Martin Kevin J

SEC source: 0000024741-26-000267 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,462

Underlying: Common Stock · 228 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000024741-26-000247 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,234

Underlying: Common Stock · 137 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000024741-26-000143 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,097

Underlying: Common Stock · 257 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000024741-26-000116 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,853

Underlying: Common Stock · 1,806 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000024741-26-000008 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,840

Underlying: Common Stock · 385 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000024741-25-000099 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,455

Underlying: Common Stock · 411 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000024741-25-000035 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,044

Underlying: Common Stock · 642 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-25-010789 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,402

Underlying: Common Stock · 737 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-25-004894 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,047

Underlying: Common Stock · 4,519 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-25-000098 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,665

Underlying: Common Stock · 708 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-24-024663 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,957

Underlying: Common Stock · 720 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-24-019533 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,237

Underlying: Common Stock · 837 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-24-011579 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,400

Underlying: Common Stock · 986 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-24-003984 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,528

Underlying: Common Stock · 7,078 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-24-000119 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,414

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-23-025023 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,347

Underlying: Common Stock · 1,067 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-23-019719 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,280

Underlying: Common Stock · 557 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-23-012167 · form4.xml · derivative · entry 5

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,723

Underlying: Common Stock · 553 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents restricted stock units (RSUs) granted under the Non-Employee Directors' Deferred Compensation Plan. Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F5 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F5 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-23-004219 · form4.xml · derivative · entry 3

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,450

Underlying: Common Stock · 6,119 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Corning Incorporated common stock.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-23-004219 · form4.xml · derivative · entry 2

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Underlying: Common Stock · 888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated common stock.

F2 · shares: The board of directors were provided the opportunity to voluntarily exchange a portion of any or all of the cash fees payable for service on the board and any committees for the first six months of 2023 for restricted stock units (RSUs). The reporting person exchanged $26,000 of their cash compensation for 888 RSUs.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-23-000127 · form4.xml · derivative · entry 4

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,170

Underlying: Common Stock · 1,018 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units granted under the Non-Employee Directors' Deferred Compensation Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-023450 · form4.xml · derivative · entry 2

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,152

Underlying: Common Stock · 1,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units granted under the Non-Employee Directors' Deferred Compensation Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of Restricted Stock Units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-018493 · form4.xml · derivative · entry 2

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

Underlying: Common Stock · 1,031 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-010840 · form4.xml · derivative · entry 2

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,001

Underlying: Common Stock · 881 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-003198 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,331

Underlying: Common Stock · 4,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-22-000455 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120

Underlying: Common Stock · 873 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-026329 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,247

Underlying: Common Stock · 891 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-021215 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,356

Underlying: Common Stock · 795 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-012607 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561

Underlying: Common Stock · 747 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-003968 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,534

Underlying: Common Stock · 5,366 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-21-000488 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814

Underlying: Common Stock · 542 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-20-026265 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Stock · 602 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-20-020871 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670

Underlying: Common Stock · 1,088 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-20-017180 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544

Underlying: Common Stock · 1,544 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of 40% of cash fees payable for service on the board of directors and any committees thereof for the period of June 1, 2020 through December 31 2020.

F3 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F3 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-20-012436 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-20-004304 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,168

Underlying: Common Stock · 6,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0001127602-19-004947 · form4.xml · derivative · entry 1

Martin Kevin J · CIK 0001567046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,629

Underlying: Common Stock · 5,182 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents annual equity retainer in the form of restricted stock units granted under the 2010 Equity Plan For Non-Employee Directors. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

F2 · derivative.expiration_date: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.

SEC source: 0000899243-19-000509 · doc4.xml · derivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,815

Underlying: Class A Common Stock · 1,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2019.

F3 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units.

SEC source: 0000899243-19-000104 · doc4.xml · derivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F5 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefit with respect to 2,845 shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

F6 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey.

SEC source: 0000899243-19-000104 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 306,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of (i) 1,517 shares of Class A Common Stock held by Carmichael Investment Partners, LLC ("CIP"), (ii) 908 shares of Class A Common Stock held by Carmichael Investment Partners II, LLC ("CIP II"), (iii) 608 shares of Class A Common Stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"), (iv) 297,147 shares of Class A Common Stock held directly by Carmichael Bandwidth, LLC, (v) 5,242 shares of Class A Common Stock held directly by Brian D. Bailey and (vi) 1,575 shares of Class A Common Stock held directly by Kevin J. Martin.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefit with respect to 2,845 shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-027915 · doc4.xml · nonDerivative · entry 3

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 306,175

F5 · kind: Represents a pro rata distribution in-kind by each of CIP, CIP II and CIP III to their members for no consideration.

F2 · ownership.nature: Following the transactions reported herein, includes of 1,517 shares of Class A Common Stock held by Carmichael Investment Partners, LLC ("CIP"), 908 shares of Class A Common Stock held by Carmichael Investment Partners II, LLC ("CIP II"), 608 shares of Class A Common Stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"), 297,147 shares of Class A Common Stock held directly by Carmichael Bandwidth, LLC as a result of the distribution from the Carmichael Entities, 4,420 shares of Class A Common Stock held directly by Brian D. Bailey and 1,575 shares of Class A Common Stock held directly by Kevin J. Martin.

F3 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners, LLC, Carmichael Partners, LLC is entitled to all economic benefit with respect to 2,845 shares held by Mr. Bailey.

F4 · ownership.nature: Carmichael Bandwidth, LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth, LLC and Carmichael Partners, LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-027915 · doc4.xml · derivative · entry 4

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 8,750

Underlying: Class A Common Stock · 301,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The shares of Class B common stock are convertible into Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F6 · derivative.exercise_date: The shares of Class B common stock are convertible into Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F6 · derivative.expiration_date: The shares of Class B common stock are convertible into Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F4 · ownership.nature: Carmichael Bandwidth, LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth, LLC and Carmichael Partners, LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

F7 · ownership.nature: Consists of 8,750 shares of Class B common stock held by Carmichael Partners LLC.

SEC source: 0000899243-18-027915 · doc4.xml · nonDerivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,496,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Following the transactions reported herein, includes of 1,517 shares of Class A Common Stock held by Carmichael Investment Partners, LLC ("CIP"), 908 shares of Class A Common Stock held by Carmichael Investment Partners II, LLC ("CIP II"), 608 shares of Class A Common Stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"), 297,147 shares of Class A Common Stock held directly by Carmichael Bandwidth, LLC as a result of the distribution from the Carmichael Entities, 4,420 shares of Class A Common Stock held directly by Brian D. Bailey and 1,575 shares of Class A Common Stock held directly by Kevin J. Martin.

F3 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners, LLC, Carmichael Partners, LLC is entitled to all economic benefit with respect to 2,845 shares held by Mr. Bailey.

F4 · ownership.nature: Carmichael Bandwidth, LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth, LLC and Carmichael Partners, LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-025782 · doc4.xml · derivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 822

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F5 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of Carmichael Investment Partners II, LLC ("CIP II"), Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"). Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

F6 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey.

SEC source: 0000899243-18-025782 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,193,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of 1,188,874 shares of Class A Common Stock held by Carmichael Investment Partners LLC ("CIP") and 4,420 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of Carmichael Investment Partners II, LLC ("CIP II"), Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"). Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-019488 · doc4.xml · derivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,644

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F5 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of Carmichael Investment Partners II, LLC ("CIP II"), Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"). Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

F6 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey.

SEC source: 0000899243-18-019488 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,192,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of 1,188,874 shares of Class A Common Stock held by Carmichael Investment Partners LLC ("CIP") and 3,598 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of Carmichael Investment Partners II, LLC ("CIP II"), Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities"). Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-016363 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,191,650

F1 · ownership.nature: Consists of 1,188,874 shares of Class A Common Stock held by Carmichael Investment Partners LLC ("CIP") and 2,776 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of the shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of Carmichael Investment Partners II, LLC ("CIP II"), Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities.) Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-015753 · doc4.xml · derivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 310,464

Underlying: Class A Common Stock · 1,781,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F4 · ownership.nature: Consists of (i) 178,572 shares of Class B common stock held by Carmichael Investment Partners II, LLC ("CIP II"), (ii) 123,142 shares of Class B common stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities") and (iii) 8,750 shares of Class B common stock held by Carmichael Partners LLC.

F5 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

SEC source: 0000899243-18-015753 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,784,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of 1,781,874 shares of Class A Common Stock held by Carmichael Investment Partners LLC ("CIP") and 2,776 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of the shares held by Mr. Bailey.

F5 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.