Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYCROFT MINING HOLDING CORPHYMC · Entity 2340 | Director | December 04, 2020 | December 08, 2020 |
| INTERNATIONAL TOWER HILL MINES LTDTHM · Entity 8869 | Director | October 17, 2018 | October 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYCROFT MINING HOLDING CORP
Report date December 04, 2020 · Filed December 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,730 |
Reported balance
After 2020-12-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-04 · Grant · Acquired 6,730 · Balance 6,730 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share. F2: 6,730 RSUs were granted on December 4, 2020 as the reporting person's initial equity grant in connection with the reporting person's service on the Issuer's Board of Directors. Subject to the reporting person's continued service on the Issuer's Board of Directors, the RSUs will vest in three equal annual installments beginning on May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,095 |
Reported balance
After 2020-12-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-12-04 · Grant · Acquired 10,095 · Balance 10,095 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share. F3: 10,095 RSUs were granted on December 4, 2020 as the reporting person's 2020 annual equity grant for service on the Issuer's Board of Directors. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share.
F2: 6,730 RSUs were granted on December 4, 2020 as the reporting person's initial equity grant in connection with the reporting person's service on the Issuer's Board of Directors. Subject to the reporting person's continued service on the Issuer's Board of Directors, the RSUs will vest in three equal annual installments beginning on May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.
F3: 10,095 RSUs were granted on December 4, 2020 as the reporting person's 2020 annual equity grant for service on the Issuer's Board of Directors. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading.
INTERNATIONAL TOWER HILL MINES LTD
Report date October 17, 2018 · Filed October 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.63 | Direct | 101,220 |
Reported balance
After 2018-10-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-10-17 · Grant · Acquired 101,220 · Balance 101,220 F1: The exercise price was converted from CAD0.82 to USD0.63, based on the October 17, 2018 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise. F2: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price was converted from CAD0.82 to USD0.63, based on the October 17, 2018 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise.
F2: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2020 Filed Dec 8, 2020 16:46 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantRestricted Stock Units · Derivative | 10,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017198 · wf-form4_160746399383577.xml · derivative · entry 2 ELLIS JOHN J. · CIK 0001602924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,095 Underlying: Class A Common Stock · 10,095 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share. F3 · derivative.exercise_date: 10,095 RSUs were granted on December 4, 2020 as the reporting person's 2020 annual equity grant for service on the Issuer's Board of Directors. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F3 · derivative.expiration_date: 10,095 RSUs were granted on December 4, 2020 as the reporting person's 2020 annual equity grant for service on the Issuer's Board of Directors. 50% of these RSUs vest immediately on the date of grant and, subject to the reporting person's continued service on the Issuer's Board of Directors, the remaining 50% will vest on the earlier of (a) the Issuer's first annual meeting of stockholders held after the grant date or (b) May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 16:46 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantRestricted Stock Units · Derivative | 6,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017198 · wf-form4_160746399383577.xml · derivative · entry 1 ELLIS JOHN J. · CIK 0001602924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,730 Underlying: Class A Common Stock · 6,730 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock, par value $0.0001 per share. F2 · derivative.exercise_date: 6,730 RSUs were granted on December 4, 2020 as the reporting person's initial equity grant in connection with the reporting person's service on the Issuer's Board of Directors. Subject to the reporting person's continued service on the Issuer's Board of Directors, the RSUs will vest in three equal annual installments beginning on May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F2 · derivative.expiration_date: 6,730 RSUs were granted on December 4, 2020 as the reporting person's initial equity grant in connection with the reporting person's service on the Issuer's Board of Directors. Subject to the reporting person's continued service on the Issuer's Board of Directors, the RSUs will vest in three equal annual installments beginning on May 29, 2021. Vested RSUs will convert into shares of the Issuer's Class A Common Stock upon the reporting person's separation of service from the Issuer's Board of Directors; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. Read SEC document |
| October 17, 2018 Filed Oct 20, 2018 01:54 UTC | INTERNATIONAL TOWER HILL MINES LTD THM · Entity 8869 | GrantDeferred Stock Units · Derivative | 101,220 | $0.00 Strike: $0.63 | $0.00 |
DisclosureSEC source: 0001123292-18-001013 · edgar.xml · derivative · entry 1 ELLIS JOHN J. · CIK 0001602924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,220 Underlying: Common Stock · 101,220 shares Expires not disclosed F1 · derivative.exercise_price: The exercise price was converted from CAD0.82 to USD0.63, based on the October 17, 2018 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise. F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director. Read SEC document |
| October 23, 2017 Filed Nov 2, 2017 20:47 UTC | INTERNATIONAL TOWER HILL MINES LTD THM · Entity 8869 | GrantDeferred Stock Units · Derivative | 129,687 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001123292-17-001662 · edgar.xml · derivative · entry 1 ELLIS JOHN J. · CIK 0001602924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,687 Underlying: Common Stock · 129,687 shares Expires not disclosed F1 · derivative.exercise_price: The exercise price was converted from CAD0.64 to USD0.51, based on the October 23, 2017 exchange rate as quoted by the Bank of Canada. The exercise price is the actual Canadian dollar amount regardless of the exchange rate on the date of exercise. F2 · derivative.exercise_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director. F2 · derivative.expiration_date: The reported deferred stock units vested in full on the date of grant and the Reporting Person will receive the shares underlying the deferred stock units upon the Reporting Person's end of service as a Director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.