ranging from $252.555 to $253.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 5 · 2026-09-16 · Sale · Disposed 930 · Balance 289,224

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F7: This transaction was executed in multiple trades at prices ranging from $253.57 to $253.74. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 6 · 2026-09-17 · Sale · Disposed 1,378 · Balance 287,846

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F8: This transaction was executed in multiple trades at prices ranging from $245.595 to $246.2986. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 7 · 2026-09-17 · Sale · Disposed 3,430 · Balance 284,416

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F9: This transaction was executed in multiple trades at prices ranging from $246.645 to $247.6443. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 8 · 2026-09-17 · Sale · Disposed 7,168 · Balance 277,248

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F10: This transaction was executed in multiple trades at prices ranging from $247.645 to $248.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 9 · 2026-09-17 · Sale · Disposed 10,313 · Balance 266,935

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F11: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 10 · 2026-09-17 · Sale · Disposed 17,595 · Balance 249,340

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F12: This transaction was executed in multiple trades at prices ranging from $249.672 to $250.67. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 11 · 2026-09-17 · Sale · Disposed 9,978 · Balance 239,362

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F13: This transaction was executed in multiple trades at prices ranging from $250.68 to $251.59. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Row 12 · 2026-09-17 · Sale · Disposed 638 · Balance 238,724

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F14: This transaction was executed in multiple trades at prices ranging from $251.72 to $251.81. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Common StockSEC Table I · non-derivativeDirect399.15 Reported balance Holding disclosure · report date 2026-09-16 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 399.15

Filing footnotes · ownership attribution and instrument terms

F1: The sale was primarily made for the reporting person's tax and estate planning purposes.

F2: This transaction was executed in multiple trades at prices ranging from $249.53 to $250.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

F4: This transaction was executed in multiple trades at prices ranging from $250.53 to $251.525. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F5: This transaction was executed in multiple trades at prices ranging from $251.53 to $252.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F6: This transaction was executed in multiple trades at prices ranging from $252.555 to $253.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F7: This transaction was executed in multiple trades at prices ranging from $253.57 to $253.74. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F8: This transaction was executed in multiple trades at prices ranging from $245.595 to $246.2986. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F9: This transaction was executed in multiple trades at prices ranging from $246.645 to $247.6443. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F10: This transaction was executed in multiple trades at prices ranging from $247.645 to $248.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F11: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F12: This transaction was executed in multiple trades at prices ranging from $249.672 to $250.67. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F13: This transaction was executed in multiple trades at prices ranging from $250.68 to $251.59. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F14: This transaction was executed in multiple trades at prices ranging from $251.72 to $251.81. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

PFIZER INC

Report date September 25, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect205,648.823 Reported balance After 2026-09-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-25 · Grant · Acquired 1,743.983 · Balance 205,648.823

F1: Each unit represents one phantom share of common stock.

F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit represents one phantom share of common stock.

F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2020 Filed Jul 23, 2020 20:34 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 852 $446.80 $380,677.69
Disclosure

SEC source: 0000796343-20-000154 · wf-form4_159553643203226.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 397,328

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $446.40 to $447.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:34 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 2,155 $445.67 $960,424.24
Disclosure

SEC source: 0000796343-20-000154 · wf-form4_159553643203226.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 398,180

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $445.24 to $446.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:34 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 2,435 $444.73 $1,082,907.81
Disclosure

SEC source: 0000796343-20-000154 · wf-form4_159553643203226.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 400,335

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $444.17 to $445.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:34 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 2,092 $444.74 $930,389.59
Disclosure

SEC source: 0000796343-20-000154 · wf-form4_159553643203226.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 402,770

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $443.17 to $444.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:34 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,783 $442.80 $789,519.89
Disclosure

SEC source: 0000796343-20-000154 · wf-form4_159553643203226.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 404,862

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $442.16 to $443.155. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 124 $439.12 $54,450.26
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 406,645

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 493 $436.99 $215,435.87
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 406,769

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F11 · price: This transaction was executed in multiple trades at prices ranging from $436.405 to $437.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 352 $435.47 $153,284.24
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 7

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 407,262

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F10 · price: This transaction was executed in multiple trades at prices ranging from $435.225 to $435.685. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,372 $434.51 $596,151.84
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 407,614

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F9 · price: This transaction was executed in multiple trades at prices ranging from $434.175 to $435.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,755 $433.73 $761,194.22
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 408,986

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F8 · price: This transaction was executed in multiple trades at prices ranging from $433.145 to $434.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,644 $432.51 $711,048.41
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 410,741

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F7 · price: This transaction was executed in multiple trades at prices ranging from $432.11 to $433.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,793 $431.59 $773,836.39
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 412,385

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $431.085 to $432.015. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 1,590 $430.56 $684,585.79
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 414,178

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $430.085 to $431.035. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:29 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 877 $429.64 $376,790.16
Disclosure

SEC source: 0000796343-20-000151 · wf-form4_159493136951777.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 415,768

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 14, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $429.055 to $430.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 74 shares acquired on June 30, 2020 pursuant to Adobe's 2020 Employee Stock Purchase Plan.

F4 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 26, 2020 Filed Jul 2, 2020 01:12 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,463.015 $32.04 $46,875.00
Disclosure

SEC source: 0001225208-20-009246 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,751.486

Underlying: Common Stock · 1,463.015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:19 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Unit · Derivative 2,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000111 · wf-form4_158801874151665.xml · derivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,358

Underlying: Common Stock · 2,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F3 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:19 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 1,278 $344.10 $439,759.80
Disclosure

SEC source: 0000796343-20-000111 · wf-form4_158801874151665.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 416,571

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:19 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 2,578 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000111 · wf-form4_158801874151665.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 417,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 19:39 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 5,246.661 $36.69 $192,499.99
Disclosure

SEC source: 0001225208-20-006711 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,460.051

Underlying: Common Stock · 5,246.661 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 22:25 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,516.99 $30.90 $46,874.99
Disclosure

SEC source: 0001225208-20-005677 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,213.39

Underlying: Common Stock · 1,516.99 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 GrantRestricted Stock Unit · Derivative 28,106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · derivative · entry 14

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,106

Underlying: Common Stock · 28,106 shares

Expires not disclosed

F9 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

F9 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2020 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 GrantPerformance Shares · Derivative 131,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · derivative · entry 13

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,158

Underlying: Common Stock · 131,158 shares

Expires not disclosed

F7 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period.

F8 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2020 vesting commencement date if the performance goal is achieved.

F8 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2020 vesting commencement date if the performance goal is achieved.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Unit · Derivative 10,312 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · derivative · entry 12

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,936

Underlying: Common Stock · 10,312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

F6 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Unit · Derivative 20,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · derivative · entry 11

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,448

Underlying: Common Stock · 20,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

F5 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionRestricted Stock Unit · Derivative 28,326 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · derivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

F4 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionPerformance Shares · Derivative 169,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · derivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2017 vesting commencement date.

F3 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2017 vesting commencement date.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 5,112 $351.37 $1,796,203.44
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 415,271

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 10,312 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 7

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 420,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 10,138 $351.37 $3,562,189.06
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 410,071

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 420,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 14,053 $351.37 $4,937,802.61
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 399,761

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 28,326 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 413,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 84,266 $351.37 $29,608,544.42
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 385,488

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 24, 2020 Filed Jan 29, 2020 00:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 169,960 $0.00 $0.00
Disclosure

SEC source: 0000796343-20-000033 · wf-form4_158025782618369.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 469,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 23:36 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,196.401 $39.18 $46,874.99
Disclosure

SEC source: 0001225208-20-000056 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,926.777

Underlying: Common Stock · 1,196.401 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 20:19 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,294.174 $36.22 $46,874.98
Disclosure

SEC source: 0001225208-19-012896 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,080.882

Underlying: Common Stock · 1,294.174 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
June 28, 2019 Filed Dec 18, 2019 21:20 UTC ADOBE INC. ADBE · Entity 2895 OtherCommon Stock 140 $151.05 $21,146.30
Disclosure

SEC source: 0000796343-19-000200 · wf-form5_157670400792365.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 299,794

F1 · shares: Shares acquired on June 28, 2019 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 00:55 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,082.06 $43.32 $46,874.84
Disclosure

SEC source: 0001225208-19-009715 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,117.76

Underlying: Common Stock · 1,082.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 21:31 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 4,859.884 $39.61 $192,500.01
Disclosure

SEC source: 0001225208-19-007237 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,486.42

Underlying: Common Stock · 4,859.884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors.

F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 23:00 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units · Derivative 1,103.72 $42.47 $46,874.99
Disclosure

SEC source: 0001225208-19-005959 · doc4.xml · derivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,626.536

Underlying: Common Stock · 1,103.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 20,595 $246.67 $5,080,139.82
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 11

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 299,654

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person September 21, 2018.

F6 · price: This transaction was executed in multiple trades at prices ranging from $246.20 to $247.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 47,131 $245.81 $11,585,454.92
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 10

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 320,249

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person September 21, 2018.

F5 · price: This transaction was executed in multiple trades at prices ranging from $245.20 to $246.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 SaleCommon Stock 72,108 $244.76 $17,649,456.93
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 9

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 367,380

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person September 21, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $244.20 to $245.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 10,138 $242.56 $2,459,073.28
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 8

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 439,488

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 20,449 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 7

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 449,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 14,044 $242.56 $3,406,512.64
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 6

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 429,177

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 28,327 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 5

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 443,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 16,203 $242.56 $3,930,199.68
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 4

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 414,894

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

Read SEC document
January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Exercise / conversionCommon Stock 32,655 $0.00 $0.00
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 3

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 431,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

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January 25, 2019 Filed Jan 28, 2019 21:30 UTC ADOBE INC. ADBE · Entity 2895 Tax withholdingCommon Stock 97,142 $242.56 $23,562,763.52
Disclosure

SEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 2

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 398,442

F2 · shares: Shares surrendered to pay tax liability due at vesting.

F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.