Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bandwidth Inc.BAND · Entity 350 | 10% owner | January 02, 2019 | January 04, 2019 |
| CORNING INC /NYGLW · Entity 2883 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bandwidth Inc.
Report date January 02, 2019 · Filed January 04, 2019
Jointly reported with Carmichael Bandwidth LLC, Bailey Brian D., Carmichael Partners LLC, Carmichael Investment Partners, LLC, Carmichael Investment Partners II, LLC, Carmichael Investment Partners III, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 1,815 |
Reported balance
After 2019-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 1,815 · Balance 1,815 F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. F2: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2019. F3: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.
F2: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2019.
F3: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units.
CORNING INC /NY
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,462 |
Reported balance
After 2026-09-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-30 · Grant · Acquired 228 · Balance 20,462 F4: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F5: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 888 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 888 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,544 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,544 F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 52,853 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 52,853 F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. |
| Common StockSEC Table I · non-derivative | Direct | 31,506 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 31,506 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.
F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
F3: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
F4: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.
F5: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2018 Filed May 9, 2018 16:30 UTC | Bandwidth Inc. BAND · Entity 350 | Exercise / conversionRestricted Stock Units · Derivative | 822 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012084 · doc4.xml · derivative · entry 3 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,466 Underlying: Class A Common Stock · 822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. F5 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018. F5 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018. F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units. F6 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey. Read SEC document |
| March 31, 2018 Filed May 9, 2018 16:30 UTC | Bandwidth Inc. BAND · Entity 350 | Exercise / conversionClass A Common Stock | 822 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-012084 · doc4.xml · nonDerivative · entry 2 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units. F3 · ownership.nature: Represents 1,201 Restricted Stock Units held directly by Brian D. Bailey. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:24 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 5,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004940 · form4.xml · derivative · entry 1 Martin Kevin J · CIK 0001567046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,447 Underlying: Common Stock · 5,533 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units granted under the 2010 Equity Plan For Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:44 UTC | Bandwidth Inc. BAND · Entity 350 | GrantRestricted Stock Units · Derivative | 3,288 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002104 · doc4.xml · derivative · entry 2 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,288 Underlying: Class A Common Stock · 3,288 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018. F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018. F1 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 16:44 UTC | Bandwidth Inc. BAND · Entity 350 | GrantClass A Common Stock | 379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002104 · doc4.xml · nonDerivative · entry 1 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 379 F1 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 08:01 UTC | Bandwidth Inc. BAND · Entity 350 | OtherClass B Common Stock · Derivative | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-000171 · doc4.xml · derivative · entry 2 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,092,338 Underlying: Class A Common Stock · 2,027 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date. F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date. F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date. F4 · ownership.nature: Consists of (i) 1,781,874 shares of Class B common stock held by CIP, (ii) 178,572 shares of Class B common stock held by Carmichael Investment Partners II, LLC ("CIP II"), (iii) 123,142 shares of Class B common stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities") and (iv) 8,750 shares of Class B common stock held by Carmichael Partners LLC. F5 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 08:01 UTC | Bandwidth Inc. BAND · Entity 350 | OtherWarrants · Derivative | 2,027 | $0.00 Strike: $6.57 | $0.00 |
DisclosureSEC source: 0000899243-18-000171 · doc4.xml · derivative · entry 1 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Class B Common Stock · 2,027 shares Expires 2018-01-19 F1 · derivative.exercise_date: The warrants are currently exercisable. F2 · ownership.nature: Consists of 2,027 warrants held by Carmichael Investment Partners LLC ("CIP"). F5 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein. Read SEC document |
| November 14, 2017 Filed May 9, 2018 16:30 UTC | Bandwidth Inc. BAND · Entity 350 | PurchaseClass A Common Stock | 1,575 | $20.00 | $31,500.00 |
DisclosureSEC source: 0000899243-18-012084 · doc4.xml · nonDerivative · entry 1 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,954 F1 · ownership.nature: Represents 1,575 shares of Class A Common Stock held directly by Brian D. Bailey and 379 Restricted Stock Units held directly by Brian D. Bailey. F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units. Read SEC document |
| November 14, 2017 Filed Nov 1, 2018 18:17 UTC | Bandwidth Inc. BAND · Entity 350 | PurchaseClass A Common Stock | 1,575 | $20.00 | $31,500.00 |
DisclosureSEC source: 0000899243-18-027915 · doc4.xml · nonDerivative · entry 1 Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner Bailey Brian D. · CIK 0001575505 · Director · 10% owner Martin Kevin J · CIK 0001567046 · 10% owner Carmichael Partners LLC · CIK 0001722003 · 10% owner Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,529 F1 · ownership.nature: Represents 1,575 shares of Class A Common Stock held directly by Kevin J. Martin and 1,954 shares of Class A Common Stock held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefit withrespect to 379 shares held directly by Mr. Bailey. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 5,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003872 · form4.xml · derivative · entry 1 Martin Kevin J · CIK 0001567046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,914 Underlying: Common Stock · 5,914 shares Expires not disclosed F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units granted under the 2010 Equity Plan For Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| February 03, 2016 Filed Feb 5, 2016 21:18 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 8,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-039758 · form4.xml · nonDerivative · entry 1 Martin Kevin J · CIK 0001567046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,506 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| February 04, 2015 Filed Feb 6, 2015 21:19 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 5,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-004847 · form4.xml · nonDerivative · entry 1 Martin Kevin J · CIK 0001567046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,073 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| February 05, 2014 Filed Feb 7, 2014 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005127 · form4.xml · nonDerivative · entry 1 Martin Kevin J · CIK 0001567046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,099 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| February 06, 2013 Filed Feb 8, 2013 21:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 9,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-005073 · form4.xml · nonDerivative · entry 1 Martin Kevin J · CIK 0001567046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,407 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.