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BALKIN TIMOTHY P

Disclosed activity across 1 company

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144897
SEC CIK
0001251990

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOOG INC.MOGA/MOGB · Entity 3471Former TreasurerDecember 02, 2020December 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOOG INC.

Report date December 02, 2020 · Filed December 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B CommonSEC Table I · non-derivativeDirect1,388 Reported balance After 2020-12-02 transaction · row 2
1 source row

Row 2 · 2020-12-02 · Grant · Acquired 353 · Balance 1,388

F1: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020.

Class A CommonSEC Table I · non-derivativeDirect703 Reported balance Holding disclosure · report date 2020-12-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 703

Class B CommonSEC Table I · non-derivativeIndirect401 (k)2,210 Reported balance Holding disclosure · report date 2020-12-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,210

F2: Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $41.82 · Expires 2021-11-30Direct4,000 Reported balance Holding disclosure · report date 2020-12-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,000

F3: Stock Appreciation Right (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $36.41 · Expires 2022-11-27Direct4,000 Reported balance Holding disclosure · report date 2020-12-02 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 4,000

F3: Stock Appreciation Right (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $61.69 · Expires 2023-11-11Direct2,000 Reported balance Holding disclosure · report date 2020-12-02 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,000

F3: Stock Appreciation Right (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $74.38 · Expires 2024-11-11Direct2,000 Reported balance Holding disclosure · report date 2020-12-02 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,000

F3: Stock Appreciation Right (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $63.04 · Expires 2025-11-17Direct667 Reported balance Holding disclosure · report date 2020-12-02 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 667

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $65.90 · Expires 2025-11-17Direct1,333 Reported balance Holding disclosure · report date 2020-12-02 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 1,333

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $71.65 · Expires 2026-11-15Direct2,000 Reported balance Holding disclosure · report date 2020-12-02 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 2,000

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $82.31 · Expires 2027-11-14Direct1,611 Reported balance Holding disclosure · report date 2020-12-02 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 1,611

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $80.19 · Expires 2028-11-13Direct1,741 Reported balance Holding disclosure · report date 2020-12-02 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 1,741

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

SARSEC Table II · derivative / convertible security · Conversion / exercise price $85.95 · Expires 2029-11-12Direct1,736 Reported balance Holding disclosure · report date 2020-12-02 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 1,736

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020.

F2: Reflects shares held in Moog Inc. Retirement Savings Plas as of the most recent statement to participants.

F3: Stock Appreciation Right (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.

F4: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

F5: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2020 Filed Dec 4, 2020 21:11 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass B Common 353 $0.00 $0.00
Disclosure

SEC source: 0000067887-20-000122 · wf-form4_160711627405023.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Former Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

F1 · kind: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020.

F1 · price: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020.

F1 · acquired: Stock award received under the Moog Inc. 2014 Long Term Incentive Plan based upon achievement under the Short Term Incentive Plan for fiscal year 2020.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 00:30 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass B Common 74 $73.39 $5,430.86
Disclosure

SEC source: 0000067887-20-000091 · wf-form4_160583220655869.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Former Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 00:30 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass B Common 217 $0.00 $0.00
Disclosure

SEC source: 0000067887-20-000091 · wf-form4_160583220655869.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Former Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109

F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 14, 2017, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the shares received upon the vesting of the performance-based restricted stock units.

F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 14, 2017, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 20:12 UTC MOOG INC. MOGA/MOGB · Entity 3471 SaleClass A Common 300 $60.78 $18,232.50
Disclosure

SEC source: 0000067887-20-000041 · wf-form4_160037353716073.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Former Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703

Read SEC document
February 14, 2020 Filed Feb 14, 2020 21:18 UTC MOOG INC. MOGA/MOGB · Entity 3471 SaleClass A Common 500 $93.57 $46,783.50
Disclosure

SEC source: 0000067887-20-000021 · wf-form4_158171509981220.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:18 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionSAR · Derivative 3,500 $0.00 Strike: $36.86 $0.00
Disclosure

SEC source: 0000067887-20-000021 · wf-form4_158171509981220.xml · derivative · entry 6

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Class A Common · 3,500 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.

F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:18 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass A Common 2,116 $94.99 $200,998.84
Disclosure

SEC source: 0000067887-20-000021 · wf-form4_158171509981220.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503

F1 · shares: This represents the difference between the number of SARs exercised (3,500) and the number of shares issued as a result of the exercise (1,384). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($94.99) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 21:18 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionClass A Common 3,500 $36.86 $129,010.00
Disclosure

SEC source: 0000067887-20-000021 · wf-form4_158171509981220.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 20:55 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass B Common 338 $0.00 $0.00
Disclosure

SEC source: 0000067887-19-000153 · wf-form4_157566569716109.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

F1 · kind: Awarded under the 2014 Moog Inc. Long Term Incentive Plan.

F2 · price: Stock bonus.

F1 · acquired: Awarded under the 2014 Moog Inc. Long Term Incentive Plan.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 02:03 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantSAR · Derivative 1,736 $0.00 Strike: $85.95 $0.00
Disclosure

SEC source: 0000067887-19-000113 · wf-form4_157378342278438.xml · derivative · entry 15

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Underlying: Class B Common · 1,736 shares

Expires 2029-11-12

F7 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F6 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 02:03 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass B Common 124 $85.95 $10,657.80
Disclosure

SEC source: 0000067887-19-000113 · wf-form4_157378342278438.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554

F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 02:03 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass B Common 363 $0.00 $0.00
Disclosure

SEC source: 0000067887-19-000113 · wf-form4_157378342278438.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678

F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 15, 2016, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.

F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 15, 2016, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

Read SEC document
September 11, 2019 Filed Sep 14, 2019 01:45 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionSAR · Derivative 500 $0.00 Strike: $36.86 $0.00
Disclosure

SEC source: 0000067887-19-000072 · wf-form4_156842552223893.xml · derivative · entry 6

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common · 500 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.

F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Read SEC document
September 11, 2019 Filed Sep 14, 2019 01:45 UTC MOOG INC. MOGA/MOGB · Entity 3471 SaleClass A Common 125 $88.43 $11,053.75
Disclosure

SEC source: 0000067887-19-000072 · wf-form4_156842552223893.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

Read SEC document
September 11, 2019 Filed Sep 14, 2019 01:45 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass A Common 311 $86.62 $26,938.82
Disclosure

SEC source: 0000067887-19-000072 · wf-form4_156842552223893.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244

F1 · shares: This represents the difference between the number of SARs exercised (500) and the number of shares issued as a result of the exercise (189). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($86.62) and the exercise price ($36.86). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

Read SEC document
September 11, 2019 Filed Sep 14, 2019 01:45 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionClass A Common 500 $36.86 $18,430.00
Disclosure

SEC source: 0000067887-19-000072 · wf-form4_156842552223893.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 20:38 UTC MOOG INC. MOGA/MOGB · Entity 3471 SaleClass A Common 370 $94.80 $35,074.89
Disclosure

SEC source: 0000067887-19-000025 · wf-form4_155060868737461.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:38 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionSAR · Derivative 900 $0.00 Strike: $26.66 $0.00
Disclosure

SEC source: 0000067887-19-000025 · wf-form4_155060868737461.xml · derivative · entry 6

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 900 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.

F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:38 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass A Common 511 $92.65 $47,344.15
Disclosure

SEC source: 0000067887-19-000025 · wf-form4_155060868737461.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

F1 · shares: This represents the difference between the number of SARs exercised (900) and the number of shares issued as a result of the exercise (389). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($92.65) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 20:38 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionClass A Common 900 $26.66 $23,994.00
Disclosure

SEC source: 0000067887-19-000025 · wf-form4_155060868737461.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 20:09 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass B Common 241 $0.00 $0.00
Disclosure

SEC source: 0000067887-18-000127 · wf-form4_154421335199473.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

F1 · kind: Awarded under the 2014 Moog Inc. Long Term Incentive Plan.

F2 · price: Stock bonus.

F1 · acquired: Awarded under the 2014 Moog Inc. Long Term Incentive Plan.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 23:42 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantSAR · Derivative 1,741 $0.00 Strike: $80.19 $0.00
Disclosure

SEC source: 0000067887-18-000090 · wf-form4_154232532694835.xml · derivative · entry 16

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,741

Underlying: Class B Common · 1,741 shares

Expires 2028-11-13

F7 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F6 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 23:42 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass B Common 39 $80.19 $3,127.41
Disclosure

SEC source: 0000067887-18-000090 · wf-form4_154232532694835.xml · nonDerivative · entry 4

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74

F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 23:42 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass B Common 113 $0.00 $0.00
Disclosure

SEC source: 0000067887-18-000090 · wf-form4_154232532694835.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.

F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 23:42 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass A Common 20 $79.15 $1,583.00
Disclosure

SEC source: 0000067887-18-000090 · wf-form4_154232532694835.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

F3 · kind: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 23:42 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantClass A Common 56 $0.00 $0.00
Disclosure

SEC source: 0000067887-18-000090 · wf-form4_154232532694835.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56

F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by Moog Inc. and therefore the reporting person paid no price for the performance-based restricted stock units.

F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on November 17, 2015, upon achievement of performance goals under the 2014 Moog Inc. Long Term Incentive Plan.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:49 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantSAR · Derivative 1,611 $0.00 Strike: $82.31 $0.00
Disclosure

SEC source: 0000067887-17-000105 · wf-form4_151087255431504.xml · derivative · entry 11

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Underlying: Class B Common · 1,611 shares

Expires 2027-11-14

F4 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F3 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

Read SEC document
August 04, 2017 Filed Aug 7, 2017 12:23 UTC MOOG INC. MOGA/MOGB · Entity 3471 SaleClass A Common 934 $74.71 $69,783.25
Disclosure

SEC source: 0000067887-17-000047 · wf-form4_150210857245248.xml · nonDerivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 03, 2017 Filed Aug 7, 2017 12:23 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionSAR · Derivative 2,800 $35.12 Strike: $35.12 $98,336.00
Disclosure

SEC source: 0000067887-17-000047 · wf-form4_150210857245248.xml · derivative · entry 5

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 2,800 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.

F4 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

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August 03, 2017 Filed Aug 7, 2017 12:23 UTC MOOG INC. MOGA/MOGB · Entity 3471 Tax withholdingClass A Common 1,866 $74.65 $139,296.90
Disclosure

SEC source: 0000067887-17-000047 · wf-form4_150210857245248.xml · nonDerivative · entry 2

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

F1 · shares: This represents the difference between the number of SARs exercised (2,800) and the number of shares issued as a result of the exercise (934). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($74.65) and the exercise price ($35.12). Additional shares are then withheld to satisfy the Company's tax withholding obligations.

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August 03, 2017 Filed Aug 7, 2017 12:23 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionClass A Common 2,800 $35.12 $98,336.00
Disclosure

SEC source: 0000067887-17-000047 · wf-form4_150210857245248.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 09, 2017 Filed Mar 13, 2017 13:25 UTC MOOG INC. MOGA/MOGB · Entity 3471 SaleClass A Common 331 $64.89 $21,479.98
Disclosure

SEC source: 0000067887-17-000018 · wf-form4_148941153770882.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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March 03, 2017 Filed Mar 7, 2017 19:11 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionSAR · Derivative 1,200 $35.12 Strike: $35.12 $42,144.00
Disclosure

SEC source: 0000067887-17-000014 · wf-form4_148891385392797.xml · derivative · entry 3

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Class A Common · 1,200 shares

Expires 2018-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Stock Appreciation Right (SAR) granted under the 2008 Appreciation Rights Plan.

F3 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

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March 03, 2017 Filed Mar 7, 2017 19:11 UTC MOOG INC. MOGA/MOGB · Entity 3471 Exercise / conversionClass A Common 331 $67.41 $22,312.71
Disclosure

SEC source: 0000067887-17-000014 · wf-form4_148891385392797.xml · nonDerivative · entry 1

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 15, 2016 Filed Nov 17, 2016 18:46 UTC Amendment MOOG INC. MOGA/MOGB · Entity 3471 GrantSAR · Derivative 2,000 $0.00 Strike: $71.65 $0.00
Disclosure

SEC source: 0000067887-16-000262 · wf-form4a_147940836777323.xml · derivative · entry 11

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class B Common · 2,000 shares

Expires 2026-11-15

F4 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F3 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

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November 15, 2016 Filed Nov 17, 2016 17:24 UTC MOOG INC. MOGA/MOGB · Entity 3471 GrantSAR · Derivative 2,000 $0.00 Strike: $70.10 $0.00
Disclosure

SEC source: 0000067887-16-000237 · wf-form4_147940347271508.xml · derivative · entry 11

BALKIN TIMOTHY P · CIK 0001251990 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class B Common · 2,000 shares

Expires 2026-11-15

F4 · security: Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.

F3 · derivative.exercise_date: SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.