Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PENN Entertainment, Inc.PENN · Entity 4436 | EVP, General Counsel and Sec. | November 30, 2020 | December 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PENN Entertainment, Inc.
Report date November 30, 2020 · Filed December 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,886 |
Ending reported balance
After 2020-11-30 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2020-11-30 · Sale · Disposed 18,087 · Balance 68,461 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Row 2 · 2020-11-30 · Sale · Disposed 12,713 · Balance 55,748 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.86, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Row 3 · 2020-11-30 · Sale · Disposed 17,862 · Balance 37,886 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.28, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Row 4 · 2020-11-30 · Exercise / conversion · Acquired 24,292 · Balance 62,178 Row 5 · 2020-11-30 · Exercise / conversion · Acquired 20,180 · Balance 82,358 Row 6 · 2020-11-30 · Sale · Disposed 18,643 · Balance 63,715 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Row 7 · 2020-11-30 · Sale · Disposed 15,729 · Balance 47,986 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Row 8 · 2020-11-30 · Sale · Disposed 10,100 · Balance 37,886 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.74 · Expires 2025-01-03 | Direct | 24,291 |
Reported balance
After 2020-11-30 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-11-30 · Exercise / conversion · Disposed 24,292 · Balance 24,291 F7: The stock options vest in four annual installments beginning on January 3, 2019. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.45 · Expires 2029-01-03 | Direct | 60,537 |
Reported balance
After 2020-11-30 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-11-30 · Exercise / conversion · Disposed 20,180 · Balance 60,537 F8: The stock options vest in four annual installments beginning on January 3, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.86, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.28, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
F7: The stock options vest in four annual installments beginning on January 3, 2019.
F8: The stock options vest in four annual installments beginning on January 3, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,180 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · derivative · entry 10 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,537 Underlying: Common Stock · 20,180 shares Expires 2029-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The stock options vest in four annual installments beginning on January 3, 2020. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 24,292 | $0.00 Strike: $30.74 | $0.00 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · derivative · entry 9 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,291 Underlying: Common Stock · 24,292 shares Expires 2025-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The stock options vest in four annual installments beginning on January 3, 2019. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 10,100 | $73.16 | $738,916.00 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 8 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,886 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 15,729 | $72.50 | $1,140,352.50 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 7 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,986 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 18,643 | $71.73 | $1,337,262.39 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 6 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,715 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 20,180 | $19.45 | $392,501.00 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 5 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 24,292 | $30.74 | $746,736.08 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 17,862 | $73.17 | $1,306,962.54 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,886 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.28, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 12,713 | $72.19 | $917,751.47 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,748 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.86, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 23:24 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 18,087 | $71.56 | $1,294,305.72 |
DisclosureSEC source: 0001209191-20-061269 · doc4.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,461 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 63,940 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · derivative · entry 7 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,313 Underlying: Common Stock · 63,940 shares Expires 2024-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options vest in four annual installments on January 4, 2018, January 4, 2019, January 4, 2020, and January 4, 2021. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 10,574 | $61.25 | $647,657.50 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · nonDerivative · entry 6 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.44, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 10,574 | $14.10 | $149,093.40 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · nonDerivative · entry 5 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 24,658 | $60.49 | $1,491,562.42 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.02 to $60.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 24,658 | $14.10 | $347,677.80 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 28,708 | $59.63 | $1,711,858.04 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.14 to $59.94, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| October 26, 2020 Filed Oct 28, 2020 20:36 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 28,708 | $14.10 | $404,782.80 |
DisclosureSEC source: 0001209191-20-056090 · doc4.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 21:10 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 26,056 | $0.00 Strike: $12.87 | $0.00 |
DisclosureSEC source: 0001209191-20-046398 · doc4.xml · derivative · entry 6 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,056 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019 and February 9, 2020. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 21:10 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 26,056 | $47.14 | $1,228,279.84 |
DisclosureSEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.45, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 21:10 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 26,056 | $12.87 | $335,340.72 |
DisclosureSEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:10 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 66,281 | $0.00 Strike: $12.87 | $0.00 |
DisclosureSEC source: 0001209191-20-046398 · doc4.xml · derivative · entry 5 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,056 Underlying: Common Stock · 66,281 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vested in four installments on February 9, 2017, February 9, 2018, February 9, 2019 and February 9, 2020. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:10 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 66,281 | $47.09 | $3,121,172.29 |
DisclosureSEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.24, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:10 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 66,281 | $12.87 | $853,036.47 |
DisclosureSEC source: 0001209191-20-046398 · doc4.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 74,686 | $0.00 Strike: $13.19 | $0.00 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · derivative · entry 8 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,686 shares Expires 2022-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock options vested in four installments on January 6, 2016, January 6, 2017, January 6, 2018 and January 6, 2019. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Options (Right to Buy) · Derivative | 57,955 | $0.00 Strike: $11.61 | $0.00 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · derivative · entry 7 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,955 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vested in four installments on February 24, 2015, February 24, 2016, February 24, 2017 and February 24, 2018. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionStock Appreciation Right · Derivative | 6,439 | $0.00 Strike: $11.61 | $0.00 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · derivative · entry 6 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,439 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vested in four installments on February 24, 2015, February 24, 2016, February 24, 2017 and February 24, 2018. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 132,641 | $31.94 | $4,236,553.54 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 5 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $32.37, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 74,686 | $13.19 | $985,108.34 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 57,955 | $11.61 | $672,857.55 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Disposition to issuerCommon Stock | 6,439 | $31.30 | $201,540.70 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:55 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 6,439 | $11.61 | $74,756.79 |
DisclosureSEC source: 0001209191-20-042888 · doc4.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP, General Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:29 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 15,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002451 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,548 F1 · security: This is the target amount of a performance-based restricted stock award issued to the Reporting Person for a three-year award period. The restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantPhantom Stock Units · Derivative | 9,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-001965 · edgar.xml · derivative · entry 5 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,972 Underlying: Common Stock · 9,972 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date. F4 · price: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date. F4 · derivative.exercise_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date. F4 · derivative.expiration_date: Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which phantom stock units remain subject to forfeiture for three years following the grant date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 9,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,072 F3 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the first year's performance goals, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 6,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,100 F2 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 6,018 | $36.87 | $221,883.66 |
DisclosureSEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,862 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 21:28 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 4,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001965 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,880 F1 · security: Restricted stock credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of the third year's performance goal. The forfeiture restrictions for all credited restricted stock pursuant to the performance shares award granted in 2017 lapsed on February 18, 2020, the date the achievement of the performance goal for the third performance period was determined. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:50 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 65,312 | $0.00 Strike: $26.14 | $0.00 |
DisclosureSEC source: 0001179110-20-000382 · edgar.xml · derivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,312 Underlying: Common Stock · 65,312 shares Expires 2030-01-03 F1 · derivative.exercise_date: The stock options become exercisable in four annual installments beginning on January 3, 2021. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 6,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 4 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,400 F3 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2018 due to the achievement of a portion of the first year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,201 F2 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2017 due to the achievement of a portion of the second year's performance goal, which restricted stock remains subject to forfeiture for three years following the grant date. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 6,103 | $24.55 | $149,828.65 |
DisclosureSEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,750 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:14 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantCommon Stock | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002101 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,853 F1 · security: Restricted stock earned and credited to the Reporting Person from a performance shares award granted in 2016 due to the achievement of a portion of the third year performance goal. The forfeiture restrictions for all earned and credited restricted stock pursuant to the performance shares award granted in 2016 lapsed on February 14, 2019, the date the achievement of the performance goal for the third performance period was determined. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 22:43 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 80,717 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001179110-19-000501 · edgar.xml · derivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,717 Underlying: Common Stock · 80,717 shares Expires 2029-01-03 F1 · derivative.exercise_date: Vests over four years on the anniversary date of grant as follows: 20,180 shares on January 3, 2020; 20,179 shares on January 3, 2021; 20,179 shares on January 3, 2022; and 20,179 shares on January 3, 2023. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 00:49 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001179110-18-013559 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 00:49 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Tax withholdingCommon Stock | 8,717 | $22.76 | $198,398.92 |
DisclosureSEC source: 0001179110-18-013559 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,119 F1 · security: The options subject to the transaction reported on this Form 4 would have expired on January 3, 2019. F2 · balance_after: No shares were sold by the reporting person in connection with the exercise of the options. The reporting person paid the exercise price with a combination of cash and the surrender of shares to the company. As a result of the exercise of the options, the reporting person acquired a total of 11,283 shares. Read SEC document |
| December 04, 2018 Filed Dec 7, 2018 00:49 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 20,000 | $8.88 | $177,600.00 |
DisclosureSEC source: 0001179110-18-013559 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options subject to the transaction reported on this Form 4 would have expired on January 3, 2019. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:17 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionNon Qualified Stock Options (right to buy) · Derivative | 16,653 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001179110-18-007962 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,653 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:17 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | SaleCommon Stock | 16,653 | $34.09 | $567,700.77 |
DisclosureSEC source: 0001179110-18-007962 · edgar.xml · nonDerivative · entry 2 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,836 F1 · security: The options subject to the transaction reported on this Form 4 would have expired on July 8, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.00 to $34.23. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:17 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionCommon Stock | 16,653 | $6.96 | $115,904.88 |
DisclosureSEC source: 0001179110-18-007962 · edgar.xml · nonDerivative · entry 1 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The options subject to the transaction reported on this Form 4 would have expired on July 8, 2018. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 22:34 UTC | PENN Entertainment, Inc. PENN · Entity 4436 | Exercise / conversionPhantom Stock Unit · Derivative | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002984 · edgar.xml · derivative · entry 3 Sottosanti Carl · CIK 0001598259 · EVP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · price: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · derivative.exercise_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. F1 · derivative.expiration_date: The recipient receives a cash payment for each unit equal to the fair market value on the vesting date of one share of the Company's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.