Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | Director · Chair and CEO | September 16, 2026 | September 18, 2026 |
| PFIZER INCPFE · Entity 2863 | Director | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby trust | 238,724 |
Last balance in matching sequence
After 2026-09-17 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
12 source rowsRow 1 · 2026-09-16 · Sale · Disposed 8,358 · Balance 355,366 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F2: This transaction was executed in multiple trades at prices ranging from $249.53 to $250.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 2 · 2026-09-16 · Sale · Disposed 33,001 · Balance 322,365 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F4: This transaction was executed in multiple trades at prices ranging from $250.53 to $251.525. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 3 · 2026-09-16 · Sale · Disposed 20,716 · Balance 301,649 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F5: This transaction was executed in multiple trades at prices ranging from $251.53 to $252.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 4 · 2026-09-16 · Sale · Disposed 11,495 · Balance 290,154 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F6: This transaction was executed in multiple trades at prices ranging from $252.555 to $253.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 5 · 2026-09-16 · Sale · Disposed 930 · Balance 289,224 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F7: This transaction was executed in multiple trades at prices ranging from $253.57 to $253.74. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 6 · 2026-09-17 · Sale · Disposed 1,378 · Balance 287,846 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F8: This transaction was executed in multiple trades at prices ranging from $245.595 to $246.2986. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 7 · 2026-09-17 · Sale · Disposed 3,430 · Balance 284,416 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F9: This transaction was executed in multiple trades at prices ranging from $246.645 to $247.6443. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 8 · 2026-09-17 · Sale · Disposed 7,168 · Balance 277,248 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F10: This transaction was executed in multiple trades at prices ranging from $247.645 to $248.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 9 · 2026-09-17 · Sale · Disposed 10,313 · Balance 266,935 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F11: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 10 · 2026-09-17 · Sale · Disposed 17,595 · Balance 249,340 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F12: This transaction was executed in multiple trades at prices ranging from $249.672 to $250.67. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 11 · 2026-09-17 · Sale · Disposed 9,978 · Balance 239,362 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F13: This transaction was executed in multiple trades at prices ranging from $250.68 to $251.59. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Row 12 · 2026-09-17 · Sale · Disposed 638 · Balance 238,724 F1: The sale was primarily made for the reporting person's tax and estate planning purposes. F14: This transaction was executed in multiple trades at prices ranging from $251.72 to $251.81. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. |
| Common StockSEC Table I · non-derivative | Direct | 399.15 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 399.15 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale was primarily made for the reporting person's tax and estate planning purposes.
F2: This transaction was executed in multiple trades at prices ranging from $249.53 to $250.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
F4: This transaction was executed in multiple trades at prices ranging from $250.53 to $251.525. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F5: This transaction was executed in multiple trades at prices ranging from $251.53 to $252.52. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F6: This transaction was executed in multiple trades at prices ranging from $252.555 to $253.53. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F7: This transaction was executed in multiple trades at prices ranging from $253.57 to $253.74. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F8: This transaction was executed in multiple trades at prices ranging from $245.595 to $246.2986. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F9: This transaction was executed in multiple trades at prices ranging from $246.645 to $247.6443. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F10: This transaction was executed in multiple trades at prices ranging from $247.645 to $248.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F11: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.64. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F12: This transaction was executed in multiple trades at prices ranging from $249.672 to $250.67. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F13: This transaction was executed in multiple trades at prices ranging from $250.68 to $251.59. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F14: This transaction was executed in multiple trades at prices ranging from $251.72 to $251.81. The price reported above reflects the weighted average execution price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
PFIZER INC
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 205,648.823 |
Reported balance
After 2026-09-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-25 · Grant · Acquired 1,743.983 · Balance 205,648.823 F1: Each unit represents one phantom share of common stock. F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each unit represents one phantom share of common stock.
F2: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 195,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · nonDerivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 495,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Unit · Derivative | 41,248 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 18 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,248 Underlying: Common Stock · 41,248 shares Expires not disclosed F13 · derivative.exercise_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter. F13 · derivative.expiration_date: Vests 25% on the first anniversary of the January 24, 2019 vesting commencement date and then 6.25% quarterly thereafter. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | GrantPerformance Shares · Derivative | 61,872 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 17 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,872 Underlying: Common Stock · 61,872 shares Expires not disclosed F11 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period. F12 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved. F12 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | GrantPerformance Shares · Derivative | 123,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 16 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,742 Underlying: Common Stock · 123,742 shares Expires not disclosed F11 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period. F12 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved. F12 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2019 vesting commencement date if the performance goal is achieved. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Unit · Derivative | 20,449 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 15 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,896 Underlying: Common Stock · 20,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date. F10 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Unit · Derivative | 28,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 14 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,326 Underlying: Common Stock · 28,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. F9 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Unit · Derivative | 32,655 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 13 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. F8 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:30 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionPerformance Shares · Derivative | 195,930 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-19-000026 · wf-form4_154871103682787.xml · derivative · entry 12 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date. F7 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2016 vesting commencement date. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 22:37 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,073.883 | $43.65 | $46,874.99 |
DisclosureSEC source: 0001225208-19-000134 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,032.692 Underlying: Common Stock · 1,073.883 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 20:19 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,063.649 | $44.07 | $46,875.01 |
DisclosureSEC source: 0001225208-18-013901 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,533.469 Underlying: Common Stock · 1,063.649 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| June 29, 2018 Filed Dec 20, 2018 21:17 UTC | ADOBE INC. ADBE · Entity 2895 | OtherCommon Stock | 140 | $151.05 | $21,146.30 |
DisclosureSEC source: 0000796343-18-000209 · wf-form5_154534060560721.xml · nonDerivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 299,654 F1 · shares: Shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended. F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 21:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,183.75 | $36.28 | $42,946.45 |
DisclosureSEC source: 0001225208-18-011087 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,009.505 Underlying: Common Stock · 1,183.75 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:33 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,223.881 | $36.85 | $192,500.01 |
DisclosureSEC source: 0001225208-18-008220 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,316.306 Underlying: Common Stock · 5,223.881 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:53 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 933.362 | $35.49 | $33,125.02 |
DisclosureSEC source: 0001225208-18-006956 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,092.425 Underlying: Common Stock · 933.362 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 57,352 | $198.62 | $11,391,317.33 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 11 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 299,514 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 23, 2017. F6 · price: This transaction was executed in multiple trades at prices ranging from $198.22 to $199.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 92,539 | $197.63 | $18,288,593.62 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 10 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 356,866 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 23, 2017. F5 · price: This transaction was executed in multiple trades at prices ranging from $197.21 to $198.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 25, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 15,132 | $196.75 | $2,977,224.03 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 9 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 449,405 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person October 23, 2017. F4 · price: This transaction was executed in multiple trades at prices ranging from $196.21 to $197.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Unit · Derivative | 61,345 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 17 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,345 Underlying: Common Stock · 61,345 shares Expires not disclosed F13 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date. F13 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2018 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | GrantPerformance Shares · Derivative | 122,690 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 16 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,690 Underlying: Common Stock · 122,690 shares Expires not disclosed F11 · shares: Represents 200% of the target payout (the maximum number of Performance Shares that will be earned, if at all) following the three-year performance period. F12 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2018 vesting commencement date, if the performance goal is achieved. F12 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2018 vesting commencement date, if the performance goal is achieved. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Unit · Derivative | 28,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 15 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,653 Underlying: Common Stock · 28,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. F10 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Unit · Derivative | 32,655 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 14 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,655 Underlying: Common Stock · 32,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. F9 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 37,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 13 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. F8 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionPerformance Shares · Derivative | 227,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · derivative · entry 12 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 227,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2015 grant date. F7 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 200% following the three-year anniversary of the January 24, 2015 grant date. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 14,044 | $197.78 | $2,777,622.32 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 8 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 464,537 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 28,327 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 7 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 478,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 16,190 | $197.78 | $3,202,058.20 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 6 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 450,254 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 32,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 5 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 466,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 18,757 | $197.78 | $3,709,759.46 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 4 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 433,789 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 37,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 3 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 452,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 111,801 | $197.78 | $22,112,001.78 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 2 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 414,713 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:44 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 227,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-18-000037 · wf-form4_151700303212892.xml · nonDerivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 526,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 23:51 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 949.06 | $36.22 | $34,374.95 |
DisclosureSEC source: 0001225208-18-000097 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,703.849 Underlying: Common Stock · 949.06 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 14:03 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 962.885 | $35.70 | $34,374.99 |
DisclosureSEC source: 0001225208-17-015665 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,346.779 Underlying: Common Stock · 962.885 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election, following the reporting person's retirement from the Board of Directors. Read SEC document |
| June 30, 2017 Filed Dec 5, 2017 23:04 UTC | ADOBE INC. ADBE · Entity 2895 | OtherCommon Stock | 271 | $78.18 | $21,185.43 |
DisclosureSEC source: 0000796343-17-000173 · wf-form5_151251503169858.xml · nonDerivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 299,514 F1 · shares: Shares acquired on June 30, 2017 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended. F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 19:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,023.37 | $33.59 | $34,375.00 |
DisclosureSEC source: 0001225208-17-011945 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,960.246 Underlying: Common Stock · 1,023.37 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 17:38 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 5,537.507 | $33.86 | $187,499.99 |
DisclosureSEC source: 0001225208-17-008582 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,511.204 Underlying: Common Stock · 5,537.507 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · shares: Granted pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Unit Award Plan for Non-Employee Directors. F3 · derivative.exercise_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F3 · derivative.expiration_date: These units represent deferred director's compensation that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 22:58 UTC | PFIZER INC PFE · Entity 2863 | GrantPhantom Stock Units · Derivative | 1,004.82 | $34.21 | $34,374.89 |
DisclosureSEC source: 0001225208-17-007193 · doc4.xml · derivative · entry 1 NARAYEN SHANTANU · CIK 0001224154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,973.697 Underlying: Common Stock · 1,004.82 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents one phantom share of common stock. F2 · derivative.exercise_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. F2 · derivative.expiration_date: These units represent deferred director's compensation (including dividend equivalents thereon) that are settled in cash or common stock at the director's election following the reporting person's retirement from the Board of Directors. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 4,500 | $114.39 | $514,737.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 10 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 299,243 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person June 28, 2016. F5 · price: This transaction was executed in multiple trades at prices ranging from $114.32 to $114.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 169,203 | $113.90 | $19,272,509.35 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 9 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 303,743 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person June 28, 2016. F4 · price: This transaction was executed in multiple trades at prices ranging from $113.305 to $114.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | GrantRestricted Stock Unit · Derivative | 84,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · derivative · entry 16 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,980 Underlying: Common Stock · 84,980 shares Expires not disclosed F11 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. F11 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2017 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | GrantPerformance Shares · Derivative | 169,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · derivative · entry 15 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,960 Underlying: Common Stock · 169,960 shares Expires not disclosed F10 · derivative.exercise_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2017 vesting commencement date, if the performance goal is achieved. F10 · derivative.expiration_date: The Performance Shares will vest in full upon the certification of performance goal achievement following the three-year anniversary of the January 24, 2017 vesting commencement date, if the performance goal is achieved. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Unit · Derivative | 32,655 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · derivative · entry 14 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,310 Underlying: Common Stock · 32,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. F9 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2016 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 37,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · derivative · entry 13 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,833 Underlying: Common Stock · 37,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. F8 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 42,183 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · derivative · entry 12 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. F7 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionPerformance Shares · Derivative | 250,569 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · derivative · entry 11 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 250,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. F6 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 17,039 | $113.72 | $1,937,675.08 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 8 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 472,946 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 32,655 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 7 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 489,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 19,741 | $113.72 | $2,244,946.52 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 6 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 457,330 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 37,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 5 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 477,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 22,011 | $113.72 | $2,503,090.92 |
DisclosureSEC source: 0000796343-17-000051 · wf-form4_148546519439017.xml · nonDerivative · entry 4 NARAYEN SHANTANU · CIK 0001224154 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 439,238 F2 · shares: Shares surrendered to pay tax liability due at vesting. F1 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.