Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENN Entertainment, Inc.PENN · Entity 4436 | EVP, General Counsel and Sec. | November 30, 2020 | December 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENN Entertainment, Inc.
Report date November 30, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,886 |
Ending reported balance
After 2020-11-30 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2020-11-30 · Sale · Disposed 18,087 · Balance 68,461 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2020-11-30 · Sale · Disposed 12,713 · Balance 55,748 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.86, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Row 3 · 2020-11-30 · Sale · Disposed 17,862 · Balance 37,886 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.28, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Row 4 · 2020-11-30 · Exercise / conversion · Acquired 24,292 · Balance 62,178 Row 5 · 2020-11-30 · Exercise / conversion · Acquired 20,180 · Balance 82,358 Row 6 · 2020-11-30 · Sale · Disposed 18,643 · Balance 63,715 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Row 7 · 2020-11-30 · Sale · Disposed 15,729 · Balance 47,986 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Row 8 · 2020-11-30 · Sale · Disposed 10,100 · Balance 37,886 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.74 · Expires 2025-01-03 | Direct | 24,291 |
Reported balance
After 2020-11-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-30 · Exercise / conversion · Disposed 24,292 · Balance 24,291 F7: The stock options vest in four annual installments beginning on January 3, 2019. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.45 · Expires 2029-01-03 | Direct | 60,537 |
Reported balance
After 2020-11-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-11-30 · Exercise / conversion · Disposed 20,180 · Balance 60,537 F8: The stock options vest in four annual installments beginning on January 3, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.86, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.28, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
F7: The stock options vest in four annual installments beginning on January 3, 2019.
F8: The stock options vest in four annual installments beginning on January 3, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2018 Filed Feb 27, 2018 22:34 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 1,008 | $26.67 | $26,883.36 |
DisclosureSEC source: 0001179110-18-002984 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,836 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 22:34 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002984 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:41 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 4,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001849 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,836 F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:41 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 5,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001849 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,988 F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:23 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 48,583 | $0.00 Strike: $30.74 | $0.00 |
DisclosureSEC source: 0001179110-18-000624 · edgar.xml · derivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,583 Underlying: Common Stock · 48,583 shares Expires 2025-01-03 F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 12,146 shares on January 3, 2019; 12,146 shares on January 3, 2020; 12,146 shares on January 3, 2021; and 12,145 shares on January 3, 2022. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:31 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.19 | $0.00 |
DisclosureSEC source: 0001179110-17-012004 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award, representing a right to purchase 20,000 shares, became exercisable in four equal installments on the anniversary date of the grant, beginning January 3, 2012. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:31 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 20,000 | $22.00 | $440,000.00 |
DisclosureSEC source: 0001179110-17-012004 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,831 F1 · security: The options subject to the transaction reported on this Form 4 would have expired on January 3, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.00 to $22.03. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 21:31 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 20,000 | $8.19 | $163,800.00 |
DisclosureSEC source: 0001179110-17-012004 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options subject to the transaction reported on this Form 4 would have expired on January 3, 2018. Read SEC document |
| July 23, 2017 Filed Jul 25, 2017 20:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Units · Derivative | 28,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010656 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. Read SEC document |
| July 23, 2017 Filed Jul 25, 2017 20:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 28,735 | $20.50 | $589,067.50 |
DisclosureSEC source: 0001179110-17-010656 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,831 Read SEC document |
| July 23, 2017 Filed Jul 25, 2017 20:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 28,735 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010656 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's stock. Represents the last vesting of phantom stock units granted on July 23, 2014 to all executive officers in connection with one-time equity awards made in 2014 under the Transition Award Program. Read SEC document |
| March 18, 2017 Filed Mar 21, 2017 21:53 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 461 | $15.82 | $7,293.02 |
DisclosureSEC source: 0001179110-17-005004 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,831 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:12 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003426 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008 Underlying: Common Stock · 1,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018. F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018. F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:12 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 1,008 | $14.13 | $14,243.04 |
DisclosureSEC source: 0001179110-17-003426 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,292 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:12 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003426 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Of the original award of phantom stock units, 1,008 units vested on February 24, 2017. The remaining 1,008 phantom stock units will vest on February 24, 2018. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 00:57 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 3,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-002999 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,292 F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| January 29, 2017 Filed Jan 31, 2017 22:57 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001405 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock. F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock. F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock. Read SEC document |
| January 29, 2017 Filed Jan 31, 2017 22:57 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 592 | $13.98 | $8,276.16 |
DisclosureSEC source: 0001179110-17-001405 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399 Read SEC document |
| January 29, 2017 Filed Jan 31, 2017 22:57 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001405 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's Common Stock. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:15 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 85,253 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0001179110-17-000686 · edgar.xml · derivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,253 Underlying: Common Stock · 85,253 shares Expires 2024-01-04 F1 · derivative.exercise_date: Vests over 4 years on the anniversary date of grant as follows: 21,314 shares on January 4, 2018; 21,313 shares on January 4, 2019; 21,313 shares on January 4, 2020; and 21,313 shares on January 4, 2021. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:34 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionIncentive Stock Options (right to buy) · Derivative | 3,347 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001179110-16-032279 · edgar.xml · derivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,347 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 22:34 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 3,347 | $6.96 | $23,295.12 |
DisclosureSEC source: 0001179110-16-032279 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.34 | $0.00 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · derivative · entry 9 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative | 954 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · derivative · entry 8 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 954 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 20,000 | $13.84 | $276,800.00 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 6 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,052 F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.75 to $13.91. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 20,000 | $6.34 | $126,800.00 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 5 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 954 | $13.84 | $13,203.36 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,052 F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.75 to $13.91. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 954 | $9.70 | $9,253.80 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative | 16,644 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · derivative · entry 7 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954 Underlying: Common Stock · 16,644 shares Expires 2017-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 16,644 | $13.88 | $231,018.72 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,052 F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.85 to $13.90. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:05 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 16,644 | $9.70 | $161,446.80 |
DisclosureSEC source: 0001179110-16-032036 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options subject to the transactions reported on this Form 4 would have expired on January 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.