organization · Reporting owner
Carlyle Partners VII Holdings, L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 1Life Healthcare IncONEM · Entity 116460 | 10% owner | November 23, 2020 | November 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
1Life Healthcare Inc
Report date November 23, 2020 · Filed November 25, 2020
Jointly reported with Carlyle Group Management L.L.C., Carlyle Group Inc., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.L.C., CG Subsidiary Holdings L.L.C., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group VII, L.L.C., TC Group VII, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 13,612,681 |
Reported balance
After 2020-11-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-11-23 · Sale · Disposed 7,000,000 · Balance 13,612,681 F1: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F2: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P.
F2: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2020 Filed Nov 25, 2020 16:30 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | SaleCommon Stock | 7,000,000 | $33.30 | $233,100,000.00 |
DisclosureSEC source: 0000899243-20-032160 · doc4.xml · nonDerivative · entry 1 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,612,681 F1 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F2 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 16:32 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | SaleCommon Stock | 7,545,000 | $29.76 | $224,539,200.00 |
DisclosureSEC source: 0000899243-20-018116 · doc4.xml · nonDerivative · entry 1 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,612,681 F1 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F2 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries I Preferred Stock · Derivative | 17,699,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 10 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 17,699,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries H Preferred Stock · Derivative | 400,467 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 9 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 400,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries G Preferred Stock · Derivative | 768,069 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 8 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 768,069 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries F Preferred Stock · Derivative | 4,705,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 7 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 4,705,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries E Preferred Stock · Derivative | 3,716,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 6 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 3,716,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries D Preferred Stock · Derivative | 116,535 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 5 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 116,535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries C Preferred Stock · Derivative | 54,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 4 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 54,148 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries B Preferred Stock · Derivative | 86,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 3 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 86,904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionSeries A Preferred Stock · Derivative | 610,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · derivative · entry 2 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 610,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 16:37 UTC | 1Life Healthcare Inc ONEM · Entity 116460 | ConversionCommon Stock | 28,157,681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-003280 · doc4.xml · nonDerivative · entry 1 Carlyle Group Management L.L.C. · CIK 0001548624 · 10% owner Carlyle Group Inc. · CIK 0001527166 · 10% owner Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner TC Group VII, L.L.C. · CIK 0001791662 · 10% owner TC Group VII, L.P. · CIK 0001791752 · 10% owner Carlyle Partners VII Holdings, L.P. · CIK 0001792792 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 28,157,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Preferred Stock converted into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: Carlyle Partners VII Holdings, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. holds an irrevocable proxy to vote a majority of the shares of The Carlyle Group Inc., a publicly traded company listed on Nasdaq. The Carlyle Group Inc. is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of TC Group VII, L.L.C., which is the general partner of TC Group VII, L.P., which is the general partner of Carlyle Partners VII Holdings, L.P. F3 · ownership.nature: Cont'd from footnote 2. Voting and investment determinations with respect to the shares of common stock held by Carlyle Partners VII Holdings, L.P. are made by an investment committee of TC Group VII, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII Holdings, L.P. Each of them disclaims beneficial ownership of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.