Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESPEY MFG & ELECTRONICS CORPESP · Entity 8787 | Director · 10% owner | December 01, 2020 | December 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESPEY MFG & ELECTRONICS CORP
Report date December 01, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - $.33 1/3 par valueSEC Table I · non-derivative | IndirectESOP Trustee | 300,000 |
Reported balance
After 2020-12-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-12-01 · Purchase · Acquired 300,000 · Balance 300,000 F1: The Reporting Person is a Trustee of the Espey Mfg. & Electronics Corp. Retirement Plan and Trust ("ESOP") as to which he has shared voting power. The Reporting Person disclaims beneficial ownership of the shares. The amount of shares does not include shares owned by the ESOP which have been allocated to the accounts of participants in the ESOP. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person is a Trustee of the Espey Mfg. & Electronics Corp. Retirement Plan and Trust ("ESOP") as to which he has shared voting power. The Reporting Person disclaims beneficial ownership of the shares. The amount of shares does not include shares owned by the ESOP which have been allocated to the accounts of participants in the ESOP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2020 Filed Dec 2, 2020 14:44 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | PurchaseCommon Stock - $.33 1/3 par value | 300,000 | $18.29 | $5,487,000.00 |
DisclosureSEC source: 0001174947-20-001181 · ownership.xml · nonDerivative · entry 1 PINSLEY HOWARD M · CIK 0001200027 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · ESOP Trustee Disclosed balance after: 300,000 F1 · ownership.nature: The Reporting Person is a Trustee of the Espey Mfg. & Electronics Corp. Retirement Plan and Trust ("ESOP") as to which he has shared voting power. The Reporting Person disclaims beneficial ownership of the shares. The amount of shares does not include shares owned by the ESOP which have been allocated to the accounts of participants in the ESOP. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 18:47 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | GrantStock Option · Derivative | 2,150 | $18.05 Strike: $18.05 | $38,807.50 |
DisclosureSEC source: 0001174947-20-001024 · ownership.xml · derivative · entry 1 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,142 Underlying: Common Stock · 2,150 shares Expires 2030-10-21 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 20:06 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | GrantStock Option · Derivative | 2,150 | $20.50 Strike: $20.50 | $44,075.00 |
DisclosureSEC source: 0001174947-19-001271 · ownership.xml · derivative · entry 1 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,992 Underlying: Common Stock · 2,150 shares Expires 2029-12-06 Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 15:19 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | GrantStock Option · Derivative | 2,000 | $27.21 Strike: $27.21 | $54,420.00 |
DisclosureSEC source: 0001174947-18-001450 · ownership.xml · derivative · entry 3 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 2,000 shares Expires 2028-12-07 Read SEC document |
| December 07, 2018 Filed Feb 11, 2019 14:22 UTC Amendment | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | GrantStock Option · Derivative | 1,842 | $27.21 Strike: $27.21 | $50,120.82 |
DisclosureSEC source: 0001174947-19-000154 · ownership.xml · derivative · entry 1 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,842 Underlying: Common Stock · 1,842 shares Expires 2028-12-07 Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 18:16 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | Exercise / conversionStock Option · Derivative | 1,600 | $19.20 Strike: $19.20 | $30,720.00 |
DisclosureSEC source: 0001174947-18-000659 · formfour.xml · derivative · entry 5 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 1,600 shares Expires 2020-08-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 18:16 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | Exercise / conversionStock Option · Derivative | 4,000 | $21.54 Strike: $21.54 | $86,160.00 |
DisclosureSEC source: 0001174947-18-000659 · formfour.xml · derivative · entry 4 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Underlying: Common Stock · 4,000 shares Expires 2018-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 18:16 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | Exercise / conversionCommon Stock - $.33 1/3 par value | 1,600 | $19.20 | $30,720.00 |
DisclosureSEC source: 0001174947-18-000659 · formfour.xml · nonDerivative · entry 2 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 18:16 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | Exercise / conversionCommon Stock - $.33 1/3 par value | 4,000 | $21.54 | $86,160.00 |
DisclosureSEC source: 0001174947-18-000659 · formfour.xml · nonDerivative · entry 1 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 18:12 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | GrantStock Option · Derivative | 2,000 | $21.75 Strike: $21.75 | $43,500.00 |
DisclosureSEC source: 0001174947-17-001843 · formfour.xml · derivative · entry 3 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 Underlying: Common Stock · 2,000 shares Expires 2027-10-10 F2 · date: The option grant was approved by the Corporation's Board of Directors on October 10, 2017, subject to shareholder approval of the plan under which the option was granted, the filing of a registration statement on Form S-8 with the Securities and Exchange Commission, and the approval of an additional listing application by the NYSE MKT. The Corporation's shareholders approved the plan on December 1, 2017, the registration statement on Form S-8 was filed with the SEC on December 4, 2017, and the NYSE MKT approved the application on December 27, 2017. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 14:22 UTC | ESPEY MFG & ELECTRONICS CORP ESP · Entity 8787 | GrantStock Option · Derivative | 1,600 | $26.25 Strike: $26.25 | $42,000.00 |
DisclosureSEC source: 0001174947-16-003487 · form4-16860_hp.xml · derivative · entry 3 PINSLEY HOWARD M · CIK 0001200027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,600 Underlying: Common Stock · 1,600 shares Expires 2026-12-02 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.